Purchases and Sales Made in Q1 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2024
Q1 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-16.2K- 2.18% |
$4.51M - $5.93M
|
727K
$293M
|
|
|
May 09, 2024
Q1 2024
|
Optiver Holding B.V.
Amsterdam, P7 |
SELL
|
- |
-16.4K- 96.16% |
$4.58M - $6.02M
|
656
$264K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.9K- 5.18% |
$4.7M - $6.18M
|
309K
$124M
|
|
|
Apr 23, 2024
Q1 2024
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-16.9K- 13.45% |
$4.72M - $6.2M
|
109K
$43.8M
|
|
|
May 15, 2024
Q1 2024
|
Greenwood Gearhart Inc
Fayetteville, AR |
SELL
|
- |
-17.1K- 35.36% |
$4.76M - $6.26M
|
31.2K
$12.6M
|
|
|
May 06, 2024
Q1 2024
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-17.5K- 69.74% |
$4.87M - $6.41M
|
7.59K
$3.05M
|
|
|
May 15, 2024
Q1 2024
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-17.7K- 12.55% |
$4.93M - $6.49M
|
123K
$49.6M
|
|
|
May 16, 2024
Q1 2024
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-17.7K- 16.4% |
$4.94M - $6.49M
|
90.3K
$36.3M
|
|
|
May 15, 2024
Q1 2024
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-17.9K- 32.45% |
$4.98M - $6.55M
|
37.2K
$15M
|
|
|
May 15, 2024
Q1 2024
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-17.9K- 6.8% |
$4.99M - $6.57M
|
246K
$98.8M
|
|
|
May 07, 2024
Q1 2024
|
New York State Common Retirement Fund
|
SELL
|
- |
-18.4K- 2.6% |
$5.12M - $6.74M
|
688K
$277M
|
|
|
May 15, 2024
Q1 2024
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-18.4K- 84.92% |
$5.12M - $6.74M
|
3.27K
$1.31M
|
|
|
Apr 30, 2024
Q1 2024
|
Retirement Group, LLC
|
SELL
|
- |
-18.5K- 97.14% |
$5.15M - $6.77M
|
544
$219K
|
|
|
Apr 17, 2024
Q1 2024
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-18.9K- 61.54% |
$5.27M - $6.93M
|
11.8K
$4.76M
|
|
|
May 13, 2024
Q1 2024
|
Strs Ohio
|
SELL
|
- |
-19.2K- 7.84% |
$5.36M - $7.05M
|
226K
$91M
|
|
|
May 14, 2024
Q1 2024
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-19.7K- 8.79% |
$5.49M - $7.22M
|
204K
$82.2M
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-19.9K- 3.0% |
$5.54M - $7.29M
|
643K
$259M
|
|
|
May 13, 2024
Q1 2024
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-21K- 5.37% |
$5.86M - $7.7M
|
371K
$149M
|
|
|
Apr 24, 2024
Q1 2024
|
Willis Investment Counsel
Gainesville, GA |
SELL
|
- |
-21.6K- 22.97% |
$6.01M - $7.91M
|
72.4K
$29.1M
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-21.9K- 3.41% |
$6.09M - $8.01M
|
620K
$249M
|
|
|
May 13, 2024
Q1 2024
|
Edgar Lomax CO
Kingstowne, VA |
SELL
|
- |
-22.2K- 21.25% |
$6.18M - $8.13M
|
82.2K
$33.1M
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-22.9K- 15.17% |
$6.37M - $8.37M
|
128K
$51.4M
|
|
|
May 14, 2024
Q1 2024
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-23K- 49.44% |
$6.4M - $8.41M
|
23.5K
$9.44M
|
|
|
Apr 18, 2024
Q1 2024
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-23.2K- 35.3% |
$6.48M - $8.52M
|
42.6K
$17.1M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-24.3K- 8.6% |
$6.78M - $8.92M
|
259K
$104M
|
|
|
May 08, 2024
Q1 2024
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-24.7K- 7.16% |
$6.89M - $9.06M
|
320K
$129M
|
|
|
May 13, 2024
Q1 2024
|
Natixis
Paris, I0 |
SELL
|
- |
-24.9K- 89.36% |
$6.94M - $9.13M
|
2.96K
$1.19M
|
|
|
Apr 29, 2024
Q1 2024
|
Ofi Invest Asset Management
Paris, I0 |
SELL
|
- |
-25.4K- 10.83% |
$7.07M - $9.3M
|
209K
$84M
|
|
|
Apr 30, 2024
Q1 2024
|
Norden Group LLC
Provo, UT |
SELL
|
- |
-25.7K- 93.34% |
$7.16M - $9.42M
|
1.83K
$737K
|
|
|
May 15, 2024
Q1 2024
|
Uss Investment Management LTD
|
SELL
|
- |
-25.9K- 24.47% |
$7.22M - $9.49M
|
80K
$32.2M
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-26.2K- 31.34% |
$7.29M - $9.59M
|
57.3K
$23.1M
|
|
|
May 06, 2024
Q1 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-26.9K- 11.29% |
$7.5M - $9.86M
|
211K
$85M
|
|
|
May 14, 2024
Q1 2024
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-27.3K- 70.69% |
$7.62M - $10M
|
11.3K
$4.56M
|
|
|
May 13, 2024
Q1 2024
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-28.3K- 14.92% |
$7.9M - $10.4M
|
162K
$65M
|
|
|
May 06, 2024
Q1 2024
|
Sg Americas Securities, LLC
|
SELL
|
- |
-29.3K- 8.34% |
$8.15M - $10.7M
|
322K
$129M
|
|
|
May 13, 2024
Q1 2024
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-29.4K- 13.87% |
$8.2M - $10.8M
|
183K
$73.5M
|
|
|
May 09, 2024
Q1 2024
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-31.8K- 50.55% |
$8.85M - $11.6M
|
31.1K
$12.5M
|
|
|
May 15, 2024
Q1 2024
|
Kadensa Capital LTD
Central, K3 |
SELL
|
- |
-32.5K- 42.15% |
$9.06M - $11.9M
|
44.7K
$18M
|
|
|
May 01, 2024
Q1 2024
|
Janney Capital Management LLC
|
SELL
|
- |
-32.6K- 42.1% |
$9.09M - $12M
|
44.9K
$18M
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-32.7K- 10.08% |
$9.12M - $12M
|
292K
$117M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 1.91% |
$9.4M - $12.4M
|
1.74M
$698M
|
|
|
May 14, 2024
Q1 2024
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-34K- 19.39% |
$9.48M - $12.5M
|
141K
$56.9M
|
|
|
May 14, 2024
Q1 2024
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-35.5K- 8.7% |
$9.9M - $13M
|
373K
$150M
|
|
|
May 07, 2024
Q1 2024
|
M&T Bank Corp
|
SELL
|
- |
-35.5K- 13.57% |
$9.9M - $13M
|
226K
$91.1M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-36.2K- 8.36% |
$10.1M - $13.3M
|
398K
$160M
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-36.3K- 7.18% |
$10.1M - $13.3M
|
469K
$188M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36.9K- 5.75% |
$10.3M - $13.5M
|
605K
$243M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-37.2K- 48.14% |
$10.4M - $13.6M
|
40.1K
$16.1M
|
|
|
May 08, 2024
Q1 2024
|
Kbc Group Nv
|
SELL
|
- |
-37.3K- 37.81% |
$10.4M - $13.7M
|
61.4K
$24.7M
|
|
|
May 13, 2024
Q1 2024
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-38.3K- 40.42% |
$10.7M - $14M
|
56.5K
$22.7M
|