Purchases and Sales Made in Q1 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2024
Q1 2024
|
Ofi Invest Asset Management
Paris, I0 |
SELL
|
- |
-25.4K- 10.83% |
$7.07M - $9.3M
|
209K
$78.5M
|
|
|
Apr 30, 2024
Q1 2024
|
Norden Group LLC
Provo, UT |
SELL
|
- |
-25.7K- 93.34% |
$7.16M - $9.42M
|
1.83K
$689K
|
|
|
May 15, 2024
Q1 2024
|
Uss Investment Management LTD
|
SELL
|
- |
-25.9K- 24.47% |
$7.22M - $9.49M
|
80K
$30M
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-26.2K- 31.34% |
$7.29M - $9.59M
|
57.3K
$21.6M
|
|
|
May 06, 2024
Q1 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-26.9K- 11.29% |
$7.5M - $9.86M
|
211K
$79.4M
|
|
|
May 14, 2024
Q1 2024
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-27.3K- 70.69% |
$7.62M - $10M
|
11.3K
$4.26M
|
|
|
May 13, 2024
Q1 2024
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-28.3K- 14.92% |
$7.9M - $10.4M
|
162K
$60.7M
|
|
|
May 06, 2024
Q1 2024
|
Sg Americas Securities, LLC
|
SELL
|
- |
-29.3K- 8.34% |
$8.15M - $10.7M
|
322K
$121M
|
|
|
May 13, 2024
Q1 2024
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-29.4K- 13.87% |
$8.2M - $10.8M
|
183K
$68.7M
|
|
|
May 09, 2024
Q1 2024
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-31.8K- 50.55% |
$8.85M - $11.6M
|
31.1K
$11.7M
|
|
|
May 15, 2024
Q1 2024
|
Kadensa Capital LTD
Central, K3 |
SELL
|
- |
-32.5K- 42.15% |
$9.06M - $11.9M
|
44.7K
$16.8M
|
|
|
May 01, 2024
Q1 2024
|
Janney Capital Management LLC
|
SELL
|
- |
-32.6K- 42.1% |
$9.09M - $12M
|
44.9K
$16.9M
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-32.7K- 10.08% |
$9.12M - $12M
|
292K
$110M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 1.91% |
$9.4M - $12.4M
|
1.74M
$652M
|
|
|
May 14, 2024
Q1 2024
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-34K- 19.39% |
$9.48M - $12.5M
|
141K
$53.1M
|
|
|
May 14, 2024
Q1 2024
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-35.5K- 8.7% |
$9.9M - $13M
|
373K
$140M
|
|
|
May 07, 2024
Q1 2024
|
M&T Bank Corp
|
SELL
|
- |
-35.5K- 13.57% |
$9.9M - $13M
|
226K
$85.1M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-36.2K- 8.36% |
$10.1M - $13.3M
|
398K
$149M
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-36.3K- 7.18% |
$10.1M - $13.3M
|
469K
$176M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36.9K- 5.75% |
$10.3M - $13.5M
|
605K
$227M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-37.2K- 48.14% |
$10.4M - $13.6M
|
40.1K
$15.1M
|
|
|
May 08, 2024
Q1 2024
|
Kbc Group Nv
|
SELL
|
- |
-37.3K- 37.81% |
$10.4M - $13.7M
|
61.4K
$23.1M
|
|
|
May 13, 2024
Q1 2024
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-38.3K- 40.42% |
$10.7M - $14M
|
56.5K
$21.2M
|
|
|
Apr 29, 2024
Q1 2024
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-38.6K- 15.79% |
$10.8M - $14.1M
|
206K
$77.4M
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-40.1K- 2.78% |
$11.2M - $14.7M
|
1.41M
$529M
|
|
|
May 14, 2024
Q1 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-41.6K- 3.75% |
$11.6M - $15.2M
|
1.07M
$401M
|
|
|
May 14, 2024
Q1 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-43.1K- 7.15% |
$12M - $15.8M
|
559K
$210M
|
|
|
Apr 05, 2024
Q1 2024
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-43.5K- 5.76% |
$12.1M - $16M
|
713K
$268M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-45.8K- 0.98% |
$12.8M - $16.8M
|
4.65M
$1.75B
|
|
|
May 14, 2024
Q1 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-46.2K- 1.21% |
$12.9M - $16.9M
|
3.78M
$1.42B
|
|
|
Apr 12, 2024
Q1 2024
|
Factory Mutual Insurance CO
Waltham, MA |
SELL
|
- |
-52.6K- 45.07% |
$14.7M - $19.3M
|
64.1K
$24.1M
|
|
|
Apr 16, 2024
Q1 2024
|
Country Trust Bank
|
SELL
|
- |
-52.8K- 34.94% |
$14.7M - $19.4M
|
98.3K
$37M
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-52.9K- 2.69% |
$14.7M - $19.4M
|
1.91M
$718M
|
|
|
Aug 13, 2024
Q1 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-53.5K- 60.59% |
$14.9M - $19.6M
|
34.8K
$13.1M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-53.9K- 15.95% |
$15M - $19.8M
|
284K
$107M
|
|
|
May 15, 2024
Q1 2024
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-54.1K- 4.81% |
$15.1M - $19.8M
|
1.07M
$402M
|
|
|
May 10, 2024
Q1 2024
|
Vontobel Holding Ltd.
|
SELL
|
- |
-56.2K- 33.16% |
$15.6M - $20.6M
|
113K
$42.5M
|
|
|
May 14, 2024
Q1 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-57.7K- 10.89% |
$16.1M - $21.2M
|
472K
$177M
|
|
|
May 02, 2024
Q1 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-58.1K- 96.17% |
$16.2M - $21.3M
|
2.31K
$868K
|
|
|
Aug 28, 2024
Q1 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-58.1K- 96.18% |
$16.2M - $21.3M
|
2.31K
$868K
|
|
|
May 14, 2024
Q1 2024
|
Employees Retirement System Of Texas
|
SELL
|
- |
-59K- 22.5% |
$16.4M - $21.6M
|
203K
$76.4M
|
|
|
Apr 16, 2024
Q1 2024
|
Amf Tjanstepension Ab
|
SELL
|
- |
-59.9K- 42.92% |
$16.7M - $21.9M
|
79.6K
$29.9M
|
|
|
May 15, 2024
Q1 2024
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-60.2K- 25.37% |
$16.8M - $22.1M
|
177K
$66.6M
|
|
|
May 14, 2024
Q1 2024
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-61.6K- 39.09% |
$17.2M - $22.6M
|
96K
$36.1M
|
|
|
May 15, 2024
Q1 2024
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-61.6K- 76.07% |
$17.2M - $22.6M
|
19.4K
$7.29M
|
|
|
May 03, 2024
Q1 2024
|
Candriam S.C.A.
|
SELL
|
- |
-68.6K- 67.44% |
$19.1M - $25.1M
|
33.1K
$12.4M
|
|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-69.6K- 17.32% |
$19.4M - $25.5M
|
332K
$125M
|
|
|
May 07, 2024
Q1 2024
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-70.6K- 4.43% |
$19.7M - $25.9M
|
1.52M
$573M
|
|
|
May 13, 2024
Q1 2024
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-73.5K- 4.07% |
$20.5M - $26.9M
|
1.73M
$650M
|
|
|
May 07, 2024
Q1 2024
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-77.7K- 93.52% |
$21.6M - $28.5M
|
5.38K
$2.02M
|