Thomas J. Herzfeld Advisors, Inc. Oxford Lane Capital Corp. Transaction History

Thomas J. Herzfeld Advisors, Inc.

$285 Billion
Q2 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 13, 2023	BUY	$4.85 - $5.65 $794,866 - $925,978	163,890 New	163,890 $818 Million
Q2 2023 Aug 14, 2023	SELL	$4.8 - $5.32 $6.2 Million - $6.87 Million	-1,292,117 Reduced 47.69%	1,417,117 $6.86 Million
Q1 2023 May 16, 2023	BUY	$5.04 - $6.21 $329,192 - $405,612	65,316 Added 2.47%	2,709,234 $14.2 Million
Q4 2022 Feb 14, 2023	BUY	$4.9 - $5.61 $13 Million - $14.8 Million	2,643,918 New	2,643,918 $13.4 Million
Q2 2022 Aug 10, 2022	SELL	$5.55 - $7.26 $561,204 - $734,116	-101,118 Reduced 39.08%	157,641 $895,000
Q1 2022 May 16, 2022	SELL	$7.0 - $8.39 $1.32 Million - $1.58 Million	-188,000 Reduced 42.08%	258,759 $1.87 Million
Q4 2021 Feb 14, 2022	BUY	$7.28 - $8.42 $478,164 - $553,042	65,682 Added 17.24%	446,759 $3.45 Million
Q3 2021 Nov 12, 2021	BUY	$6.97 - $7.6 $912,170 - $994,619	130,871 Added 52.31%	381,077 $2.75 Million
Q2 2021 Aug 16, 2021	BUY	$6.29 - $7.82 $1.57 Million - $1.96 Million	250,206 New	250,206 $1.85 Million
Q1 2020 May 13, 2020	SELL	$2.41 - $9.56 $782,023 - $3.1 Million	-324,491 Closed	0 $0
Q4 2019 Feb 14, 2020	BUY	$8.05 - $9.76 $2.61 Million - $3.17 Million	324,491 New	324,491 $2.65 Million
Q4 2018 Feb 14, 2019	SELL	$8.21 - $11.0 $4.23 Million - $5.67 Million	-515,267 Closed	0 $0
Q3 2018 Nov 14, 2018	BUY	$10.51 - $11.46 $3.7 Million - $4.04 Million	352,298 Added 216.17%	515,267 $5.46 Million
Q2 2018 Aug 14, 2018	SELL	$10.2 - $11.56 $25,357 - $28,738	-2,486 Reduced 1.5%	162,969 $1.7 Million
Q1 2018 May 15, 2018	BUY	$9.45 - $10.49 $1.15 Million - $1.28 Million	121,822 Added 279.2%	165,455 $1.68 Million
Q4 2017 Feb 14, 2018	BUY	$9.16 - $10.94 $399,678 - $477,345	43,633 New	43,633 $439,000
Q3 2017 Nov 14, 2017	SELL	$10.03 - $10.92 $148,574 - $161,757	-14,813 Closed	0 $0
Q2 2017 Aug 14, 2017	BUY	N/A	14,813	14,813 $147,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12.7M

Call Options Held

0

Put Options Held

0

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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