Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2023
Q1 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-135- 1.93% |
$29K - $35.7K
|
6.87K
$2.58M
|
|
|
May 09, 2023
Q1 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-136- 4.17% |
$29.2K - $36K
|
3.13K
$1.17M
|
|
|
May 12, 2023
Q1 2023
|
Applied Capital Llc/Fl
Hollywood, FL |
SELL
|
- |
-137- 1.07% |
$29.5K - $36.2K
|
12.7K
$4.77M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-138- 5.04% |
$29.7K - $36.5K
|
2.6K
$975K
|
|
|
May 11, 2023
Q1 2023
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-138- 2.13% |
$29.7K - $36.5K
|
6.33K
$2.37M
|
|
|
May 12, 2023
Q1 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
SELL
|
- |
-139- 0.08% |
$29.9K - $36.8K
|
181K
$68M
|
|
|
May 15, 2023
Q1 2023
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-140- 0.9% |
$30.1K - $37K
|
15.5K
$5.8M
|
|
|
Apr 13, 2023
Q1 2023
|
Webster Bank, N. A.
|
SELL
|
- |
-141- 0.96% |
$30.3K - $37.3K
|
14.5K
$5.45M
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-141- 4.77% |
$30.3K - $37.3K
|
2.82K
$1.06M
|
|
|
Apr 03, 2023
Q1 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-142- 5.0% |
$30.5K - $37.6K
|
2.7K
$1.01M
|
|
|
May 12, 2023
Q1 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-145- 5.98% |
$31.2K - $38.4K
|
2.28K
$855K
|
|
|
May 26, 2023
Q1 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-145Closed |
$31.2K - $38.4K
|
0
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
SELL
|
- |
-147- 19.89% |
$31.6K - $38.9K
|
592
$222K
|
|
|
Apr 20, 2023
Q1 2023
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-147- 3.49% |
$31.6K - $38.9K
|
4.07K
$1.52M
|
|
|
Apr 17, 2023
Q1 2023
|
Allied Investment Advisors, LLC
|
SELL
|
- |
-148- 0.34% |
$31.8K - $39.2K
|
43.3K
$16.2M
|
|
|
May 02, 2023
Q1 2023
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-148- 3.08% |
$31.8K - $39.2K
|
4.66K
$1.75M
|
|
|
May 12, 2023
Q1 2023
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-149- 0.42% |
$32K - $39.4K
|
35.3K
$13.3M
|
|
|
Apr 20, 2023
Q1 2023
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-150- 2.82% |
$32.3K - $39.7K
|
5.17K
$1.94M
|
|
|
Apr 26, 2023
Q1 2023
|
Cva Family Office, LLC
|
SELL
|
- |
-150- 5.42% |
$32.3K - $39.7K
|
2.62K
$982K
|
|
|
May 11, 2023
Q1 2023
|
Trustco Bank Corp N Y
Albany, NY |
SELL
|
- |
-150- 8.62% |
$32.3K - $39.7K
|
1.59K
$597K
|
|
|
May 09, 2023
Q1 2023
|
Wade G W & Inc
Wellesley, MA |
SELL
|
- |
-152- 2.4% |
$32.7K - $40.2K
|
6.19K
$2.32M
|
|
|
May 08, 2023
Q1 2023
|
Mitchell Capital Management CO
|
SELL
|
- |
-153- 4.09% |
$32.9K - $40.5K
|
3.59K
$1.35M
|
|
|
May 09, 2023
Q1 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-153- 9.71% |
$32.9K - $40.5K
|
1.42K
$534K
|
|
|
Apr 21, 2023
Q1 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-156- 5.94% |
$33.5K - $41.3K
|
2.47K
$927K
|
|
|
May 03, 2023
Q1 2023
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-156- 6.48% |
$33.5K - $41.3K
|
2.25K
$844K
|
|
|
May 10, 2023
Q1 2023
|
Grove Bank & Trust
|
SELL
|
- |
-157- 8.89% |
$33.8K - $41.5K
|
1.61K
$603K
|
|
|
May 16, 2023
Q1 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-160- 4.35% |
$34.4K - $42.3K
|
3.52K
$1.32M
|
|
|
Apr 24, 2023
Q1 2023
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-161- 11.54% |
$34.6K - $42.6K
|
1.23K
$463K
|
|
|
May 15, 2023
Q1 2023
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
SELL
|
- |
-161- 0.6% |
$34.6K - $42.6K
|
26.5K
$9.94M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-162- 0.22% |
$34.8K - $42.9K
|
73.6K
$27.6M
|
|
|
Apr 13, 2023
Q1 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-165- 3.97% |
$35.5K - $43.6K
|
3.99K
$1.5M
|
|
|
Apr 06, 2023
Q1 2023
|
Foster Group, Inc.
