Yakira Capital Management, Inc. Rivernorth Opportunities Fund, Inc. Transaction History

Yakira Capital Management, Inc.

$197 Million
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 11, 2022	SELL	$12.58 - $16.29 $335,709 - $434,714	-26,686 Closed	0 $0
Q1 2022 May 12, 2022	SELL	$15.2 - $16.65 $662,461 - $725,656	-43,583 Reduced 62.02%	26,686 $426,000
Q4 2021 Feb 09, 2022	BUY	$15.76 - $17.65 $1.11 Million - $1.24 Million	70,269 New	70,269 $1.12 Million
Q4 2020 Feb 12, 2021	SELL	$13.86 - $16.32 $452,529 - $532,848	-32,650 Closed	0 $0
Q3 2020 Nov 12, 2020	BUY	$14.1 - $16.09 $460,365 - $525,338	32,650 New	32,650 $468,000
Q1 2020 May 14, 2020	SELL	$9.57 - $17.2 $376,857 - $677,318	-39,379 Closed	0 $0
Q4 2019 Feb 13, 2020	BUY	$15.99 - $17.01 $281,887 - $299,869	17,629 Added 81.05%	39,379 $643,000
Q3 2019 Nov 13, 2019	BUY	$16.42 - $17.31 $357,135 - $376,492	21,750 New	21,750 $376,000
Q2 2019 Aug 09, 2019	SELL	$16.25 - $16.96 $292,500 - $305,280	-18,000 Closed	0 $0
Q4 2018 Feb 12, 2019	BUY	$14.2 - $18.6 $255,600 - $334,800	18,000 New	18,000 $293,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$20.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.19 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$3.85 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

253K
Shares

$2.99 Million
0.09% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.69 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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