U.S. Capital Wealth Advisors, LLC Rivernorth Opportunities Fund, Inc. Transaction History

U.S. Capital Wealth Advisors, LLC

$2.65 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Jul 11, 2024	SELL	$11.26 - $12.32 $79,495 - $86,979	-7,060 Reduced 37.04%	12,000 $147,000
Q1 2024 May 10, 2024	SELL	$10.97 - $12.09 $118,026 - $130,076	-10,759 Reduced 36.08%	19,060 $229,000
Q4 2023 Feb 06, 2024	SELL	$9.67 - $11.25 $36,600 - $42,581	-3,785 Reduced 11.26%	29,819 $327,000
Q3 2023 Oct 19, 2023	SELL	$10.51 - $11.51 $32,581 - $35,681	-3,100 Reduced 8.45%	33,604 $353,000
Q2 2023 Aug 04, 2023	BUY	$10.89 - $11.6 $88,742 - $94,528	8,149 Added 28.54%	36,704 $419,000
Q1 2023 May 11, 2023	SELL	$10.92 - $12.55 $79,879 - $91,803	-7,315 Reduced 20.39%	28,555 $324,000
Q4 2022 Feb 03, 2023	BUY	$11.74 - $13.29 $72,201 - $81,733	6,150 Added 20.69%	35,870 $440,000
Q3 2022 Nov 01, 2022	BUY	$11.85 - $25.11 $59,842 - $126,805	5,050 Added 20.47%	29,720 $362,000
Q4 2021 Jan 21, 2022	SELL	$15.76 - $17.65 $1,576 - $1,764	-100 Reduced 0.4%	24,670 $393,000
Q3 2021 Nov 01, 2021	BUY	$16.9 - $18.74 $418,612 - $464,189	24,770 New	24,770 $421,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$20.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.18 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$3.85 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

253K
Shares

$2.99 Million
0.09% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.68 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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