Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-192- 21.72% |
$41.3K - $50.8K
|
692
$259K
|
|
|
Apr 24, 2023
Q1 2023
|
Diversified, LLC
|
SELL
|
- |
-195- 9.4% |
$41.9K - $51.6K
|
1.88K
$705K
|
|
|
May 12, 2023
Q1 2023
|
Missouri Trust & Investment CO
Springfield, MO |
SELL
|
- |
-195- 8.04% |
$41.9K - $51.6K
|
2.23K
$836K
|
|
|
May 15, 2023
Q1 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-198- 5.54% |
$42.6K - $52.4K
|
3.38K
$1.27M
|
|
|
May 12, 2023
Q1 2023
|
Boston Financial Mangement LLC
Boston, MA |
SELL
|
- |
-199- 9.7% |
$42.8K - $52.6K
|
1.85K
$694K
|
|
|
Apr 06, 2023
Q1 2023
|
Farmers Trust CO
|
SELL
|
- |
-200- 4.22% |
$43K - $52.9K
|
4.54K
$1.7M
|
|
|
Apr 06, 2023
Q1 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-200- 7.32% |
$43K - $52.9K
|
2.53K
$950K
|
|
|
Apr 12, 2023
Q1 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-200- 1.74% |
$43K - $52.9K
|
11.3K
$4.24M
|
|
|
May 10, 2023
Q1 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
SELL
|
- |
-200- 7.74% |
$43K - $52.9K
|
2.38K
$894K
|
|
|
Feb 14, 2024
Q1 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-200- 7.32% |
$43K - $52.9K
|
2.53K
$950K
|
|
|
Apr 02, 2024
Q1 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
SELL
|
- |
-200- 9.53% |
$43K - $52.9K
|
1.9K
$712K
|
|
|
Apr 11, 2023
Q1 2023
|
Addenda Capital Inc.
|
SELL
|
- |
-203- 0.76% |
$43.6K - $53.7K
|
26.4K
$9.89M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-206- 3.52% |
$44.3K - $54.5K
|
5.64K
$2.11M
|
|
|
Apr 11, 2023
Q1 2023
|
Berkshire Bank
|
SELL
|
- |
-207- 2.11% |
$44.5K - $54.8K
|
9.58K
$3.59M
|
|
|
Apr 26, 2023
Q1 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-207- 1.08% |
$44.5K - $54.8K
|
18.9K
$7.1M
|
|
|
May 12, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-208- 4.23% |
$44.7K - $55K
|
4.71K
$1.76M
|
|
|
Dec 13, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-208- 4.23% |
$44.7K - $55K
|
4.71K
$1.76M
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-210- 3.44% |
$45.2K - $55.6K
|
5.89K
$2.21M
|
|
|
May 10, 2023
Q1 2023
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-210- 6.18% |
$45.2K - $55.6K
|
3.19K
$1.2M
|
|
|
May 15, 2023
Q1 2023
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-211- 2.65% |
$45.4K - $55.8K
|
7.75K
$2.91M
|
|
|
May 11, 2023
Q1 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-213- 0.58% |
$45.8K - $56.3K
|
36.8K
$13.8M
|
|
|
May 15, 2023
Q1 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-214- 8.11% |
$46K - $56.6K
|
2.43K
$910K
|
|
|
May 15, 2023
Q1 2023
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-215- 18.38% |
$46.2K - $56.9K
|
955
$358K
|
|
|
May 09, 2023
Q1 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-217- 0.36% |
$46.7K - $57.4K
|
59.9K
$22.5M
|
|
|
May 12, 2023
Q1 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-218- 1.63% |
$46.9K - $57.7K
|
13.2K
$4.94M
|
|
|
Apr 18, 2023
Q1 2023
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-220- 11.7% |
$47.3K - $58.2K
|
1.66K
$623K
|
|
|
May 10, 2023
Q1 2023
|
Fusion Capital, LLC
|
SELL
|
- |
-221- 0.92% |
$47.5K - $58.5K
|
23.8K
$8.94M
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
SELL
|
- |
-223- 0.42% |
$47.9K - $59K
|
52.4K
$19.6M
|
|
|
Apr 06, 2023
Q1 2023
|
Monterey Private Wealth, Inc.
|
SELL
|
- |
-225- 18.09% |
$48.4K - $59.5K
|
1.02K
$382K
|
|
|
May 09, 2023
Q1 2023
|
S&Co Inc
Boston, MA |
SELL
|
- |
-225- 0.19% |
$48.4K - $59.5K
|
119K
$44.8M
|
|
|
May 02, 2023
Q1 2023
|
Sargent Investment Group, LLC
|
SELL
|
- |
-228- 3.59% |
$49K - $60.3K
|
6.13K
$2.3M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-232- 6.37% |
$49.9K - $61.4K
|
3.41K
$1.28M
|
|
|
Apr 24, 2023
Q1 2023
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-233- 20.23% |
$50.1K - $61.6K
|
919
$345K
|
|
|
May 08, 2023
Q1 2023
|
Cannell & Co.
New York, NY |
SELL
|
- |
-235- 0.8% |
$50.5K - $62.2K
|
29.3K
$11M
|
|
|
Apr 25, 2023
Q1 2023
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-236- 3.02% |
$50.7K - $62.4K
|
7.57K
$2.84M
|
|
|
May 08, 2023
Q1 2023
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-241- 2.94% |
$51.8K - $63.8K
|
7.97K
$2.99M
|
|
|
May 12, 2023
Q1 2023
|
Girard Partners Ltd.
|
SELL
|
- |
-241- 7.53% |
$51.8K - $63.8K
|
2.96K
$1.11M
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-245- 0.36% |
$52.7K - $64.8K
|
68K
$25.5M
|
|
|
Apr 04, 2023
Q1 2023
|
Platform Technology Partners
|
SELL
|
- |
-248- 9.9% |
$53.3K - $65.6K
|
2.26K
$847K
|
|
|
Apr 20, 2023
Q1 2023
|
G&S Capital LLC
|
SELL
|
- |
-248- 3.09% |
$53.3K - $65.6K
|
7.78K
$2.92M
|
|
|
May 12, 2023
Q1 2023
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-249- 1.12% |
$53.5K - $65.9K
|
21.9K
$8.22M
|
|
|
May 10, 2023
Q1 2023
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
SELL
|
- |
-250- 11.11% |
$53.8K - $66.1K
|
2K
$750K
|
|
|
May 12, 2023
Q1 2023
|
Trust Investment Advisors
|
SELL
|
- |
-250- 2.97% |
$53.8K - $66.1K
|
8.16K
$3.06M
|
|
|
Apr 11, 2023
Q1 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-253- 19.2% |
$54.4K - $66.9K
|
1.07K
$399K
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-253- 8.23% |
$54.4K - $66.9K
|
2.82K
$1.06M
|
|
|
May 15, 2023
Q1 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-254- 2.45% |
$54.6K - $67.2K
|
10.1K
$3.8M
|
|
|
Apr 17, 2023
Q1 2023
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-256- 3.68% |
$55K - $67.7K
|
6.71K
$2.51M
|
|
|
May 10, 2023
Q1 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-259- 21.66% |
$55.7K - $68.5K
|
937
$351K
|
|
|
May 02, 2023
Q1 2023
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-260- 1.33% |
$55.9K - $68.8K
|
19.2K
$7.21M
|
|
|
Apr 26, 2023
Q1 2023
|
Plimoth Trust CO LLC
|
SELL
|
- |
-261- 1.89% |
$56.1K - $69K
|
13.6K
$5.08M
|