Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2023
Q1 2023
|
Investors Asset Management Of Georgia Inc
|
SELL
|
- |
-50- 0.62% |
$10.8K - $13.2K
|
7.97K
$2.99M
|
|
|
May 02, 2023
Q1 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-50- 4.1% |
$10.8K - $13.2K
|
1.17K
$439K
|
|
|
May 02, 2023
Q1 2023
|
Waters Parkerson & Co., LLC
|
SELL
|
- |
-50- 3.1% |
$10.8K - $13.2K
|
1.56K
$586K
|
|
|
May 04, 2023
Q1 2023
|
Cypress Capital Group
|
SELL
|
- |
-50- 1.16% |
$10.8K - $13.2K
|
4.24K
$1.59M
|
|
|
May 04, 2023
Q1 2023
|
First National Bank & Trust CO Of Newtown
|
SELL
|
- |
-50- 0.52% |
$10.8K - $13.2K
|
9.53K
$3.57M
|
|
|
May 10, 2023
Q1 2023
|
Occidental Asset Management, LLC
|
SELL
|
- |
-50- 3.4% |
$10.8K - $13.2K
|
1.42K
$532K
|
|
|
May 10, 2023
Q1 2023
|
Somerville Kurt F
|
SELL
|
- |
-50- 1.69% |
$10.8K - $13.2K
|
2.92K
$1.09M
|
|
|
May 11, 2023
Q1 2023
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-50- 1.92% |
$10.8K - $13.2K
|
2.56K
$958K
|
|
|
May 12, 2023
Q1 2023
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-50- 0.17% |
$10.8K - $13.2K
|
30K
$11.2M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-50- 0.74% |
$10.8K - $13.2K
|
6.67K
$2.5M
|
|
|
May 03, 2023
Q1 2023
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
- |
-54- 4.36% |
$11.6K - $14.3K
|
1.19K
$444K
|
|
|
May 10, 2023
Q1 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-54- 2.39% |
$11.6K - $14.3K
|
2.2K
$825K
|
|
|
Apr 10, 2023
Q1 2023
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-55- 3.18% |
$11.8K - $14.5K
|
1.68K
$629K
|
|
|
Apr 17, 2023
Q1 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-55- 5.56% |
$11.8K - $14.5K
|
934
$350K
|
|
|
May 01, 2023
Q1 2023
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-55- 1.15% |
$11.8K - $14.5K
|
4.74K
$1.78M
|
|
|
May 04, 2023
Q1 2023
|
Cahaba Wealth Management, Inc.
|
SELL
|
- |
-55- 2.6% |
$11.8K - $14.5K
|
2.06K
$773K
|
|
|
May 15, 2023
Q1 2023
|
Rodgers Brothers Inc.
Harmony, PA |
SELL
|
- |
-55- 1.59% |
$11.8K - $14.5K
|
3.4K
$1.27M
|
|
|
Apr 24, 2023
Q1 2023
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-56- 3.41% |
$12K - $14.8K
|
1.59K
$595K
|
|
|
May 02, 2023
Q1 2023
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-56- 3.04% |
$12K - $14.8K
|
1.79K
$669K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-58- 0.7% |
$12.5K - $15.3K
|
8.23K
$3.09M
|
|
|
May 12, 2023
Q1 2023
|
Royal Capital Wealth Management, LLC
Carmel, IN |
SELL
|
- |
-58- 5.01% |
$12.5K - $15.3K
|
1.1K
$412K
|
|
|
May 15, 2023
Q1 2023
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-59- 0.37% |
$12.7K - $15.6K
|
15.8K
$5.91M
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-60- 0.8% |
$12.9K - $15.9K
|
7.47K
$2.8M
|
|
|
Apr 17, 2023
Q1 2023
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-60- 3.06% |
$12.9K - $15.9K
|
1.9K
$712K
|
|
|
May 08, 2023
Q1 2023
|
Hamel Associates, Inc.
