Stifel Financial Corp Highland Income Fund\Ma Transaction History

Stifel Financial Corp

$93.2 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$10.73 - $11.44 $138,803 - $147,987	-12,936 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$10.2 - $11.07 $652 - $708	-64 Reduced 0.49%	12,936 $139,000
Q1 2021 May 14, 2021	SELL	$10.11 - $11.13 $46,930 - $51,665	-4,642 Reduced 26.31%	13,000 $144,000
Q4 2020 Feb 12, 2021	BUY	$7.83 - $10.28 $8,158 - $10,711	1,042 Added 6.28%	17,642 $181,000
Q2 2020 Aug 14, 2020	BUY	$7.13 - $9.65 $4,278 - $5,790	600 Added 3.75%	16,600 $134,000
Q1 2020 May 14, 2020	BUY	$8.38 - $12.72 $36,830 - $55,904	4,395 Added 37.87%	16,000 $139,000
Q4 2019 Feb 13, 2020	SELL	$11.41 - $13.22 $19,454 - $22,540	-1,705 Reduced 12.81%	11,605 $143,000
Q3 2019 Nov 13, 2019	SELL	$12.75 - $13.92 $218,318 - $238,352	-17,123 Reduced 56.26%	13,310 $178,000
Q2 2019 Aug 14, 2019	BUY	$13.29 - $13.84 $148,821 - $154,980	11,198 Added 58.22%	30,433 $422,000
Q1 2019 May 14, 2019	BUY	$12.95 - $14.1 $33,527 - $36,504	2,589 Added 15.55%	19,235 $269,000
Q4 2018 Feb 13, 2019	BUY	$12.2 - $15.54 $48,958 - $62,362	4,013 Added 31.77%	16,646 $211,000
Q3 2018 Nov 13, 2018	BUY	$15.42 - $16.0 $12,474 - $12,944	809 Added 6.84%	12,633 $195,000
Q2 2018 Aug 14, 2018	BUY	$15.58 - $16.12 $184,217 - $190,602	11,824 New	11,824 $185,000
Q1 2018 May 11, 2018	SELL	$15.3 - $16.24 $208,278 - $221,075	-13,613 Closed	0 $0
Q4 2017 Feb 14, 2018	BUY	$15.02 - $15.64 $204,467 - $212,907	13,613	13,613 $210,000

Others Institutions Holding HFRO

# of Institutions

103

Shares Held

29.1M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

3.72M
Shares

$20.2 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

3.69M
Shares

$20 Million
0.01% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

3.02M
Shares

$16.4 Million
6.16% of portfolio
Royal Bank Of Canada Toronto, A6

2.59M
Shares

$14 Million
0.0% of portfolio
Envestnet Asset Management Inc

2.02M
Shares

$11 Million
0.0% of portfolio

About HIGHLAND INCOME FUND\MA

Ticker HFRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Highland Funds I - Highland Floating Rate Opportunities Fund is a close-ended fixed income mutual fund launched by Highland Capital Management, L.P. It is managed by Highland Capital Management Fund Advisors, L.P. The fund invests in fixed income markets of countries across the globe. It primarily invests in floating rate loans and other securit...

More about HFRO

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