Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
West Hill Financial Advisors, Inc.
|
SELL
|
- |
-400- 22.09% |
$86K - $106K
|
1.41K
$516K
|
|
|
May 12, 2023
Q1 2023
|
Sonora Investment Management Group, LLC
Tucson, AZ |
SELL
|
- |
-400- 7.51% |
$86K - $106K
|
4.92K
$1.8M
|
|
|
May 15, 2023
Q1 2023
|
Fairview Capital Investment Management, LLC
Greenbrae, CA |
SELL
|
- |
-400- 9.83% |
$86K - $106K
|
3.67K
$1.34M
|
|
|
Apr 21, 2023
Q1 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-401- 27.58% |
$86.2K - $106K
|
1.05K
$385K
|
|
|
May 10, 2023
Q1 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-402- 2.12% |
$86.4K - $106K
|
18.5K
$6.77M
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-405- 9.99% |
$87.1K - $107K
|
3.65K
$1.33M
|
|
|
May 12, 2023
Q1 2023
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-405- 0.86% |
$87.1K - $107K
|
46.4K
$17M
|
|
|
Apr 17, 2023
Q1 2023
|
Parsons Capital Management Inc
|
SELL
|
- |
-407- 1.1% |
$87.5K - $108K
|
36.6K
$13.4M
|
|
|
Apr 27, 2023
Q1 2023
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-407- 3.13% |
$87.5K - $108K
|
12.6K
$4.61M
|
|
|
Apr 13, 2023
Q1 2023
|
Bridge Creek Capital Management LLC
|
SELL
|
- |
-410- 2.09% |
$88.2K - $108K
|
19.2K
$7M
|
|
|
Apr 20, 2023
Q1 2023
|
Jmac Enterprises LLC
|
SELL
|
- |
-410- 31.91% |
$88.2K - $108K
|
875
$320K
|
|
|
May 11, 2023
Q1 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-415- 5.25% |
$89.2K - $110K
|
7.5K
$2.74M
|
|
|
Apr 14, 2023
Q1 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-416- 11.69% |
$89.4K - $110K
|
3.14K
$1.15M
|
|
|
Apr 04, 2023
Q1 2023
|
Private Asset Management Inc
|
SELL
|
- |
-420- 7.15% |
$90.3K - $111K
|
5.45K
$1.99M
|
|
|
Apr 24, 2023
Q1 2023
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-420- 2.23% |
$90.3K - $111K
|
18.4K
$6.73M
|
|
|
May 05, 2023
Q1 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-421- 30.8% |
$90.5K - $111K
|
946
$346K
|
|
|
Apr 27, 2023
Q1 2023
|
Curated Wealth Partners LLC
|
SELL
|
- |
-424- 10.13% |
$91.2K - $112K
|
3.76K
$1.37M
|
|
|
May 15, 2023
Q1 2023
|
Washington Trust Bank
|
SELL
|
- |
-425- 6.77% |
$91.4K - $112K
|
5.85K
$2.14M
|
|
|
May 10, 2023
Q1 2023
|
Clearstead Trust, LLC
Portland, ME |
SELL
|
- |
-428- 6.01% |
$92K - $113K
|
6.7K
$2.45M
|
|
|
May 11, 2023
Q1 2023
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-428- 6.08% |
$92K - $113K
|
6.61K
$2.41M
|
|
|
Apr 20, 2023
Q1 2023
|
Novare Capital Management LLC
|
SELL
|
- |
-430- 20.75% |
$92.5K - $114K
|
1.64K
$600K
|
|
|
Apr 27, 2023
Q1 2023
|
Pb Mares Wealth Management LLC
|
SELL
|
- |
-440- 27.48% |
$94.6K - $116K
|
1.16K
$424K
|
|
|
May 11, 2023
Q1 2023
|
Rmb Capital Management, LLC
|
SELL
|
- |
-440- 10.57% |
$94.6K - $116K
|
3.72K
$1.36M
|
|
|
May 01, 2023
Q1 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-443- 2.19% |
$95.2K - $117K
|
19.8K
$7.24M
|
|
|
May 05, 2023
Q1 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-450- 4.0% |
$96.8K - $119K
|
10.8K
$3.95M
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-450- 25.85% |
$96.8K - $119K
|
1.29K
$472K
|
|
|
May 15, 2023
Q1 2023
|
Columbia Asset Management
Ann Arbor, MI |
SELL
|
- |
-450- 2.27% |
$96.8K - $119K
|
19.4K
$7.08M
|
|
|
Apr 13, 2023
Q1 2023
|
Jupiter Wealth Management LLC
Glendale, CO |
SELL
|
- |
-452- 23.16% |
$97.2K - $120K
|
1.5K
$548K
|
|
|
May 15, 2023
Q1 2023
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-458- 0.71% |
$98.5K - $121K
|
64.2K
$23.5M
|
|
|
Apr 13, 2023
Q1 2023
|
Weatherly Asset Management L. P.
