Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-271- 16.5% |
$58.3K - $71.7K
|
1.37K
$514K
|
|
|
Sep 06, 2024
Q1 2023
|
Ted Buchan & CO
San Diego, CA |
SELL
|
- |
-273- 10.11% |
$58.7K - $72.2K
|
2.43K
$910K
|
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
SELL
|
- |
-275- 0.4% |
$59.1K - $72.7K
|
68.5K
$25.7M
|
|
|
Apr 17, 2023
Q1 2023
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-276- 4.73% |
$59.3K - $73K
|
5.56K
$2.08M
|
|
|
May 04, 2023
Q1 2023
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-278- 3.81% |
$59.8K - $73.5K
|
7.01K
$2.63M
|
|
|
Apr 19, 2023
Q1 2023
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-282- 7.77% |
$60.6K - $74.6K
|
3.35K
$1.25M
|
|
|
Apr 13, 2023
Q1 2023
|
Grandview Asset Management LLC
|
SELL
|
- |
-284- 8.74% |
$61.1K - $75.1K
|
2.97K
$1.11M
|
|
|
May 12, 2023
Q1 2023
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-284- 3.5% |
$61.1K - $75.1K
|
7.84K
$2.94M
|
|
|
May 04, 2023
Q1 2023
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-286- 1.93% |
$61.5K - $75.7K
|
14.5K
$5.44M
|
|
|
May 04, 2023
Q1 2023
|
Trinity Point Wealth, LLC
|
SELL
|
- |
-287- 16.61% |
$61.7K - $75.9K
|
1.44K
$540K
|
|
|
Apr 18, 2023
Q1 2023
|
Leuthold Group, LLC
|
SELL
|
- |
-289- 1.93% |
$62.1K - $76.5K
|
14.7K
$5.5M
|
|
|
May 12, 2023
Q1 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-289- 3.18% |
$62.1K - $76.5K
|
8.8K
$3.3M
|
|
|
May 10, 2023
Q1 2023
|
Pittenger & Anderson Inc
|
SELL
|
- |
-292- 0.72% |
$62.8K - $77.2K
|
40.1K
$15M
|
|
|
Apr 12, 2023
Q1 2023
|
Old Port Advisors
|
SELL
|
- |
-293- 3.27% |
$63K - $77.5K
|
8.67K
$3.25M
|
|
|
Apr 19, 2023
Q1 2023
|
Atwater Malick LLC
|
SELL
|
- |
-293- 0.71% |
$63K - $77.5K
|
40.9K
$15.3M
|
|
|
Jun 14, 2024
Q1 2023
|
Quent Capital, LLC
|
SELL
|
- |
-295- 18.98% |
$63.4K - $78K
|
1.26K
$472K
|
|
|
May 08, 2023
Q1 2023
|
Hudock, Inc.
|
SELL
|
- |
-298- 2.96% |
$64.1K - $78.8K
|
9.75K
$3.66M
|
|
|
Apr 10, 2023
Q1 2023
|
City State Bank
Norwalk, IA |
SELL
|
- |
-298- 6.58% |
$64.1K - $78.8K
|
4.23K
$1.59M
|
|
|
May 12, 2023
Q1 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-299- 19.03% |
$64.3K - $79.1K
|
1.27K
$477K
|
|
|
Apr 18, 2023
Q1 2023
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-301- 3.35% |
$64.7K - $79.6K
|
8.68K
$3.25M
|
|
|
Apr 10, 2023
Q1 2023
|
Wd Rutherford LLC
|
SELL
|
- |
-305- 5.9% |
$65.6K - $80.7K
|
4.86K
$1.82M
|
|
|
Apr 25, 2023
Q1 2023
|
Hartford Financial Management Inc.
