Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Sepio Capital, LP
|
BUY
|
- |
23+ 1.43% |
$4.95K - $6.08K
|
1.63K
$610K
|
|
|
May 10, 2023
Q1 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
23+ 0.43% |
$4.95K - $6.08K
|
5.41K
$2.03M
|
|
|
May 04, 2023
Q1 2023
|
Eagle Bluffs Wealth Management LLC
Columbia, MO |
BUY
|
- |
22+ 0.8% |
$4.73K - $5.82K
|
2.78K
$1.04M
|
|
|
May 11, 2023
Q1 2023
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
21+ 0.65% |
$4.52K - $5.56K
|
3.23K
$1.21M
|
|
|
May 04, 2023
Q1 2023
|
Peddock Capital Advisors, LLC
|
BUY
|
- |
20+ 1.38% |
$4.3K - $5.29K
|
1.47K
$551K
|
|
|
May 08, 2023
Q1 2023
|
Camden National Bank
Camden, ME |
BUY
|
- |
20+ 1.24% |
$4.3K - $5.29K
|
1.63K
$611K
|
|
|
May 10, 2023
Q1 2023
|
Diligent Investors, LLC
|
BUY
|
- |
20+ 0.4% |
$4.3K - $5.29K
|
4.96K
$1.86M
|
|
|
May 11, 2023
Q1 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
20+ 1.24% |
$4.3K - $5.29K
|
1.63K
$611K
|
|
|
May 16, 2023
Q1 2023
|
Wimmer Associates 1, LLC
Pasadena, CA |
BUY
|
- |
20+ 0.84% |
$4.3K - $5.29K
|
2.39K
$897K
|
|
|
May 15, 2024
Q1 2023
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
20+ 2.94% |
$4.3K - $5.29K
|
701
$263K
|
|
|
Apr 18, 2023
Q1 2023
|
Activest Wealth Management
|
BUY
|
- |
19New |
$4.09K - $5.03K
|
19
$7.12K
|
|
|
Apr 18, 2023
Q1 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
18+ 0.07% |
$3.87K - $4.76K
|
26.4K
$9.91M
|
|
|
Apr 19, 2023
Q1 2023
|
Nadler Financial Group, Inc.
|
BUY
|
- |
18+ 1.32% |
$3.87K - $4.76K
|
1.39K
$520K
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
18+ 10.53% |
$3.87K - $4.76K
|
189
$70.9K
|
|
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
18+ 4.25% |
$3.87K - $4.76K
|
442
$166K
|
|
|
Apr 06, 2023
Q1 2023
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
17+ 0.48% |
$3.66K - $4.5K
|
3.59K
$1.35M
|
|
|
Apr 10, 2023
Q1 2023
|
Northwest Quadrant Wealth Management, LLC
|
BUY
|
- |
17+ 0.39% |
$3.66K - $4.5K
|
4.33K
$1.62M
|
|
|
May 11, 2023
Q1 2023
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
17+ 0.41% |
$3.66K - $4.5K
|
4.2K
$1.58M
|
|
|
May 15, 2023
Q1 2023
|
Klr Investment Advisors, LLC
Providence, RI |
BUY
|
- |
17+ 1.59% |
$3.66K - $4.5K
|
1.09K
$407K
|
|
|
Apr 20, 2023
Q1 2023
|
High Tower Trust Services, Lta
|
BUY
|
- |
16+ 0.29% |
$3.44K - $4.23K
|
5.51K
$2.07M
|
|
|
May 09, 2023
Q1 2023
|
Cws Financial Advisors, LLC
Kalamazoo, MI |
BUY
|
- |
16+ 1.21% |
$3.44K - $4.23K
|
1.34K
$502K
|
|
|
Apr 19, 2023
Q1 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
15+ 0.44% |
$3.23K - $3.97K
|
3.46K
$1.3M
|
|
|
May 01, 2023
Q1 2023
|
Shepherd Financial Partners LLC
Winchester, MA |
BUY
|
- |
15+ 0.29% |
$3.23K - $3.97K
|
5.21K
$1.95M
|
|
|
May 11, 2023
Q1 2023
|
Wilson & Boucher Capital Management, LLC
|
BUY
|
- |
15+ 0.22% |
$3.23K - $3.97K
|
6.98K
$2.62M
|
|
|
Apr 04, 2023
Q1 2023
|
Modus Advisors, LLC
|
BUY
|
- |
14+ 0.13% |
$3.01K - $3.7K
|
10.8K
$4.03M
|
|
|
Apr 19, 2023
Q1 2023
|
Patriot Investment Management Inc.
