Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.13K+ 0.92% |
$244K - $300K
|
124K
$46.7M
|
|
|
May 01, 2023
Q1 2023
|
Asahi Life Asset Management Co., Ltd.
|
BUY
|
- |
1.13K+ 3.34% |
$243K - $299K
|
35K
$13.1M
|
|
|
May 04, 2023
Q1 2023
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
1.12K+ 85.39% |
$241K - $297K
|
2.44K
$913K
|
|
|
Apr 24, 2023
Q1 2023
|
Davidson Trust CO
|
BUY
|
- |
1.12KNew |
$240K - $295K
|
1.12K
$419K
|
|
|
May 11, 2023
Q1 2023
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
1.11K+ 7.16% |
$239K - $294K
|
16.6K
$6.24M
|
|
|
Apr 27, 2023
Q1 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
1.11K+ 13.69% |
$238K - $293K
|
9.21K
$3.45M
|
|
|
May 02, 2023
Q1 2023
|
Leo Brokerage, LLC
|
BUY
|
- |
1.11K+ 61.52% |
$238K - $293K
|
2.91K
$1.09M
|
|
|
Apr 25, 2023
Q1 2023
|
Busey Wealth Management
|
BUY
|
- |
1.1K+ 1.26% |
$237K - $291K
|
88.5K
$33.2M
|
|
|
Apr 28, 2023
Q1 2023
|
Simmons Bank
|
BUY
|
- |
1.1K+ 2.96% |
$237K - $291K
|
38.2K
$14.3M
|
|
|
May 10, 2023
Q1 2023
|
Axq Capital, LP
Jersey City, NJ |
BUY
|
- |
1.1K+ 39.29% |
$237K - $291K
|
3.9K
$1.46M
|
|
|
Apr 12, 2023
Q1 2023
|
Country Club Bank
|
BUY
|
- |
1.1K+ 6.48% |
$236K - $290K
|
18.1K
$6.77M
|
|
|
May 15, 2023
Q1 2023
|
Bridgefront Capital, LLC
Austin, TX |
BUY
|
- |
1.1KNew |
$236K - $290K
|
1.1K
$412K
|
|
|
May 05, 2023
Q1 2023
|
Mqs Management LLC
|
BUY
|
- |
1.08KNew |
$232K - $285K
|
1.08K
$404K
|
|
|
Apr 04, 2023
Q1 2023
|
Compass Financial Group, Inc/Sd
Sioux Falls, SD |
BUY
|
- |
1.07KNew |
$229K - $282K
|
1.07K
$399K
|
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
1.04K+ 28.25% |
$224K - $275K
|
4.72K
$1.77M
|
|
|
Apr 25, 2023
Q1 2023
|
James Investment Research Inc
|
BUY
|
- |
1.04K+ 2.83% |
$223K - $274K
|
37.7K
$14.1M
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.04K+ 98.67% |
$223K - $274K
|
2.09K
$782K
|
|
|
Apr 25, 2023
Q1 2023
|
North Crest Asset Manangement, LLC
|
BUY
|
- |
1.03K+ 1.43% |
$221K - $272K
|
72.8K
$27.3M
|
|
|
May 08, 2023
Q1 2023
|
Noesis Capital Mangement Corp
|
BUY
|
- |
1.03K+ 2.64% |
$221K - $272K
|
39.9K
$15M
|
|
|
Apr 24, 2023
Q1 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
1.02K+ 12.01% |
$218K - $269K
|
9.48K
$3.55M
|
|
|
May 08, 2023
Q1 2023
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
1.02KNew |
$218K - $269K
|
1.02K
$381K
|
|
|
May 10, 2023
Q1 2023
|
Amg National Trust Bank
|
BUY
|
- |
1.01K+ 16.35% |
$216K - $266K
|
7.15K
$2.68M
|
|
|
Apr 28, 2023
Q1 2023
|
Copperwynd Financial, LLC
|
BUY
|
- |
998New |
$215K - $264K
|
998
$374K
|
|
|
May 02, 2023
Q1 2023
|
Arbor Trust Wealth Advisors, LLC
|
BUY
|
- |
996+ 17.91% |
$214K - $263K
|
6.56K
$2.46M
|
|
|
Apr 24, 2023
Q1 2023
|
Advisor Os, LLC
|
BUY
|
- |
986New |
$212K - $261K
|
986
$370K
|
|
|
Apr 14, 2023
Q1 2023
|