|
SELL
|
- |
-166- 15.34% |
$35.7K - $43.9K
|
916
$343K
|
|
|
May 12, 2023
Q1 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-166- 91.21% |
$35.7K - $43.9K
|
16
$6K
|
|
|
Apr 19, 2023
Q1 2023
|
Worth Financial Advisory Group, LLC
Charlotte, NC |
SELL
|
- |
-170- 4.44% |
$36.6K - $45K
|
3.66K
$1.37M
|
|
|
Apr 20, 2023
Q1 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-170- 3.71% |
$36.6K - $45K
|
4.42K
$1.66M
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-173- 0.67% |
$37.2K - $45.8K
|
25.8K
$9.68M
|
|
|
May 05, 2023
Q1 2023
|
Claris Advisors, LLC
|
SELL
|
- |
-175- 7.03% |
$37.6K - $46.3K
|
2.32K
$868K
|
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-179- 8.22% |
$38.5K - $47.4K
|
2K
$750K
|
|
|
Apr 17, 2023
Q1 2023
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-180- 1.9% |
$38.7K - $47.6K
|
9.31K
$3.49M
|
|
|
May 02, 2023
Q1 2023
|
Aaron Wealth Advisors LLC
|
SELL
|
- |
-180- 4.33% |
$38.7K - $47.6K
|
3.97K
$1.49M
|
|
|
Apr 24, 2023
Q1 2023
|
Rockland Trust CO
|
SELL
|
- |
-181- 2.59% |
$38.9K - $47.9K
|
6.8K
$2.55M
|
|
|
May 04, 2023
Q1 2023
|
Dearborn Partners LLC
|
SELL
|
- |
-181- 0.36% |
$38.9K - $47.9K
|
50.8K
$19M
|
|
|
May 15, 2023
Q1 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-182- 0.27% |
$39.1K - $48.1K
|
67.5K
$25.3M
|
|
|
Apr 13, 2023
Q1 2023
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-184- 1.61% |
$39.6K - $48.7K
|
11.2K
$4.22M
|
|
|
Apr 26, 2023
Q1 2023
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-184- 16.65% |
$39.6K - $48.7K
|
921
$345K
|
|
|
Apr 21, 2023
Q1 2023
|
Wesbanco Bank Inc
|
SELL
|
- |
-185- 0.76% |
$39.8K - $48.9K
|
24.1K
$9.05M
|
|
|
May 15, 2023
Q1 2023
|
Harvest Volatility Management LLC
|
SELL
|
- |
-186- 3.4% |
$40K - $49.2K
|
5.28K
$1.98M
|
|
|
May 10, 2023
Q1 2023
|
Kaizen Financial Strategies
|
SELL
|
- |
-187- 6.58% |
$40.2K - $49.5K
|
2.65K
$995K
|
|
|
May 12, 2023
Q1 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-188- 0.73% |
$40.4K - $49.7K
|
25.7K
$9.65M
|
|
|
Apr 27, 2023
Q1 2023
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-191- 6.03% |
$41.1K - $50.5K
|
2.98K
$1.12M
|