Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2023
Q1 2023
|
Kb Financial Partners, LLC
Princeton, NJ |
SELL
|
- |
-1- 0.53% |
$215 - $265
|
186
$69.7K
|
|
|
Apr 03, 2023
Q1 2023
|
Range Financial Group LLC
|
SELL
|
- |
-2- 0.08% |
$430 - $529
|
2.6K
$974K
|
|
|
Apr 20, 2023
Q1 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-2- 0.16% |
$430 - $529
|
1.27K
$475K
|
|
|
Apr 04, 2023
Q1 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-3- 0.29% |
$645 - $794
|
1.03K
$384K
|
|
|
May 09, 2023
Q1 2023
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-3- 0.06% |
$645 - $794
|
4.73K
$1.78M
|
|
|
May 09, 2023
Q1 2023
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-3- 0.08% |
$645 - $794
|
3.71K
$1.39M
|
|
|
May 11, 2023
Q1 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-3- 0.26% |
$645 - $794
|
1.14K
$426K
|
|
|
May 12, 2023
Q1 2023
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-3- 5.66% |
$645 - $794
|
50
$18.7K
|
|
|
May 15, 2023
Q1 2023
|
Laird Norton Trust Company, LLC
|
SELL
|
- |
-3- 0.09% |
$645 - $794
|
3.41K
$1.28M
|
|
|
May 15, 2023
Q1 2023
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-3- 1.9% |
$645 - $794
|
155
$58.1K
|
|
|
May 09, 2023
Q1 2023
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-4- 0.28% |
$860 - $1.06K
|
1.42K
$533K
|
|
|
May 12, 2023
Q1 2023
|
Objective Capital Management, LLC
|
SELL
|
- |
-4- 0.33% |
$860 - $1.06K
|
1.2K
$449K
|
|
|
Apr 26, 2023
Q1 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-5- 0.42% |
$1.08K - $1.32K
|
1.19K
$448K
|
|
|
May 03, 2023
Q1 2023
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-5- 0.4% |
$1.08K - $1.32K
|
1.26K
$471K
|
|
|
May 05, 2023
Q1 2023
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
SELL
|
- |
-5- 0.09% |
$1.08K - $1.32K
|
5.35K
$2.01M
|
|
|
May 12, 2023
Q1 2023
|
Biltmore Family Office, LLC
|
SELL
|
- |
-5- 0.1% |
$1.08K - $1.32K
|
4.85K
$1.82M
|
|
|
May 12, 2023
Q1 2023
|
Cheviot Value Management, LLC
|
SELL
|
- |
-5- 0.45% |
$1.08K - $1.32K
|
1.1K
$414K
|
|
|
May 15, 2023
Q1 2023
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-5- 0.12% |
$1.08K - $1.32K
|
4.23K
$1.59M
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-6- 0.55% |
$1.29K - $1.59K
|
1.09K
$408K
|
|
|
May 04, 2023
Q1 2023
|
Founders Financial Securities LLC
|
SELL
|
- |
-6- 0.16% |
$1.29K - $1.59K
|
3.79K
$1.42M
|
|
|
May 10, 2023
Q1 2023
|
Athena Investment Management
|
SELL
|
- |
-6- 0.26% |
$1.29K - $1.59K
|
2.33K
$875K
|
|
|
May 12, 2023
Q1 2023
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-6- 0.06% |
$1.29K - $1.59K
|
9.29K
$3.48M
|
|
|
Jul 17, 2024
Q1 2023
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-6- 11.32% |
$1.29K - $1.59K
|
47
$17.6K
|
|
|
Apr 18, 2023
Q1 2023
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-7- 3.7% |
$1.51K - $1.85K
|
182
$68.2K
|
|
|
Apr 25, 2023
Q1 2023
|
Jb Capital LLC
|
SELL
|
- |
-7- 0.67% |
$1.51K - $1.85K
|
1.04K
$388K
|
|
|
May 04, 2023
