Stifel Financial Corp Rivernorth Opportunities Fund, Inc. Transaction History

Stifel Financial Corp

$93.2 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$12.58 - $16.29 $6,290 - $8,145	-500 Reduced 4.0%	11,999 $169,000
Q1 2022 May 13, 2022	BUY	$15.2 - $16.65 $7,600 - $8,325	500 Added 4.17%	12,499 $200,000
Q4 2021 Feb 14, 2022	SELL	$15.76 - $17.65 $1,576 - $1,764	-100 Reduced 0.83%	11,999 $191,000
Q3 2021 Nov 15, 2021	SELL	$16.9 - $18.74 $142,855 - $158,409	-8,453 Reduced 41.13%	12,099 $206,000
Q2 2021 Aug 13, 2021	SELL	$17.13 - $18.57 $856 - $928	-50 Reduced 0.24%	20,552 $377,000
Q1 2021 May 14, 2021	SELL	$16.1 - $17.75 $5,635 - $6,212	-350 Reduced 1.67%	20,602 $359,000
Q4 2020 Feb 12, 2021	SELL	$13.86 - $16.32 $3,686 - $4,341	-266 Reduced 1.25%	20,952 $337,000
Q3 2020 Nov 16, 2020	SELL	$14.1 - $16.09 $2,115 - $2,413	-150 Reduced 0.7%	21,218 $304,000
Q1 2020 May 14, 2020	SELL	$9.57 - $17.2 $4,459 - $8,015	-466 Reduced 2.13%	21,368 $264,000
Q4 2019 Feb 13, 2020	BUY	$15.99 - $17.01 $107,676 - $114,545	6,734 Added 44.6%	21,834 $358,000
Q1 2019 May 14, 2019	BUY	$16.14 - $16.98 $6,456 - $6,792	400 Added 2.72%	15,100 $250,000
Q4 2018 Feb 13, 2019	BUY	$14.2 - $18.6 $208,740 - $273,420	14,700 New	14,700 $238,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$21.4 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.6 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$4.07 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

248K
Shares

$3.1 Million
0.08% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.84 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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