|
SELL
|
- |
-306- 1.32% |
$65.8K - $80.9K
|
22.8K
$8.56M
|
|
|
Apr 06, 2023
Q1 2023
|
Independence Bank Of Kentucky
|
SELL
|
- |
-310- 42.94% |
$66.7K - $82K
|
412
$154K
|
|
|
Apr 11, 2023
Q1 2023
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-311- 13.06% |
$66.9K - $82.3K
|
2.07K
$777K
|
|
|
Aug 16, 2024
Q1 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-314- 3.95% |
$67.5K - $83.1K
|
7.63K
$2.86M
|
|
|
Apr 17, 2023
Q1 2023
|
Byrne Asset Management LLC
|
SELL
|
- |
-317- 6.51% |
$68.2K - $83.9K
|
4.56K
$1.71M
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-318- 0.47% |
$68.4K - $84.1K
|
66.7K
$25M
|
|
|
Apr 18, 2023
Q1 2023
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-320- 22.86% |
$68.8K - $84.7K
|
1.08K
$405K
|
|
|
May 15, 2023
Q1 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-323- 7.06% |
$69.4K - $85.4K
|
4.25K
$1.59M
|
|
|
May 09, 2023
Q1 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-335- 7.64% |
$72K - $88.6K
|
4.05K
$1.52M
|
|
|
May 03, 2023
Q1 2023
|
Community Bank & Trust, Waco, Texas
Waco, TX |
SELL
|
- |
-338- 1.49% |
$72.7K - $89.4K
|
22.4K
$8.41M
|
|
|
May 11, 2023
Q1 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-342- 16.97% |
$73.5K - $90.5K
|
1.67K
$627K
|
|
|
May 15, 2023
Q1 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-344- 76.96% |
$74K - $91K
|
103
$38.6K
|
|
|
May 03, 2023
Q1 2023
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-346- 3.57% |
$74.4K - $91.5K
|
9.33K
$3.5M
|
|
|
May 17, 2023
Q1 2023
|
Castellan Group
Louisville, KY |
SELL
|
- |
-350- 2.5% |
$75.3K - $92.6K
|
13.7K
$5.12M
|
|
|
May 15, 2023
Q1 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-351- 21.92% |
$75.5K - $92.9K
|
1.25K
$469K
|
|
|
May 11, 2023
Q1 2023
|
Stiles Financial Services Inc
|
SELL
|
- |
-354- 10.56% |
$76.1K - $93.6K
|
3K
$1.12M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-358- 2.42% |
$77K - $94.7K
|
14.4K
$5.41M
|
|
|
May 10, 2023
Q1 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-358- 0.86% |
$77K - $94.7K
|
41.1K
$15.4M
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-358Closed |
$77K - $94.7K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-360- 5.66% |
$77.4K - $95.2K
|
6.01K
$2.25M
|
|
|
Apr 27, 2023
Q1 2023
|
Capital Investment Counsel, Inc
|
SELL
|
- |
-363- 3.33% |
$78K - $96K
|
10.5K
$3.95M
|
|
|
May 09, 2023
Q1 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-364- 6.7% |
$78.3K - $96.3K
|
5.07K
$1.9M
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-365- 7.04% |
$78.5K - $96.6K
|
4.82K
$1.81M
|
|
|
May 11, 2023
Q1 2023
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-377- 3.39% |
$81.1K - $99.7K
|
10.8K
$4.03M
|
|
|
May 15, 2023
Q1 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-378- 24.06% |
$81.3K - $100K
|
1.19K
$447K
|
|
|
Apr 24, 2023
Q1 2023
|
Essex Savings Bank
|
SELL
|
- |
-380- 6.17% |
$81.7K - $101K
|
5.78K
$2.17M
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-390- 9.38% |
$83.9K - $103K
|
3.77K
$1.41M
|
|
|
Apr 21, 2023
Q1 2023
|
Fortem Financial Group, LLC
|
SELL
|
- |
-397- 12.12% |
$85.4K - $105K
|
2.88K
$1.08M
|
|
|
May 11, 2023
Q1 2023
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-398- 0.49% |
$85.6K - $105K
|
80.8K
$30.3M
|