Warberg Asset Management LLC Suro Capital Corp. Transaction History

Warberg Asset Management LLC

$21.3 Million
Q2 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$11.41 - $15.6 $587,968 - $803,883	-51,531 Reduced 79.37%	13,398 $174,000
Q3 2021 Nov 15, 2021	SELL	$12.19 - $16.25 $304,871 - $406,412	-25,010 Reduced 27.81%	64,929 $838,000
Q2 2021 Aug 16, 2021	BUY	$13.07 - $15.52 $61,951 - $73,564	4,740 Added 5.56%	89,939 $1.21 Million
Q1 2021 May 17, 2021	BUY	$12.33 - $15.43 $1.05 Million - $1.31 Million	85,199 New	85,199 $1.15 Million

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

3.74M

Call Options Held

2.3K

Put Options Held

24K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

738K
Shares

$3.37 Million
1.04% of portfolio
Gabelli Funds LLC Rye, NY

730K
Shares

$3.33 Million
0.02% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$1.74 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.3 Million
0.05% of portfolio
Intrepid Family Office LLC Greenwich, CT

200K
Shares

$911,999
1.16% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $129M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

More about SSSS

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