Call Options Transactions Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold call options of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
CALL |
748K+ 28.63% |
$142M - $166M
|
3.36M
$1.26B
|
|
|
Nov 15, 2021
Q3 2021
|
Laurion Capital Management LP
New York, NY |
BUY
|
CALL |
441K+ 7234.43% |
$83.8M - $97.8M
|
447K
$168M
|
|
|
Nov 05, 2021
Q3 2021
|
Imc Chicago, LLC
|
BUY
|
CALL |
223KNew |
$42.4M - $49.5M
|
223K
$83.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
CALL |
172KNew |
$32.6M - $38.1M
|
172K
$64.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
CALL |
95.1K+ 65.54% |
$18M - $21.1M
|
240K
$90.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
CALL |
79.7K+ 90.57% |
$15.1M - $17.7M
|
168K
$63M
|
|
|
Nov 15, 2021
Q3 2021
|
Interval Partners, LP
New York, NY |
BUY
|
CALL |
60.9K+ 146.39% |
$11.6M - $13.5M
|
103K
$38.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
CALL |
51.1K+ 325.48% |
$9.7M - $11.3M
|
66.8K
$25.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
CALL |
44.5KNew |
$8.45M - $9.86M
|
44.5K
$16.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Graticule Asia Macro Advisors LLC
New York, NY |
BUY
|
CALL |
40KNew |
$7.59M - $8.87M
|
40K
$15M
|
|
|
Nov 15, 2021
Q3 2021
|
Btg Pactual Global Asset Management LTD
New York, NY |
BUY
|
CALL |
30KNew |
$5.7M - $6.65M
|
30K
$11.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
CALL |
22.2KNew |
$4.21M - $4.92M
|
22.2K
$8.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
CALL |
21.6K+ 144.97% |
$4.1M - $4.79M
|
36.5K
$13.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Caas Capital Management LP
New York, NY |
BUY
|
CALL |
20KNew |
$3.8M - $4.43M
|
20K
$7.52M
|
|
|
Nov 12, 2021
Q3 2021
|
Ws Management Lllp
Jacksonville, FL |
BUY
|
CALL |
20KNew |
$3.8M - $4.43M
|
20K
$7.52M
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
CALL |
20KNew |
$3.8M - $4.43M
|
20K
$7.52M
|
|
|
Nov 02, 2021
Q3 2021
|
Center Star Asset Management, LLC
|
BUY
|
CALL |
17.6KNew |
$3.34M - $3.9M
|
17.6K
$6.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
CALL |
13.8K+ 127.78% |
$2.62M - $3.06M
|
24.6K
$9.24M
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
BUY
|
CALL |
9.3K+ 30.29% |
$1.77M - $2.06M
|
40K
$15M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
CALL |
8.3K+ 207.5% |
$1.58M - $1.84M
|
12.3K
$4.62M
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
6.55KNew |
$1.24M - $1.45M
|
6.55K
$2.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
BUY
|
CALL |
6.3K+ 7.07% |
$1.2M - $1.4M
|
95.4K
$35.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Qvr LLC
|
BUY
|
CALL |
3.5K+ 97.22% |
$664K - $776K
|
7.1K
$2.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Cwa Asset Management Group, LLC
|
BUY
|
CALL |
3KNew |
$570K - $665K
|
3K
$1.13M
|
|
|
Nov 10, 2021
Q3 2021
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
CALL |
2KNew |
$380K - $443K
|
2K
$752K
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
CALL |
1.4K+ 4.19% |
$266K - $310K
|
34.8K
$13.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Man Group PLC
London, X0 |
BUY
|
CALL |
600New |
$114K - $133K
|
600
$225K
|
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
CALL |
100New |
$19K - $22.2K
|
100
$37.6K
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
SELL
|
CALL |
-1- 5.0% |
$190 - $222
|
19
$7.14K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
CALL |
-21- 39.62% |
$3.99K - $4.65K
|
32
$12K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
CALL |
-2KClosed |
$380K - $443K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
CALL |
-2K- 10.0% |
$380K - $443K
|
18K
$6.76M
|
|
|
Nov 04, 2021
Q3 2021
|
St. Johns Investment Management Company, LLC
|
SELL
|
CALL |
-2.6KClosed |
$494K - $576K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
CALL |
-12.1K- 41.3% |
$2.3M - $2.68M
|
17.2K
$6.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
CALL |
-17K- 38.03% |
$3.23M - $3.77M
|
27.7K
$10.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
CALL |
-17.8K- 93.68% |
$3.38M - $3.95M
|
1.2K
$451K
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
CALL |
-24.6K- 21.17% |
$4.67M - $5.45M
|
91.6K
$34.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-25K- 16.93% |
$4.75M - $5.54M
|
123K
$46.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
CALL |
-27.2K- 12.57% |
$5.16M - $6.03M
|
189K
$71.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
CALL |
-50K- 75.64% |
$9.49M - $11.1M
|
16.1K
$6.05M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
CALL |
-64.3K- 65.75% |
$12.2M - $14.3M
|
33.5K
$12.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
CALL |
-91K- 21.94% |
$17.3M - $20.2M
|
324K
$122M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
CALL |
-100K- 98.91% |
$19M - $22.2M
|
1.1K
$413K
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
CALL |
-218K- 37.6% |
$41.3M - $48.2M
|
361K
$136M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
CALL |
-369K- 37.3% |
$70M - $81.7M
|
620K
$233M
|