Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2023
Q1 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-75.6K- 34.2% |
$16.3M - $20M
|
146K
$54.6M
|
|
|
May 11, 2023
Q1 2023
|
Varma Mutual Pension Insurance CO
Varma, H9 |
SELL
|
- |
-78.3K- 49.22% |
$16.8M - $20.7M
|
80.8K
$30.3M
|
|
|
May 10, 2023
Q1 2023
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-80.3K- 3.74% |
$17.3M - $21.2M
|
2.07M
$774M
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-80.4K- 2.48% |
$17.3M - $21.3M
|
3.16M
$1.18B
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-86.7K- 15.24% |
$18.6M - $22.9M
|
483K
$181M
|
|
|
May 15, 2023
Q1 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-94.3K- 64.02% |
$20.3M - $25M
|
53K
$19.9M
|
|
|
May 11, 2023
Q1 2023
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-102K- 5.8% |
$22M - $27.1M
|
1.66M
$624M
|
|
|
May 12, 2023
Q1 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-108K- 19.91% |
$23.2M - $28.5M
|
433K
$162M
|
|
|
May 12, 2023
Q1 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-108K- 22.76% |
$23.2M - $28.5M
|
366K
$137M
|
|
|
May 15, 2023
Q1 2023
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-116K- 4.37% |
$24.9M - $30.6M
|
2.53M
$950M
|
|
|
May 15, 2023
Q1 2023
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-128K- 4.93% |
$27.6M - $34M
|
2.48M
$929M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-134K- 17.26% |
$28.9M - $35.6M
|
644K
$242M
|
|
|
May 10, 2023
Q1 2023
|
Td Asset Management Inc
|
SELL
|
- |
-151K- 13.4% |
$32.6M - $40.1M
|
979K
$367M
|
|
|
May 15, 2023
Q1 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-158K- 97.68% |
$33.9M - $41.7M
|
3.74K
$1.4M
|
|
|
May 12, 2023
Q1 2023
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-160K- 13.5% |
$34.4M - $42.3M
|
1.03M
$384M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-161K- 13.43% |
$34.6M - $42.6M
|
1.04M
$389M
|
|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-171K- 26.82% |
$36.7M - $45.2M
|
466K
$175M
|
|
|
May 11, 2023
Q1 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-183K- 16.89% |
$39.3M - $48.4M
|
900K
$337M
|
|
|
Apr 18, 2023
Q1 2023
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-200K- 63.55% |
$43M - $52.9M
|
115K
$43M
|
|
|
May 15, 2023
Q1 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-297K- 96.97% |
$63.9M - $78.7M
|
9.31K
$3.49M
|
|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-304K- 59.93% |
$65.4M - $80.5M
|
203K
$76.3M
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-310K- 77.25% |
$66.6M - $81.9M
|
91.2K
$34.2M
|
|
|
May 15, 2023
Q1 2023
|
Capital World Investors
Los Angeles, CA |
SELL
|
- |
-311K- 1.07% |
$66.9M - $82.3M
|
28.8M
$10.8B
|
|
|
May 15, 2023
Q1 2023
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-407K- 24.17% |
$87.6M - $108M
|
1.28M
$479M
|
|
|
Apr 21, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-428K- 99.56% |
$91.9M - $113M
|
1.88K
$704K
|
|
|
Dec 12, 2023
Q1 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-443K- 5.56% |
$95.3M - $117M
|
7.52M
$2.82B
|
|
|
Apr 21, 2023
Q1 2023
|
Congress Asset Management CO
|
SELL
|
- |
-460K- 86.1% |
$99M - $122M
|
74.3K
$27.8M
|
|
|
May 15, 2023
Q1 2023
|
Amundi
Paris, I0 |
SELL
|
- |
-511K- 13.56% |
$110M - $135M
|
3.26M
$1.22B
|
|
|
May 15, 2023
Q1 2023
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-696K- 71.02% |
$150M - $184M
|
284K
$106M
|
|
|
May 15, 2023
Q1 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-805K- 2.02% |
$173M - $213M
|
39M
$14.6B
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-866K- 33.05% |
$186M - $229M
|
1.75M
$657M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-1.21M- 3.32% |
$260M - $320M
|
35.3M
$13.2B
|
|
|
May 04, 2023
Q1 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.29M- 57.71% |
$277M - $341M
|
944K
$354M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.95M- 90.14% |
$420M - $517M
|
214K
$80.1M
|
|
|
May 12, 2023
Q1 2023
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-3.99M- 99.56% |
$857M - $1.05B
|
17.5K
$6.56M
|