Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-2.5K- 2.35% |
$684K - $970K
|
104K
$46.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-30- 0.07% |
$8.22K - $11.6K
|
41.9K
$18.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
183+ 55.62% |
$50.1K - $71K
|
512
$231K
|
|
|
Aug 13, 2025
Q2 2025
|
Ossiam
Paris, I0 |
BUY
|
- |
6.15K+ 2189.68% |
$1.69M - $2.39M
|
6.43K
$2.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-145K- 2.2% |
$39.8M - $56.3M
|
6.45M
$2.91B
|
|
|
Aug 13, 2025
Q2 2025
|
Hap Trading, LLC
New York, NY |
SELL
|
CALL |
-1.2K- 10.81% |
$329K - $466K
|
9.9K
$4.46M
|
|
|
Aug 13, 2025
Q2 2025
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-730- 12.75% |
$200K - $283K
|
5K
$2.25M
|
|
|
Aug 13, 2025
Q2 2025
|
Mirabella Financial Services LLP
London, X0 |
BUY
|
- |
19.5KNew |
$5.33M - $7.56M
|
19.5K
$8.78M
|
|
|
Aug 13, 2025
Q2 2025
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
20.5K+ 8.74% |
$5.6M - $7.94M
|
254K
$115M
|
|
|
Aug 13, 2025
Q2 2025
|
Capital Markets Trading Uk LLP
London, X0 |
BUY
|
- |
1.91KNew |
$524K - $743K
|
1.91K
$863K
|
|
|
Aug 13, 2025
Q2 2025
|
Centiva Capital, LP
New York, NY |
BUY
|
PUT |
54.5KNew |
$14.9M - $21.2M
|
54.5K
$24.6M
|
|
|
Aug 13, 2025
Q2 2025
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-700- 33.33% |
$192K - $272K
|
1.4K
$631K
|
|
|
Aug 13, 2025
Q2 2025
|
Shepherd Financial Partners LLC
Winchester, MA |
BUY
|
- |
8+ 0.12% |
$2.19K - $3.11K
|
6.48K
$2.92M
|
|
|
Aug 13, 2025
Q2 2025
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-488- 0.45% |
$134K - $189K
|
108K
$48.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Amundi
Paris, I0 |
BUY
|
- |
357K+ 22.95% |
$97.7M - $139M
|
1.91M
$862M
|
|
|
Aug 13, 2025
Q2 2025
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
39+ 4.02% |
$10.7K - $15.1K
|
1.01K
$455K
|
|
|
Aug 13, 2025
Q2 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
617K+ 425.16% |
$169M - $239M
|
762K
$343M
|
|
|
Aug 13, 2025
Q2 2025
|
Options Solutions, LLC
Chevy Chase, MD |
SELL
|
- |
-149- 7.27% |
$40.8K - $57.8K
|
1.9K
$856K
|
|
|
Aug 13, 2025
Q2 2025
|
Scs Capital Management LLC
Boston, MA |
BUY
|
- |
20+ 0.37% |
$5.48K - $7.76K
|
5.47K
$2.46M
|
|
|
Aug 13, 2025
Q2 2025
|
Vertex Planning Partners, LLC
Downers Grove, IL |
BUY
|
- |
11+ 0.71% |
$3.01K - $4.27K
|
1.56K
$705K
|
|
|
Aug 13, 2025
Q2 2025
|
Financial & Tax Architects, LLC
St Louis, MO |
BUY
|
- |
18.1K+ 1233.92% |
$4.95M - $7.02M
|
19.5K
$8.81M
|
|
|
Aug 13, 2025
Q2 2025
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
77+ 11.76% |
$21.1K - $29.9K
|
732
$330K
|
|
|
Aug 13, 2025
Q2 2025
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
90+ 6.53% |
$24.7K - $34.9K
|
1.47K
$662K
|
|
|
Aug 13, 2025
Q2 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
394+ 10.43% |
$108K - $153K
|
4.17K
$1.88M
|
|
|
Aug 13, 2025
Q2 2025
|
Ostrum Asset Management
Paris, I0 |
SELL
|
- |
-196- 2.8% |
$53.7K - $76.1K
|
6.8K
$3.07M
