Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 20, 2023
Q1 2023
|
Triangle Securities Wealth Management
|
SELL
|
- |
-791- 9.69% |
$170K - $209K
|
7.37K
$2.69M
|
|
|
May 08, 2023
Q1 2023
|
South State Corp
|
SELL
|
- |
-801- 15.49% |
$172K - $212K
|
4.37K
$1.6M
|
|
|
May 15, 2023
Q1 2023
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-805- 2.25% |
$173K - $213K
|
34.9K
$12.8M
|
|
|
May 15, 2023
Q1 2023
|
Delphia (Usa) Inc.
Toronto, A6 |
SELL
|
- |
-826- 39.48% |
$178K - $219K
|
1.27K
$463K
|
|
|
May 05, 2023
Q1 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-830- 1.85% |
$178K - $220K
|
44K
$16.1M
|
|
|
May 10, 2023
Q1 2023
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-832- 8.0% |
$179K - $220K
|
9.56K
$3.49M
|
|
|
Apr 24, 2023
Q1 2023
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-833- 7.87% |
$179K - $220K
|
9.75K
$3.56M
|
|
|
May 12, 2023
Q1 2023
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-833- 40.4% |
$179K - $220K
|
1.23K
$449K
|
|
|
May 12, 2023
Q1 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-834- 26.56% |
$179K - $221K
|
2.31K
$843K
|
|
|
May 15, 2023
Q1 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-835- 25.52% |
$180K - $221K
|
2.44K
$891K
|
|
|
May 04, 2023
Q1 2023
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-838- 2.05% |
$180K - $222K
|
40K
$14.6M
|
|
|
Apr 26, 2023
Q1 2023
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-839- 2.07% |
$180K - $222K
|
39.7K
$14.5M
|
|
|
Apr 03, 2023
Q1 2023
|
Goal Vest Advisory LLC
|
SELL
|
- |
-844- 77.08% |
$181K - $223K
|
251
$91.7K
|
|
|
May 08, 2023
Q1 2023
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-844- 6.01% |
$181K - $223K
|
13.2K
$4.83M
|
|
|
May 22, 2023
Q1 2023
|
American Trust
Lexington, KY |
SELL
|
- |
-847- 25.01% |
$182K - $224K
|
2.54K
$928K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-854- 10.42% |
$184K - $226K
|
7.34K
$2.68M
|
|
|
May 05, 2023
Q1 2023
|
Sandy Spring Bank
|
SELL
|
- |
-855- 5.76% |
$184K - $226K
|
14K
$5.11M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-857- 2.25% |
$184K - $227K
|
37.2K
$13.6M
|
|
|
May 02, 2023
Q1 2023
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-859- 55.1% |
$185K - $227K
|
700
$256K
|
|
|
May 15, 2023
Q1 2023
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-861- 8.12% |
$185K - $228K
|
9.75K
$3.56M
|
|
|
Apr 13, 2023
Q1 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-866- 25.81% |
$186K - $229K
|
2.49K
$910K
|
|
|
Apr 25, 2023
Q1 2023
|
Amarillo National Bank
|
SELL
|
- |
-870- 14.25% |
$187K - $230K
|
5.24K
$1.91M
|
|
|
May 15, 2023
Q1 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-874- 0.9% |
$188K - $231K
|
96.5K
$35.3M
|
|
|
May 03, 2023
Q1 2023
|
North Rock Partners, LLC
|
SELL
|
- |
-877- 14.92% |
$189K - $232K
|
5K
$1.83M
|
|
|
May 11, 2023
Q1 2023
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-881- 42.81% |
$189K - $233K
|
1.18K
$430K
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-882- 2.37% |
$190K - $233K
|
36.4K
$13.3M
|
|
|
May 12, 2023
Q1 2023
|
German American Bancorp, Inc.
Jasper, IN |
SELL
|
- |
-882- 3.03% |
$190K - $233K
|
28.2K
$10.3M
|
|
|
May 05, 2023
Q1 2023
|
Verus Financial Partners, Inc.
|
SELL
|
- |
-884Closed |
$190K - $234K
|
0
$0
|
|
|
May 05, 2023
Q1 2023
|
Miller Wealth Advisors, LLC
|
SELL
|
- |
-900- 90.0% |
$194K - $238K
|
100
$36.5K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-923- 0.8% |
$198K - $244K
|
114K
$41.6M
|
|
|
May 01, 2023
Q1 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-924- 22.63% |
$199K - $244K
|
3.16K
$1.15M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-938- 18.24% |
$202K - $248K
|
4.21K
$1.54M
|
|
|
Jul 22, 2024
Q1 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-940- 8.42% |
$202K - $249K
|
10.2K
$3.73M
|
|
|
Apr 19, 2023
Q1 2023
|
Tufton Capital Management
|
SELL
|
- |
-941- 2.53% |
$202K - $249K
|
36.3K
$13.3M
|
|
|
Apr 24, 2023
Q1 2023
|
Toth Financial Advisory Corp
|
SELL
|
- |
-948- 23.8% |
$204K - $251K
|
3.04K
$1.11M
|
|
|
Apr 28, 2023
Q1 2023
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-948- 2.6% |
$204K - $251K
|
35.5K
$13M
|
|
|
Apr 24, 2023
Q1 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-958- 11.52% |
$206K - $253K
|
7.36K
$2.69M
|
|
|
May 10, 2023
Q1 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-975- 12.21% |
$210K - $258K
|
7.01K
$2.56M
|
|
|
Apr 17, 2023
Q1 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-980- 2.34% |
$211K - $259K
|
41K
$15M
|
|
|
Apr 20, 2023
Q1 2023
|
Reliant Investment Management, LLC
|
SELL
|
- |
-1K- 5.3% |
$215K - $265K
|
17.9K
$6.53M
|
|
|
May 10, 2023
Q1 2023
|
Birinyi Associates Inc
|
SELL
|
- |
-1K- 23.53% |
$215K - $265K
|
3.25K
$1.19M
|
|
|
May 12, 2023
Q1 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.01K- 10.25% |
$217K - $267K
|
8.83K
$3.23M
|
|
|
May 12, 2023
Q1 2023
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-1.01K- 18.49% |
$218K - $268K
|
4.47K
$1.63M
|
|
|
May 12, 2023
Q1 2023
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-1.03K- 50.0% |
$221K - $272K
|
1.03K
$376K
|
|
|
Nov 07, 2023
Q1 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-1.04K- 24.66% |
$224K - $276K
|
3.18K
$1.16M
|
|
|
Apr 14, 2023
Q1 2023
|
Beech Hill Advisors, Inc.
|
SELL
|
- |
-1.05K- 19.09% |
$226K - $278K
|
4.45K
$1.63M
|
|
|
Apr 19, 2023
Q1 2023
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-1.05K- 64.98% |
$226K - $278K
|
566
$207K
|
|
|
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.07K- 42.55% |
$229K - $282K
|
1.44K
$526K
|
|
|
May 10, 2023
Q1 2023
|
Biechele Royce Advisors
|
SELL
|
- |
-1.07K- 4.39% |
$229K - $282K
|
23.2K
$8.49M
|
|
|
May 11, 2023
Q1 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-1.09K- 19.64% |
$233K - $287K
|
4.44K
$1.62M
|