Spectrum Asset Management, Inc. Japan Smaller Capitalization Fund Inc Transaction History

Spectrum Asset Management, Inc.

$237 Million
Q3 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2018 Oct 29, 2018	SELL	$10.54 - $11.69 $834,767 - $925,848	-79,200 Closed	0 $0
Q1 2018 May 04, 2018	BUY	$11.44 - $13.04 $650,364 - $741,324	56,850 Added 254.36%	79,200 $973,000
Q4 2017 Feb 12, 2018	BUY	$11.73 - $13.74 $262,165 - $307,089	22,350	22,350 $264,000

Others Institutions Holding JOF

# of Institutions

57

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$43.1 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$38.9 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$34.5 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$16.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$7.99 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

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