Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Centiva Capital, LP
New York, NY |
BUY
|
PUT |
40K+ 73.39% |
$15.6M - $19.1M
|
94.5K
$52.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
11K+ 21.7% |
$4.32M - $5.27M
|
61.9K
$34.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
- |
534New |
$209K - $255K
|
534
$295K
|
|
|
Nov 14, 2025
Q3 2025
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
PUT |
2.1K+ 150.0% |
$821K - $1M
|
3.5K
$1.93M
|
|
|
Nov 14, 2025
Q3 2025
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-122K- 99.43% |
$47.6M - $58.2M
|
703
$388K
|
|
|
Nov 14, 2025
Q3 2025
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
PUT |
75.8K+ 322.55% |
$29.6M - $36.2M
|
99.3K
$54.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-651- 3.36% |
$254K - $311K
|
18.7K
$10.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Voleon Capital Management LP
Berkeley, CA |
BUY
|
- |
6.17K+ 167.73% |
$2.41M - $2.95M
|
9.86K
$5.44M
|
|
|
Nov 14, 2025
Q3 2025
|
White Knight Strategic Wealth Advisors, LLC
Princeton, NJ |
SELL
|
- |
-535- 42.53% |
$209K - $255K
|
723
$399K
|
|
|
Nov 14, 2025
Q3 2025
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-12.9K- 28.99% |
$5.04M - $6.16M
|
31.6K
$17.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
SELL
|
- |
-1.41K- 23.85% |
$550K - $671K
|
4.49K
$2.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-54- 0.53% |
$21.1K - $25.8K
|
10.1K
$5.55M
|
|
|
Nov 14, 2025
Q3 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
PUT |
4.5K+ 10.37% |
$1.76M - $2.15M
|
47.9K
$26.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
PUT |
23.6K+ 2145.45% |
$9.23M - $11.3M
|
24.7K
$13.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-276- 26.64% |
$108K - $132K
|
760
$420K
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-83K- 33.65% |
$32.4M - $39.6M
|
164K
$90.3M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-42K- 41.67% |
$16.4M - $20M
|
58.8K
$32.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Scopus Asset Management, L.P.
New York, NY |
BUY
|
- |
25.3K+ 252.69% |
$9.88M - $12.1M
|
35.3K
$19.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Scopus Asset Management, L.P.
New York, NY |
BUY
|
PUT |
20KNew |
$7.82M - $9.54M
|
20K
$11M
|
|
|
Nov 14, 2025
Q3 2025
|
Cardiff Park Advisors, LLC
San Marcos, CA |
BUY
|
- |
18+ 0.41% |
$7.04K - $8.59K
|
4.43K
$2.45M
|
|
|
Nov 14, 2025
Q3 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
18.7K+ 19.07% |
$7.3M - $8.91M
|
117K
$64.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
142K+ 137.02% |
$55.7M - $68M
|
246K
$136M
|
|
|
Nov 14, 2025
Q3 2025
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-1.89K- 27.81% |
$740K - $903K
|
4.91K
$2.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Man Group PLC
London, X0 |
BUY
|
- |
120K+ 361.47% |
$47M - $57.4M
|
154K
$84.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Man Group PLC
London, X0 |
BUY
|
PUT |
16.5K+ 104.43% |
$6.45M - $7.87M
|
32.3K
$17.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Zurich Insurance Group LTD
Zurich, V8 |
BUY
|
- |
64K+ 54.55% |
$25M - $30.6M
|
181K
$100M
|
|
|
Nov 14, 2025
Q3 2025
|
Bill Gates
Bill & Melinda Gates Foundation Trust | Kirkland, Wa
|
SELL
|
- |
-1M- 13.6% |
$391M - $477M
|
6.35M
$3.51B
|
|
|
Nov 14, 2025
Q3 2025
|
Alight Capital Management LP
New York, NY |
SELL
|
- |
-20.5K- 57.75% |
$8.01M - $9.78M
|
15K
$8.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Amundi
Paris, I0 |
BUY
|
- |
464K+ 24.27% |
$181M - $221M
|
2.38M
$1.31B
|
|
|
Nov 14, 2025
Q3 2025
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-9- 0.31% |
$3.52K - $4.29K
|
2.85K
$1.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-61.4K- 89.43% |
$24M - $29.3M
|
7.26K
$4.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
PUT |
1.2KNew |
$469K - $573K
|
1.2K
$662K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
223K+ 74.17% |
$87.3M - $107M
|
525K
$290M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
319K+ 53.81% |
$125M - $152M
|
912K
$504M
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
68K+ 24.63% |
$26.6M - $32.4M
|
344K
$190M
|
|
|
Nov 14, 2025
Q3 2025
|
Fred Alger Management, LLC
New York, NY |
BUY
|
- |
100KNew |
$39.2M - $47.8M
|
100K
$55.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-116- 14.65% |
$45.3K - $55.3K
|
676
$373K
|
|
|
Nov 14, 2025
Q3 2025
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
356+ 7.14% |
$139K - $170K
|
5.34K
$2.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.16K- 15.48% |
$452K - $552K
|
6.32K
$3.49M
|
|
|
Nov 14, 2025
Q3 2025
|
Holocene Advisors, LP
New York, NY |
BUY
|
CALL |
180KNew |
$70.4M - $85.9M
|
180K
$99.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-196K- 32.63% |
$76.5M - $93.3M
|
404K
$223M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-62.8K- 13.97% |
$24.5M - $30M
|
387K
$213M
|
|
|
Nov 14, 2025
Q3 2025
|
Sandler Capital Management
New York, NY |
BUY
|
- |
5.84KNew |
$2.28M - $2.78M
|
5.84K
$3.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-255K- 81.37% |
$99.7M - $122M
|
58.4K
$32.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
PUT |
30KNew |
$11.7M - $14.3M
|
30K
$16.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
PUT |
238K+ 489.32% |
$93.2M - $114M
|
287K
$158M
|
|
|
Nov 14, 2025
Q3 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-359- 8.73% |
$140K - $171K
|
3.75K
$2.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
1.87K+ 11.65% |
$733K - $894K
|
18K
$9.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-1.99K- 2.54% |
$779K - $951K
|
76.5K
$42.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-19K- 53.03% |
$7.44M - $9.08M
|
16.9K
$9.31M
|
|