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
348New |
$95.3K - $135K
|
348
$157K
|
|
|
Aug 13, 2025
Q2 2025
|
Victory Financial Group, LLC
Austin, TX |
BUY
|
- |
836+ 115.31% |
$229K - $325K
|
1.56K
$703K
|
|
|
Aug 13, 2025
Q2 2025
|
Morton Community Bank
East Peoria, IL |
BUY
|
- |
597New |
$164K - $232K
|
597
$269K
|
|
|
Aug 13, 2025
Q2 2025
|
Rw Investment Management LLC
Eagle, ID |
BUY
|
- |
351+ 56.16% |
$96.2K - $136K
|
976
$440K
|
|
|
Aug 13, 2025
Q2 2025
|
Daner Wealth Management, LLC
Alpharetta, GA |
BUY
|
- |
518+ 73.68% |
$142K - $201K
|
1.22K
$550K
|
|
|
Aug 13, 2025
Q2 2025
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
14+ 11.67% |
$3.84K - $5.43K
|
134
$60.4K
|
|
|
Aug 13, 2025
Q2 2025
|
Grantvest Financial Group LLC
Matawan, NJ |
SELL
|
- |
-100- 12.66% |
$27.4K - $38.8K
|
690
$311K
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
SELL
|
- |
-36- 7.3% |
$9.86K - $14K
|
457
$206K
|
|
|
Aug 13, 2025
Q2 2025
|
Stenger Family Office, LLC
Naperville, IL |
BUY
|
- |
2.54K+ 51.99% |
$694K - $984K
|
7.41K
$3.34M
|
|
|
Aug 13, 2025
Q2 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
1.59K+ 9.53% |
$436K - $618K
|
18.3K
$8.24M
|
|
|
Aug 13, 2025
Q2 2025
|
Tema Etfs LLC
New York, NY |
SELL
|
- |
-7.01K- 35.11% |
$1.92M - $2.72M
|
13K
$5.84M
|
|
|
Aug 13, 2025
Q2 2025
|
Vega Investment Solutions
Paris, I0 |
BUY
|
- |
1.61K+ 85.31% |
$441K - $625K
|
3.5K
$1.58M
|
|
|
Aug 13, 2025
Q2 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-9.33K- 5.48% |
$2.56M - $3.62M
|
161K
$72.6M
|
|
|
Aug 13, 2025
Q2 2025
|
North Berkeley Wealth Management, LLC
Berkeley, CA |
SELL
|
- |
-772- 42.89% |
$211K - $300K
|
1.03K
$463K
|
|
|
Aug 13, 2025
Q2 2025
|
Crestmont Private Wealth LLC
|
BUY
|
- |
3+ 0.33% |
$822 - $1.16K
|
905
$408K
|
|
|
Aug 13, 2025
Q2 2025
|
Uss Investment Management LTD
|
BUY
|
- |
546+ 0.94% |
$150K - $212K
|
58.4K
$26.3M
|
|
|
Aug 13, 2025
Q2 2025
|
Obsidian Personal Planning Solutions LLC
|
BUY
|
- |
112+ 6.94% |
$30.7K - $43.5K
|
1.73K
$778K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-2.77K- 2.69% |
$758K - $1.07M
|
100K
$45.1M
|
|
|
Aug 13, 2025
Q2 2025
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
358+ 23.9% |
$98.1K - $139K
|
1.86K
$836K
|
|
|
Aug 13, 2025
Q2 2025
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
13+ 10.48% |
$3.56K - $5.05K
|
137
$61.7K
|
|
|
Aug 13, 2025
Q2 2025
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
34+ 1.35% |
$9.31K - $13.2K
|
2.56K
$1.15M
|
|
|
Aug 13, 2025
Q2 2025
|
Wharton Business Group, LLC
Malvern, PA |
SELL
|
- |
-1.88K- 3.58% |
$515K - $730K
|
50.7K
$22.8M
|
|
|
Aug 13, 2025
Q2 2025
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
11+ 0.26% |
$3.01K - $4.27K
|
4.18K
$1.88M
|
|
|
Aug 13, 2025
Q2 2025
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
280+ 10.97% |
$76.7K - $109K
|
2.83K
$1.28M
|
|
|
Aug 13, 2025
Q2 2025
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
570+ 37.33% |
$156K - $221K
|
2.1K
$945K
|