Warberg Asset Management LLC Suro Capital Corp. Put Options Transaction History

Warberg Asset Management LLC

$21.3 Million
Q2 2024

Put Options

4 transactions

Quarter	Operation	Price Per put	puts change	puts Held	SEC Form
Q3 2021 Nov 15, 2021	SELL	$12.19 - $16.25 $424,212 - $565,500	-34,800 Reduced 41.43%	49,200 $635,000
Q2 2021 Aug 16, 2021	SELL	$13.07 - $15.52 $15,684 - $18,624	-1,200 Reduced 1.41%	84,000 $1.13 Million
Q1 2021 May 17, 2021	SELL	$12.33 - $15.43 $129,465 - $162,015	-10,500 Reduced 10.97%	85,200 $1.15 Million
Q4 2020 Feb 16, 2021	BUY	$8.16 - $13.29 $780,912 - $1.27 Million	95,700 New	95,700 $1.25 Million

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

3.74M

Call Options Held

2.3K

Put Options Held

24K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

738K
Shares

$3.37 Million
1.04% of portfolio
Gabelli Funds LLC Rye, NY

730K
Shares

$3.33 Million
0.02% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$1.74 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.3 Million
0.05% of portfolio
Intrepid Family Office LLC Greenwich, CT

200K
Shares

$911,999
1.16% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $129M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

More about SSSS

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