Q1 2023
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-7- 0.01% |
$1.51K - $1.85K
|
78.5K
$29.5M
|
|
|
May 10, 2023
Q1 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-7- 1.96% |
$1.51K - $1.85K
|
350
$131K
|
|
|
Mar 06, 2024
Q1 2023
|
Sentry LLC
Memphis, TN |
SELL
|
- |
-7- 0.03% |
$1.51K - $1.85K
|
23.5K
$8.81M
|
|
|
Apr 20, 2023
Q1 2023
|
Pay Pay Securities Corp
Tokyo, M0 |
SELL
|
- |
-8- 30.77% |
$1.72K - $2.12K
|
18
$6.75K
|
|
|
Apr 21, 2023
Q1 2023
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-8- 0.27% |
$1.72K - $2.12K
|
2.96K
$1.11M
|
|
|
Apr 25, 2023
Q1 2023
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-8- 0.67% |
$1.72K - $2.12K
|
1.19K
$446K
|
|
|
May 09, 2023
Q1 2023
|
Blue Sky Wealth Advisors, LLC
|
SELL
|
- |
-8- 0.38% |
$1.72K - $2.12K
|
2.07K
$777K
|
|
|
Apr 10, 2023
Q1 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-9- 0.32% |
$1.94K - $2.38K
|
2.82K
$1.06M
|
|
|
Apr 19, 2023
Q1 2023
|
Bell Bank
|
SELL
|
- |
-9- 0.6% |
$1.94K - $2.38K
|
1.5K
$563K
|
|
|
Apr 21, 2023
Q1 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-9- 0.31% |
$1.94K - $2.38K
|
2.86K
$1.07M
|
|
|
May 09, 2023
Q1 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-9- 2.62% |
$1.94K - $2.38K
|
334
$125K
|
|
|
Apr 24, 2023
Q1 2023
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-10- 0.14% |
$2.15K - $2.65K
|
7K
$2.63M
|
|
|
Apr 25, 2023
Q1 2023
|
Adviser Investments LLC
|
SELL
|
- |
-10- 0.22% |
$2.15K - $2.65K
|
4.58K
$1.72M
|
|
|
May 09, 2023
Q1 2023
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-10- 0.69% |
$2.15K - $2.65K
|
1.45K
$542K
|
|
|
May 12, 2023
Q1 2023
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-10- 0.09% |
$2.15K - $2.65K
|
11.6K
$4.34M
|
|
|
May 15, 2023
Q1 2023
|
Us Asset Management LLC
Pittsburgh, PA |
SELL
|
- |
-10- 0.26% |
$2.15K - $2.65K
|
3.79K
$1.42M
|
|
|
Apr 27, 2023
Q1 2023
|
Latitude Advisors, LLC
|
SELL
|
- |
-11- 0.63% |
$2.37K - $2.91K
|
1.73K
$647K
|
|
|
May 03, 2023
Q1 2023
|
Commonwealth Retirement Investments LLC
Richmond, VA |
SELL
|
- |
-11- 0.1% |
$2.37K - $2.91K
|
11K
$4.13M
|
|
|
Apr 13, 2023
Q1 2023
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-12- 0.79% |
$2.58K - $3.17K
|
1.51K
$568K
|
|
|
Apr 25, 2023
Q1 2023
|
Halbert Hargrove Global Advisors, LLC
|
SELL
|
- |
-12- 1.14% |
$2.58K - $3.17K
|
1.04K
$390K
|
|
|
May 11, 2023
Q1 2023
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-12- 0.17% |
$2.58K - $3.17K
|
7.09K
$2.66M
|
|
|
May 10, 2023
Q1 2023
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-13- 0.12% |
$2.8K - $3.44K
|
10.4K
$3.92M
|
|
|
Apr 19, 2023
Q1 2023
|
Moody National Bank Trust Division
|
SELL
|
- |
-14- 0.15% |
$3.01K - $3.7K
|
9.49K
$3.56M
|
|
|
Apr 21, 2023
Q1 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-14- 0.41% |
$3.01K - $3.7K
|
3.37K
$1.26M
|
|
|
Apr 18, 2023
Q1 2023
|
Avity Investment Management Inc.
|
SELL
|
- |
-15- 0.87% |
$3.23K - $3.97K
|
1.7K
$637K
|