Stonnington Group, LLC
|
BUY
|
- |
983+ 6.45% |
$211K - $260K
|
16.2K
$6.09M
|
|
|
May 15, 2023
Q1 2023
|
Beck Capital Management, LLC
Austin, TX |
BUY
|
- |
983+ 9.44% |
$211K - $260K
|
11.4K
$4.27M
|
|
|
Apr 07, 2023
Q1 2023
|
Austin Private Wealth, LLC
|
BUY
|
- |
971New |
$209K - $257K
|
971
$364K
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
959+ 7.33% |
$206K - $254K
|
14K
$5.27M
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
BUY
|
- |
954+ 8.85% |
$205K - $252K
|
11.7K
$4.4M
|
|
|
May 10, 2023
Q1 2023
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
945New |
$203K - $250K
|
945
$354K
|
|
|
May 12, 2023
Q1 2023
|
Regions Financial Corp
|
BUY
|
- |
944+ 1.03% |
$203K - $250K
|
92.4K
$34.7M
|
|
|
Apr 19, 2023
Q1 2023
|
Advocate Group LLC
|
BUY
|
- |
940+ 6.22% |
$202K - $249K
|
16.1K
$6.02M
|
|
|
May 10, 2023
Q1 2023
|
Vise Technologies, Inc.
New York, NY |
BUY
|
- |
927+ 26.63% |
$199K - $245K
|
4.41K
$1.65M
|
|
|
May 01, 2023
Q1 2023
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
922New |
$198K - $244K
|
922
$346K
|
|
|
May 12, 2023
Q1 2023
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
910New |
$196K - $241K
|
910
$341K
|
|
|
May 15, 2023
Q1 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
BUY
|
- |
910+ 18.3% |
$196K - $241K
|
5.88K
$2.21M
|
|
|
May 03, 2023
Q1 2023
|
Private Wealth Partners, LLC
|
BUY
|
- |
900New |
$194K - $238K
|
900
$337K
|
|
|
May 09, 2023
Q1 2023
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
899+ 50.34% |
$193K - $238K
|
2.69K
$1.01M
|
|
|
Apr 07, 2023
Q1 2023
|
Trust CO Of Vermont
|
BUY
|
- |
896+ 7.04% |
$193K - $237K
|
13.6K
$5.11M
|
|
|
May 04, 2023
Q1 2023
|
Star Financial Bank
Fort Wayne, IN |
BUY
|
- |
887New |
$191K - $235K
|
887
$333K
|
|
|
May 12, 2023
Q1 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
887+ 103.99% |
$191K - $235K
|
1.74K
$652K
|
|
|
May 12, 2023
Q1 2023
|
Norinchukin Bank, The
Tokyo, M0 |
BUY
|
- |
886+ 1.76% |
$190K - $234K
|
51.3K
$19.3M
|
|
|
Apr 12, 2023
Q1 2023
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
883+ 13.18% |
$190K - $234K
|
7.58K
$2.84M
|
|
|
Apr 19, 2023
Q1 2023
|
Close Asset Management LTD
|
BUY
|
- |
880+ 114.14% |
$189K - $233K
|
1.65K
$619K
|
|
|
May 08, 2023
Q1 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
867+ 152.11% |
$186K - $229K
|
1.44K
$539K
|
|
|
Apr 25, 2023
Q1 2023
|
Xcel Wealth Management, LLC
|
BUY
|
- |
858+ 22.37% |
$184K - $227K
|
4.69K
$1.76M
|
|
|
Apr 12, 2023
Q1 2023
|
Ellsworth Advisors, LLC
|
BUY
|
- |
846+ 4.16% |
$182K - $224K
|
21.2K
$7.94M
|
|
|
May 02, 2023
Q1 2023
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
839+ 5.27% |
$180K - $222K
|
16.8K
$6.28M
|
|
|
Apr 19, 2023
Q1 2023
|
Steigerwald, Gordon & Koch Inc.
|
BUY
|
- |
835+ 29.79% |
$180K - $221K
|
3.64K
$1.36M
|