Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-75- 4.8% |
$16.1K - $19.8K
|
1.49K
$557K
|
|
|
May 15, 2023
Q1 2023
|
J.P. Marvel Investment Advisors, LLC
|
SELL
|
- |
-75- 0.6% |
$16.1K - $19.8K
|
12.3K
$4.63M
|
|
|
May 04, 2023
Q1 2023
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-76- 0.19% |
$16.3K - $20.1K
|
40.4K
$15.1M
|
|
|
Apr 25, 2023
Q1 2023
|
Fulton Breakefield Broenniman LLC
|
SELL
|
- |
-77- 2.74% |
$16.6K - $20.4K
|
2.74K
$1.03M
|
|
|
May 03, 2023
Q1 2023
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-78- 7.89% |
$16.8K - $20.6K
|
910
$341K
|
|
|
May 11, 2023
Q1 2023
|
Atalanta Sosnoff Capital, LLC
|
SELL
|
- |
-78- 3.61% |
$16.8K - $20.6K
|
2.08K
$781K
|
|
|
Apr 24, 2023
Q1 2023
|
Db Fitzpatrick & Co, Inc
|
SELL
|
- |
-80- 47.62% |
$17.2K - $21.2K
|
88
$33K
|
|
|
Apr 26, 2023
Q1 2023
|
Sentry Investment Management LLC
|
SELL
|
- |
-80- 2.28% |
$17.2K - $21.2K
|
3.43K
$1.29M
|
|
|
May 12, 2023
Q1 2023
|
Beaton Management Co. Inc.
Haverhill, MA |
SELL
|
- |
-80- 1.36% |
$17.2K - $21.2K
|
5.82K
$2.18M
|
|
|
May 11, 2023
Q1 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-81- 2.73% |
$17.4K - $21.4K
|
2.88K
$1.08M
|
|
|
Apr 27, 2023
Q1 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-83- 1.52% |
$17.8K - $22K
|
5.37K
$2.01M
|
|
|
Apr 20, 2023
Q1 2023
|
Stone Point Wealth LLC
|
SELL
|
- |
-84- 1.09% |
$18.1K - $22.2K
|
7.61K
$2.85M
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-84- 1.75% |
$18.1K - $22.2K
|
4.71K
$1.77M
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-85- 0.68% |
$18.3K - $22.5K
|
12.3K
$4.63M
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-85- 3.08% |
$18.3K - $22.5K
|
2.67K
$1M
|
|
|
Apr 24, 2023
Q1 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-87- 0.84% |
$18.7K - $23K
|
10.2K
$3.84M
|
|
|
May 11, 2023
Q1 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-89- 3.21% |
$19.1K - $23.5K
|
2.68K
$1.01M
|
|
|
Apr 12, 2023
Q1 2023
|
Life Steps Financial, Inc.
|
SELL
|
- |
-90- 5.07% |
$19.4K - $23.8K
|
1.68K
$631K
|
|
|
Apr 24, 2023
Q1 2023
|
Rothschild Investment Corp
|
SELL
|
- |
-90- 1.4% |
$19.4K - $23.8K
|
6.33K
$2.37M
|
|
|
May 01, 2023
Q1 2023
|
Fundamentun, LLC
Beachwood, OH |
SELL
|
- |
-90- 5.02% |
$19.4K - $23.8K
|
1.7K
$638K
|
|
|
Jul 09, 2024
Q1 2023
|
Rockingstone Advisors LLC
Great Barrington, MA |
SELL
|
- |
-90- 4.96% |
$19.4K - $23.8K
|
1.72K
$646K
|
|
|
Apr 14, 2023
Q1 2023
|
Oak Asset Management, LLC
|
SELL
|
- |
-91- 1.3% |
$19.6K - $24.1K
|
6.93K
$2.6M
|
|
|
Jul 19, 2024
Q1 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-91- 14.33% |
$19.6K - $24.1K
|
544
$204K
|
|
|
May 02, 2023
Q1 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-92- 5.92% |
$19.8K - $24.3K
|
1.46K
$548K
|
|
|
May 15, 2023
Q1 2023
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-93- 1.0% |
$20K - $24.6K
|
9.24K
$3.46M
|
|
|
May 02, 2023
Q1 2023