|
BUY
|
- |
14+ 0.4% |
$3.01K - $3.7K
|
3.48K
$1.3M
|
|
|
May 03, 2023
Q1 2023
|
Gryphon Financial Partners LLC
|
BUY
|
- |
14+ 1.37% |
$3.01K - $3.7K
|
1.04K
$389K
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
14+ 0.25% |
$3.01K - $3.7K
|
5.6K
$2.1M
|
|
|
May 05, 2023
Q1 2023
|
Hoyle Cohen, LLC
|
BUY
|
- |
14+ 0.14% |
$3.01K - $3.7K
|
9.94K
$3.73M
|
|
|
May 15, 2023
Q1 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
14+ 1.46% |
$3.01K - $3.7K
|
971
$364K
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
14+ 1.01% |
$3.01K - $3.7K
|
1.4K
$526K
|
|
|
May 01, 2023
Q1 2023
|
Sfmg, LLC
|
BUY
|
- |
13+ 0.95% |
$2.8K - $3.44K
|
1.38K
$518K
|
|
|
May 03, 2023
Q1 2023
|
Dt Investment Partners, LLC
|
BUY
|
- |
13+ 0.09% |
$2.8K - $3.44K
|
14.6K
$5.49M
|
|
|
Apr 11, 2023
Q1 2023
|
Smith Anglin Financial, LLC
|
BUY
|
- |
12+ 0.64% |
$2.58K - $3.17K
|
1.87K
$702K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
12+ 0.75% |
$2.58K - $3.17K
|
1.62K
$607K
|
|
|
May 15, 2023
Q1 2023
|
Cardiff Park Advisors, LLC
San Marcos, CA |
BUY
|
- |
12+ 0.38% |
$2.58K - $3.17K
|
3.15K
$1.18M
|
|
|
May 11, 2023
Q1 2023
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
11+ 1.2% |
$2.37K - $2.91K
|
930
$349K
|
|
|
May 12, 2023
Q1 2023
|
Cooper/Haims Advisors, LLC
|
BUY
|
- |
11+ 0.56% |
$2.37K - $2.91K
|
1.97K
$739K
|
|
|
Apr 17, 2023
Q1 2023
|
Hills Bank & Trust CO
|
BUY
|
- |
10+ 1.02% |
$2.15K - $2.65K
|
991
$372K
|
|
|
Apr 17, 2023
Q1 2023
|
Derbend Asset Management
|
BUY
|
- |
10+ 0.46% |
$2.15K - $2.65K
|
2.19K
$823K
|
|
|
Apr 25, 2023
Q1 2023
|
Norwood Financial Corp
|
BUY
|
- |
10+ 0.26% |
$2.15K - $2.65K
|
3.93K
$1.47M
|
|
|
May 01, 2023
Q1 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
10+ 0.16% |
$2.15K - $2.65K
|
6.25K
$2.34M
|
|
|
May 02, 2023
Q1 2023
|
Cap Wealth Advisors, LLC
|
BUY
|
- |
10+ 0.85% |
$2.15K - $2.65K
|
1.19K
$445K
|
|
|
May 04, 2023
Q1 2023
|
One Charles Private Wealth Services, LLC
|
BUY
|
- |
10+ 1.13% |
$2.15K - $2.65K
|
897
$336K
|
|
|
May 09, 2023
Q1 2023
|
Epic Trust Investment Advisors, LLC
|
BUY
|
- |
10+ 0.87% |
$2.15K - $2.65K
|
1.16K
$433K
|
|
|
May 15, 2023
Q1 2023
|
Advisory Resource Group
|
BUY
|
- |
10+ 0.58% |
$2.15K - $2.65K
|
1.74K
$652K
|
|
|
May 15, 2023
Q1 2023
|
Capital Planning Advisors, LLC
Sacramento, CA |
BUY
|
- |
10+ 0.47% |
$2.15K - $2.65K
|
2.12K
$795K
|
|
|
Apr 25, 2023
Q1 2023
|
Montz Harcus Wealth Management LLC
|
BUY
|
- |
9+ 0.49% |
$1.94K - $2.38K
|
1.83K
$687K
|
|
|
Apr 28, 2023
Q1 2023
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
9+ 0.49% |
$1.94K - $2.38K
|
1.84K
$690K
|
|
|
May 02, 2023
Q1 2023
|
Sky Oak Wealth, LLC
|
BUY
|
- |
9+ 0.79% |
$1.94K - $2.38K
|
1.15K
$430K
|