|
SELL
|
- |
-60- 0.82% |
$12.9K - $15.9K
|
7.22K
$2.71M
|
|
|
May 11, 2023
Q1 2023
|
Providence Wealth Advisors, LLC
Frankfort, IL |
SELL
|
- |
-60- 0.51% |
$12.9K - $15.9K
|
11.8K
$4.41M
|
|
|
Aug 13, 2024
Q1 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-60- 1.08% |
$12.9K - $15.9K
|
5.51K
$2.06M
|
|
|
Nov 20, 2023
Q1 2023
|
Revisor Wealth Management LLC
Akron, OH |
SELL
|
- |
-62- 4.73% |
$13.3K - $16.4K
|
1.25K
$468K
|
|
|
May 11, 2023
Q1 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-63- 3.36% |
$13.5K - $16.7K
|
1.81K
$679K
|
|
|
May 01, 2023
Q1 2023
|
Rkl Wealth Management LLC
|
SELL
|
- |
-64- 3.94% |
$13.8K - $16.9K
|
1.56K
$586K
|
|
|
May 02, 2023
Q1 2023
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-64- 2.0% |
$13.8K - $16.9K
|
3.14K
$1.18M
|
|
|
May 08, 2023
Q1 2023
|
Stokes Family Office, LLC
|
SELL
|
- |
-64- 3.94% |
$13.8K - $16.9K
|
1.56K
$585K
|
|
|
May 11, 2023
Q1 2023
|
Marco Investment Management LLC
|
SELL
|
- |
-65- 0.09% |
$14K - $17.2K
|
74.6K
$28M
|
|
|
May 12, 2023
Q1 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-65- 4.4% |
$14K - $17.2K
|
1.41K
$530K
|
|
|
May 12, 2023
Q1 2023
|
Financial Partners Group, LLC
Gallatin, TN |
SELL
|
- |
-65- 0.25% |
$14K - $17.2K
|
26.2K
$9.84M
|
|
|
May 15, 2023
Q1 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-65- 0.41% |
$14K - $17.2K
|
15.7K
$5.9M
|
|
|
May 11, 2023
Q1 2023
|
Plancorp, LLC
|
SELL
|
- |
-66- 4.3% |
$14.2K - $17.5K
|
1.47K
$551K
|
|
|
Apr 26, 2023
Q1 2023
|
Concord Wealth Partners
|
SELL
|
- |
-67- 2.71% |
$14.4K - $17.7K
|
2.41K
$903K
|
|
|
Apr 19, 2023
Q1 2023
|
Old National Bancorp
|
SELL
|
- |
-68- 0.08% |
$14.6K - $18K
|
88.1K
$33M
|
|
|
Apr 21, 2023
Q1 2023
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-69- 0.68% |
$14.8K - $18.3K
|
10K
$3.76M
|
|
|
Apr 25, 2023
Q1 2023
|
Ascent Wealth Partners, LLC
New Hartford, NY |
SELL
|
- |
-70- 0.44% |
$15.1K - $18.5K
|
15.7K
$5.89M
|
|
|
Apr 10, 2023
Q1 2023
|
Mechanics Bank Trust Department
|
SELL
|
- |
-70- 2.56% |
$15.1K - $18.5K
|
2.67K
$1M
|
|
|
Apr 13, 2023
Q1 2023
|
Welch Group, LLC
|
SELL
|
- |
-70- 0.21% |
$15.1K - $18.5K
|
33.4K
$12.5M
|
|
|
May 03, 2023
Q1 2023
|
Compass Financial Advisors LLC
|
SELL
|
- |
-70- 5.39% |
$15.1K - $18.5K
|
1.23K
$460K
|
|
|
May 15, 2023
Q1 2023
|
Cantor Fitzgerald, L. P.
New York, NY |
SELL
|
- |
-70- 2.69% |
$15.1K - $18.5K
|
2.53K
$949K
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-72- 0.74% |
$15.5K - $19K
|
9.63K
$3.61M
|
|
|
Apr 21, 2023
Q1 2023
|
Legacy Wealth Asset Management, LLC
|
SELL
|
- |
-74- 2.22% |
$15.9K - $19.6K
|
3.26K
$1.22M
|
|
|
May 02, 2023
Q1 2023
|
Park Place Capital Corp
Birmingham, AL |
SELL
|
- |
-74- 18.78% |
$15.9K - $19.6K
|
320
$120K
|
|
|
Apr 17, 2023
Q1 2023
|
Lvm Capital Management LTD
|
SELL
|
- |
-75- 3.36% |
$16.1K - $19.8K
|
2.16K
$810K
|
|
|
Apr 20, 2023
Q1 2023
|
West Branch Capital LLC
|
SELL
|
- |
-75- 10.07% |
$16.1K - $19.8K
|
670
$251K
|