United Capital Financial Advisers, LLC Oxford Lane Capital Corp. Transaction History

United Capital Financial Advisers, LLC

$12 Billion
Q1 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 14, 2022	SELL	$4.84 - $24.41 $968 - $4,882	-200 Reduced 1.32%	15,000 $78,000
Q2 2022 Aug 11, 2022	BUY	$5.55 - $7.26 $1,110 - $1,452	200 Added 1.33%	15,200 $86,000
Q1 2022 May 16, 2022	BUY	$7.0 - $8.39 $105,000 - $125,850	15,000 New	15,000 $109,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.3 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.79 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.75 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.04 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.8 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of United Capital Financial Advisers, LLC, based on Form 13F filings with the SEC.

News

Stay updated on United Capital Financial Advisers, LLC with notifications on news.