|
SELL
|
- |
-465- 5.85% |
$100K - $123K
|
7.49K
$2.74M
|
|
|
Apr 27, 2023
Q1 2023
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-467- 2.93% |
$100K - $124K
|
15.5K
$5.66M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-472- 3.48% |
$101K - $125K
|
13.1K
$4.78M
|
|
|
May 16, 2023
Q1 2023
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-475- 9.92% |
$102K - $126K
|
4.32K
$1.58M
|
|
|
Apr 21, 2023
Q1 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-476- 10.72% |
$102K - $126K
|
3.97K
$1.45M
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-479- 3.16% |
$103K - $127K
|
14.7K
$5.36M
|
|
|
May 08, 2023
Q1 2023
|
Culbertson A N & CO Inc
|
SELL
|
- |
-483- 1.11% |
$104K - $128K
|
43K
$15.7M
|
|
|
May 09, 2023
Q1 2023
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-485- 6.98% |
$104K - $128K
|
6.46K
$2.36M
|
|
|
Apr 18, 2023
Q1 2023
|
Members Trust CO
|
SELL
|
- |
-487- 4.46% |
$105K - $129K
|
10.4K
$3.81M
|
|
|
Apr 12, 2023
Q1 2023
|
626 Financial, LLC
|
SELL
|
- |
-496- 17.85% |
$107K - $131K
|
2.28K
$834K
|
|
|
Apr 27, 2023
Q1 2023
|
Argyle Capital Management Inc.
|
SELL
|
- |
-500- 2.55% |
$108K - $132K
|
19.1K
$6.99M
|
|
|
May 15, 2023
Q1 2023
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-500- 5.56% |
$108K - $132K
|
8.5K
$3.1M
|
|
|
Apr 03, 2023
Q1 2023
|
First Financial Bank Trust Division
Hamilton, OH |
SELL
|
- |
-504- 1.93% |
$108K - $133K
|
25.6K
$9.34M
|
|
|
Apr 21, 2023
Q1 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-507- 2.57% |
$109K - $134K
|
19.2K
$7.02M
|
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-508- 7.08% |
$109K - $134K
|
6.67K
$2.44M
|
|
|
May 03, 2023
Q1 2023
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-520- 17.47% |
$112K - $138K
|
2.46K
$898K
|
|
|
May 08, 2023
Q1 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-522- 4.99% |
$112K - $138K
|
9.94K
$3.63M
|
|
|
Apr 26, 2023
Q1 2023
|
Highview Capital Management LLC
|
SELL
|
- |
-530- 35.57% |
$114K - $140K
|
960
$351K
|
|
|
Apr 19, 2023
Q1 2023
|
Eastern Bank
|
SELL
|
- |
-531- 10.17% |
$114K - $140K
|
4.69K
$1.71M
|
|
|
May 04, 2023
Q1 2023
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-534- 9.88% |
$115K - $141K
|
4.87K
$1.78M
|
|
|
May 11, 2023
Q1 2023
|
Klcm Advisors, Inc.
|
SELL
|
- |
-534- 25.65% |
$115K - $141K
|
1.55K
$566K
|