Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-535- 5.58% |
$115K - $142K
|
9.05K
$3.39M
|
|
|
May 12, 2023
Q1 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-538- 7.64% |
$116K - $142K
|
6.5K
$2.44M
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-548- 40.03% |
$118K - $145K
|
821
$308K
|
|
|
Apr 28, 2023
Q1 2023
|
Stoneridge Investment Partners LLC
|
SELL
|
- |
-549- 4.31% |
$118K - $145K
|
12.2K
$4.57M
|
|
|
Apr 13, 2023
Q1 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-555- 34.91% |
$119K - $147K
|
1.04K
$388K
|
|
|
May 23, 2023
Q1 2023
|
Mountain Pacific Investment Advisers Inc
|
SELL
|
- |
-561- 27.35% |
$121K - $148K
|
1.49K
$559K
|
|
|
Apr 12, 2023
Q1 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-570- 13.28% |
$123K - $151K
|
3.72K
$1.4M
|
|
|
May 10, 2023
Q1 2023
|
Jag Capital Management, LLC
|
SELL
|
- |
-575- 5.82% |
$124K - $152K
|
9.3K
$3.49M
|
|
|
May 12, 2023
Q1 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-580- 3.89% |
$125K - $153K
|
14.3K
$5.37M
|
|
|
May 22, 2023
Q1 2023
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-585- 1.03% |
$126K - $155K
|
56.3K
$21.1M
|
|
|
Apr 24, 2023
Q1 2023
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-589- 8.19% |
$127K - $156K
|
6.61K
$2.48M
|
|
|
Apr 17, 2023
Q1 2023
|
City Holding CO
|
SELL
|
- |
-590- 2.61% |
$127K - $156K
|
22K
$8.24M
|
|
|
Apr 20, 2023
Q1 2023
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-590- 2.01% |
$127K - $156K
|
28.8K
$10.8M
|
|
|
May 05, 2023
Q1 2023
|
Illinois Municipal Retirement Fund
|
SELL
|
- |
-594- 1.56% |
$128K - $157K
|
37.5K
$14.1M
|
|
|
Apr 25, 2023
Q1 2023
|
Iowa State Bank
|
SELL
|
- |
-598- 3.84% |
$129K - $158K
|
15K
$5.61M
|
|
|
May 12, 2023
Q1 2023
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-598- 0.93% |
$129K - $158K
|
63.5K
$23.8M
|
|
|
May 15, 2023
Q1 2023
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-603- 0.2% |
$130K - $160K
|
296K
$111M
|
|
|
May 15, 2023
Q1 2023
|
Studio Investment Management LLC
Chicago, IL |
SELL
|
- |
-615- 4.72% |
$132K - $163K
|
12.4K
$4.66M
|
|
|
May 04, 2023
Q1 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-628- 34.7% |
$135K - $166K
|
1.18K
$443K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-640- 5.13% |
$138K - $169K
|
11.8K
$4.44M
|
|
|
Apr 19, 2023
Q1 2023
|
Segment Wealth Management, LLC
|
SELL
|
- |
-649- 22.97% |
$140K - $172K
|
2.18K
$816K
|
|
|
Apr 28, 2023
Q1 2023
|
Penobscot Wealth Management
|
SELL
|
- |
-653- 15.44% |
$140K - $173K
|
3.58K
$1.34M
|
|
|
Apr 26, 2023
Q1 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
SELL
|
- |
-655- 13.12% |
$141K - $173K
|
4.34K
$1.63M
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-661- 38.47% |
$142K - $175K
|
1.06K
$396K
|
|
|
Apr 20, 2023
Q1 2023
|
Oak Harvest Investment Services
|
SELL
|
- |
-674- 2.5% |
$145K - $178K
|
26.3K
$9.85M
|
|
|
Apr 21, 2023
Q1 2023
|
Jackson Square Capital, LLC
|
SELL
|
- |
-681- 20.02% |
$146K - $180K
|
2.72K
$1.02M
|
|
|
May 03, 2023
Q1 2023
|
Hallmark Capital Management Inc
|
SELL
|
- |
-684- 3.01% |
$147K - $181K
|
22.1K
$8.28M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-690- 0.37% |
$148K - $183K
|
188K
$70.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-697- 2.49% |
$150K - $184K
|
27.3K
$10.2M
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-699- 19.93% |
$150K - $185K
|
2.81K
$1.05M
|
|
|
May 12, 2023
Q1 2023
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-699- 2.78% |
$150K - $185K
|
24.4K
$9.17M
|
|
|
Apr 11, 2023
Q1 2023
|
Spirit Of America Management Corp
|
SELL
|
- |
-700- 5.81% |
$151K - $185K
|
11.3K
$4.25M
|
|
|
May 03, 2023
Q1 2023
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-700- 2.82% |
$151K - $185K
|
24.1K
$9.04M
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-704- 1.61% |
$151K - $186K
|
43K
$16.1M
|
|
|
May 05, 2023
Q1 2023
|
Costello Asset Management, Inc
|
SELL
|
- |
-708- 10.14% |
$152K - $187K
|
6.28K
$2.35M
|
|
|
May 04, 2023
Q1 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-709- 1.4% |
$152K - $188K
|
50.1K
$18.8M
|
|
|
May 15, 2023
Q1 2023
|
Corton Capital Inc.
Carrying Place, A6 |
SELL
|
- |
-715- 31.47% |
$154K - $189K
|
1.56K
$584K
|
|
|
May 11, 2023
Q1 2023
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-723- 19.13% |
$155K - $191K
|
3.06K
$1.15M
|
|
|
May 12, 2023
Q1 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-735- 1.84% |
$158K - $194K
|
39.3K
$14.7M
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-738- 2.74% |
$159K - $195K
|
26.2K
$9.82M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-738- 2.83% |
$159K - $195K
|
25.3K
$9.51M
|
|
|
Apr 18, 2023
Q1 2023
|
Empirical Asset Management, LLC
|
SELL
|
- |
-739- 44.84% |
$159K - $195K
|
909
$341K
|
|
|
Jun 01, 2023
Q1 2023
|
Searle & Co.
|
SELL
|
- |
-742- 3.52% |
$160K - $196K
|
20.3K
$7.62M
|
|
|
Apr 13, 2023
Q1 2023
|
Romano Brothers And Company
Evanston, IL |
SELL
|
- |
-749- 3.71% |
$161K - $198K
|
19.4K
$7.29M
|
|
|
Apr 17, 2023
Q1 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-756- 4.39% |
$163K - $200K
|
16.5K
$6.18M
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-757- 8.95% |
$163K - $200K
|
7.71K
$2.89M
|
|
|
Apr 20, 2023
Q1 2023
|
Riverview Trust CO
|
SELL
|
- |
-768- 61.29% |
$165K - $203K
|
485
$182K
|
|
|
Apr 11, 2023
Q1 2023
|
Summit Financial Group, Inc.
|
SELL
|
- |
-770- 18.07% |
$166K - $204K
|
3.49K
$1.31M
|
|
|
May 02, 2023
Q1 2023
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-775- 7.6% |
$167K - $205K
|
9.43K
$3.54M
|
|
|
May 12, 2023
Q1 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-776- 3.02% |
$167K - $205K
|
25K
$9.36M
|