Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2025
Q1 2023
|
Goldstone Financial Group, LLC
Oakbrook Terrace, IL |
SELL
|
- |
-1.09K- 53.53% |
$235K - $289K
|
949
$356K
|
|
|
Apr 17, 2023
Q1 2023
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-1.1K- 1.07% |
$236K - $290K
|
101K
$38M
|
|
|
May 11, 2023
Q1 2023
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-1.1K- 52.38% |
$237K - $291K
|
1K
$375K
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.12K- 32.68% |
$240K - $295K
|
2.3K
$863K
|
|
|
May 15, 2023
Q1 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-1.13K- 20.32% |
$243K - $298K
|
4.42K
$1.66M
|
|
|
Apr 18, 2023
Q1 2023
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-1.13K- 34.59% |
$243K - $299K
|
2.14K
$802K
|
|
|
May 15, 2023
Q1 2023
|
La Banque Postale Asset Management Sa
Paris, I0 |
SELL
|
- |
-1.15K- 4.41% |
$246K - $303K
|
24.8K
$9.31M
|
|
|
May 15, 2023
Q1 2023
|
Harris Associates L P
Chicago, IL |
SELL
|
- |
-1.16K- 18.63% |
$250K - $307K
|
5.07K
$1.9M
|
|
|
Oct 15, 2024
Q1 2023
|
Fmb Wealth Management
Westlake Village, CA |
SELL
|
- |
-1.17KClosed |
$252K - $310K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wms Partners, LLC
|
SELL
|
- |
-1.18K- 20.28% |
$253K - $311K
|
4.62K
$1.73M
|
|
|
Apr 21, 2023
Q1 2023
|
Rnc Capital Management LLC
|
SELL
|
- |
-1.19K- 29.82% |
$256K - $315K
|
2.8K
$1.05M
|
|
|
Apr 26, 2023
Q1 2023
|
Sabal Trust CO
|
SELL
|
- |
-1.19K- 54.09% |
$256K - $315K
|
1.01K
$379K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.21K- 15.47% |
$260K - $320K
|
6.62K
$2.48M
|
|
|
May 03, 2023
Q1 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-1.21K- 8.16% |
$261K - $321K
|
13.7K
$5.13M
|
|
|
May 10, 2023
Q1 2023
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-1.23K- 5.53% |
$263K - $324K
|
20.9K
$7.85M
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.23K- 9.9% |
$264K - $324K
|
11.2K
$4.19M
|
|
|
May 12, 2023
Q1 2023
|
Clear Street Markets LLC
|
SELL
|
- |
-1.26K- 51.16% |
$270K - $333K
|
1.2K
$450K
|
|
|
Apr 26, 2023
Q1 2023
|
Monte Financial Group, LLC
|
SELL
|
- |
-1.29K- 5.65% |
$278K - $342K
|
21.6K
$8.1M
|
|
|
May 15, 2023
Q1 2023
|
Becker Capital Management Inc
|
SELL
|
- |
-1.31K- 4.3% |
$281K - $346K
|
29.1K
$10.9M
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-1.35K- 27.11% |
$289K - $356K
|
3.62K
$1.36M
|
|
|
Aug 30, 2023
Q1 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.38K- 6.3% |
$297K - $365K
|
20.5K
$7.7M
|
|
|
May 03, 2023
Q1 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-1.43K- 43.0% |
$308K - $379K
|
1.9K
$712K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.48K- 0.1% |
$317K - $390K
|
1.46M
$547M
|
|
|
May 05, 2023
Q1 2023
|
Affinity Investment Advisors, LLC
|
SELL
|
- |
-1.5K- 19.75% |
$322K - $397K
|
6.09K
$2.28M
|
|
|
May 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-1.5K- 8.25% |
$323K - $397K
|
16.7K
$6.26M
|
|
|
Apr 24, 2023
Q1 2023
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-1.52K- 2.76% |
$327K - $402K
|
53.7K
$20.1M
|
|
|
May 15, 2023
Q1 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.53K- 91.87% |
$328K - $403K
|
135
$50.6K
|
|
|
Apr 17, 2023
Q1 2023
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-1.53K- 6.0% |
$330K - $406K
|
24K
$9M
|
|
|
May 15, 2023
Q1 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-1.54K- 2.22% |
$331K - $407K
|
67.8K
$25.4M
|
|
|
Apr 26, 2023
Q1 2023
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-1.56K- 16.15% |
$335K - $412K
|
8.1K
$3.04M
|
|
|
May 15, 2023
Q1 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-1.57K- 1.02% |
$336K - $414K
|
152K
$57.1M
|
|
|
Apr 20, 2023
Q1 2023
|
Source Financial Advisors LLC
New York, NY |
SELL
|
- |
-1.58K- 43.49% |
$339K - $417K
|
2.05K
$768K
|
|
|
May 10, 2023
Q1 2023
|
Keybank National Association
|
SELL
|
- |
-1.6K- 1.08% |
$344K - $423K
|
147K
$54.9M
|
|
|
Apr 14, 2023
Q1 2023
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-1.6K- 12.6% |
$344K - $423K
|
11.1K
$4.16M
|
|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.6K- 98.28% |
$344K - $424K
|
28
$10.5K
|
|
|
May 08, 2023
Q1 2023
|
Brighton Jones LLC
|
SELL
|
- |
-1.62K- 34.55% |
$348K - $428K
|
3.06K
$1.15M
|
|
|
Apr 18, 2023
Q1 2023
|
La Fleur & Godfrey LLC
|
SELL
|
- |
-1.65K- 3.07% |
$354K - $435K
|
52K
$19.5M
|
|
|
Apr 25, 2023
Q1 2023
|
First Merchants Corp
|
SELL
|
- |
-1.65K- 8.84% |
$355K - $437K
|
17K
$6.39M
|
|
|
May 12, 2023
Q1 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-1.65K- 42.66% |
$356K - $438K
|
2.22K
$834K
|
|
|
May 10, 2023
Q1 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-1.67K- 0.91% |
$358K - $441K
|
181K
$67.9M
|
|
|
May 12, 2023
Q1 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.67K- 1.36% |
$359K - $442K
|
121K
$45.5M
|
|
|
May 15, 2023
Q1 2023
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-1.7K- 60.28% |
$366K - $450K
|
1.12K
$420K
|
|
|
May 10, 2023
Q1 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-1.7K- 51.05% |
$366K - $450K
|
1.63K
$612K
|
|
|
Sep 04, 2024
Q1 2023
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
Warsaw, R9 |
SELL
|
- |
-1.7K- 36.71% |
$366K - $450K
|
2.93K
$1.1M
|
|
|
Apr 18, 2023
Q1 2023
|
New Hampshire Trust
Concord, NH |
SELL
|
- |
-1.7K- 12.74% |
$366K - $451K
|
11.7K
$4.37M
|
|
|
Apr 19, 2023
Q1 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-1.72K- 7.62% |
$370K - $455K
|
20.8K
$7.81M
|
|
|
May 15, 2023
Q1 2023
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-1.73K- 3.3% |
$371K - $457K
|
50.5K
$18.9M
|
|
|
Apr 27, 2023
Q1 2023
|
Arizona State Retirement System
|
SELL
|
- |
-1.75K- 1.21% |
$375K - $462K
|
142K
$53.3M
|
|
|
May 09, 2023
Q1 2023
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-1.8K- 41.04% |
$387K - $477K
|
2.59K
$971K
|
|
|
May 15, 2023
Q1 2023
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-1.81K- 25.17% |
$389K - $479K
|
5.38K
$2.02M
|