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-94- 9.16% |
$20.2K - $24.9K
|
932
$349K
|
|
|
Apr 19, 2023
Q1 2023
|
Heron Financial Group, LLC
|
SELL
|
- |
-95- 4.23% |
$20.4K - $25.1K
|
2.15K
$807K
|
|
|
May 09, 2023
Q1 2023
|
Addison Advisors LLC
|
SELL
|
- |
-95- 5.73% |
$20.4K - $25.1K
|
1.56K
$586K
|
|
|
May 12, 2023
Q1 2023
|
Hfr Wealth Management, LLC
Niskayuna, NY |
SELL
|
- |
-96- 8.76% |
$20.6K - $25.4K
|
1K
$375K
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-97- 20.95% |
$20.9K - $25.7K
|
366
$137K
|
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-98- 29.17% |
$21.1K - $25.9K
|
238
$89.2K
|
|
|
Apr 17, 2023
Q1 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-99- 8.96% |
$21.3K - $26.2K
|
1.01K
$377K
|
|
|
May 15, 2023
Q1 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
SELL
|
- |
-99- 2.21% |
$21.3K - $26.2K
|
4.37K
$1.64M
|
|
|
Apr 07, 2023
Q1 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-100- 3.81% |
$21.5K - $26.5K
|
2.52K
$946K
|
|
|
Apr 13, 2023
Q1 2023
|
Burke & Herbert Bank & Trust CO
|
SELL
|
- |
-100- 2.3% |
$21.5K - $26.5K
|
4.24K
$1.59M
|
|
|
Apr 17, 2023
Q1 2023
|
E&G Advisors, LP
|
SELL
|
- |
-100- 4.0% |
$21.5K - $26.5K
|
2.4K
$900K
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
SELL
|
- |
-100- 32.68% |
$21.5K - $26.5K
|
206
$77.2K
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-100- 0.7% |
$21.5K - $26.5K
|
14.1K
$5.28M
|
|
|
May 01, 2023
Q1 2023
|
Jnba Financial Advisors
|
SELL
|
- |
-100- 31.35% |
$21.5K - $26.5K
|
219
$82.1K
|
|
|
May 05, 2023
Q1 2023
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-100- 1.73% |
$21.5K - $26.5K
|
5.68K
$2.13M
|
|
|
May 05, 2023
Q1 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-100- 1.6% |
$21.5K - $26.5K
|
6.14K
$2.3M
|
|
|
May 11, 2023
Q1 2023
|
Indie Asset Partners, LLC
Carmel, IN |
SELL
|
- |
-100- 7.58% |
$21.5K - $26.5K
|
1.22K
$457K
|
|
|
May 12, 2023
Q1 2023
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-100- 2.44% |
$21.5K - $26.5K
|
4K
$1.5M
|
|
|
May 15, 2023
Q1 2023
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
SELL
|
- |
-100- 0.8% |
$21.5K - $26.5K
|
12.4K
$4.64M
|
|
|
Aug 28, 2024
Q1 2023
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-100- 2.57% |
$21.5K - $26.5K
|
3.8K
$1.42M
|
|
|
Apr 18, 2023
Q1 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-101- 7.48% |
$21.7K - $26.7K
|
1.25K
$468K
|
|
|
May 03, 2023
Q1 2023
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
SELL
|
- |
-102- 5.71% |
$21.9K - $27K
|
1.68K
$631K
|
|
|
May 03, 2023
Q1 2023
|
Calamos Wealth Management LLC
|
SELL
|
- |
-102- 8.2% |
$21.9K - $27K
|
1.14K
$428K
|
|
|
May 12, 2023
Q1 2023
|
Menard Financial Group LLC
Houston, TX |
SELL
|
- |
-102- 2.55% |
$21.9K - $27K
|
3.9K
$1.46M
|
|
|
Apr 19, 2023
Q1 2023
|
Forum Financial Management, LP
Lombard, IL |
SELL
|
- |
-103- 2.32% |
$22.1K - $27.2K
|
4.33K
$1.62M
|