Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2022
Q3 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
14+ 1.08% |
$2.27K - $2.78K
|
1.31K
$492K
|
|
|
Nov 16, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
13New |
$2.11K - $2.58K
|
13
$4.87K
|
|
|
Oct 20, 2022
Q3 2022
|
First Financial Corp
|
BUY
|
- |
12+ 0.56% |
$1.95K - $2.38K
|
2.16K
$809K
|
|
|
Oct 26, 2022
Q3 2022
|
Wolff Wiese Magana LLC
|
BUY
|
- |
12+ 6.59% |
$1.95K - $2.38K
|
194
$72.7K
|
|
|
Oct 21, 2022
Q3 2022
|
Schubert & CO
|
BUY
|
- |
11+ 12.79% |
$1.79K - $2.18K
|
97
$36.4K
|
|
|
Oct 24, 2022
Q3 2022
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
11+ 0.61% |
$1.79K - $2.18K
|
1.82K
$684K
|
|
|
Nov 02, 2022
Q3 2022
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
11+ 0.07% |
$1.79K - $2.18K
|
15.6K
$5.85M
|
|
|
Nov 09, 2022
Q3 2022
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
11+ 0.61% |
$1.79K - $2.18K
|
1.82K
$682K
|
|
|
Nov 10, 2022
Q3 2022
|
Marion Wealth Management
|
BUY
|
- |
11+ 0.49% |
$1.79K - $2.18K
|
2.24K
$841K
|
|
|
Nov 10, 2022
Q3 2022
|
Citizens Financial Group Inc
|
BUY
|
- |
11+ 0.19% |
$1.79K - $2.18K
|
5.9K
$2.21M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealth Effects LLC
|
BUY
|
- |
11+ 0.35% |
$1.79K - $2.18K
|
3.12K
$1.17M
|
|
|
Oct 12, 2022
Q3 2022
|
Addison Capital CO
|
BUY
|
- |
10+ 0.65% |
$1.62K - $1.98K
|
1.55K
$580K
|
|
|
Oct 13, 2022
Q3 2022
|
Range Financial Group LLC
|
BUY
|
- |
10+ 0.56% |
$1.62K - $1.98K
|
1.78K
$668K
|
|
|
Oct 13, 2022
Q3 2022
|
Sanchez Wealth Management Group
|
BUY
|
- |
10+ 0.63% |
$1.62K - $1.98K
|
1.6K
$599K
|
|
|
Oct 17, 2022
Q3 2022
|
Strategic Equity Management
|
BUY
|
- |
10+ 0.69% |
$1.62K - $1.98K
|
1.46K
$548K
|
|
|
Oct 17, 2022
Q3 2022
|
Bartlett & Co. LLC
|
BUY
|
- |
10+ 0.37% |
$1.62K - $1.98K
|
2.75K
$1.03M
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
10+ 17.24% |
$1.62K - $1.98K
|
68
$25.5K
|
|
|
Nov 01, 2022
Q3 2022
|
Mattern Wealth Management LLC
|
BUY
|
- |
10+ 0.16% |
$1.62K - $1.98K
|
6.24K
$2.34M
|
|
|
Nov 03, 2022
Q3 2022
|
Valley Brook Capital Group, Inc.
Venetia, PA |
BUY
|
- |
10+ 0.14% |
$1.62K - $1.98K
|
6.93K
$2.6M
|
|
|
Feb 14, 2024
Q3 2022
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
10+ 0.37% |
$1.62K - $1.98K
|
2.75K
$1.03M
|
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
BUY
|
- |
9+ 0.72% |
$1.46K - $1.78K
|
1.26K
$472K
|
|
|
Oct 28, 2022
Q3 2022
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
9+ 0.61% |
$1.46K - $1.78K
|
1.5K
$561K
|
|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
8+ 0.26% |
$1.3K - $1.59K
|
3.07K
$1.15M
|
|
|
Oct 25, 2022
Q3 2022
|
First Merchants Corp
|
BUY
|
- |
8+ 0.04% |
$1.3K - $1.59K
|
17.9K
$6.71M
|
|
|
Nov 10, 2022
Q3 2022
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
8+ 0.27% |
$1.3K - $1.59K
|
2.94K
$1.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
8+ 0.57% |
$1.3K - $1.59K
|
1.41K
$527K
|
|
|
Nov 17, 2022
Q3 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
8+ 0.02% |
$1.3K - $1.59K
|
47.5K
$17.8M
|
|
|
Oct 13, 2022
Q3 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
7+ 0.44% |
$1.14K - $1.39K
|
1.59K
$597K
|
|
|
Oct 26, 2022
Q3 2022
|
Iag Wealth Partners, LLC
|
BUY
|
- |
7+ 11.29% |
$1.14K - $1.39K
|
69
$25.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
7+ 0.45% |
$1.14K - $1.39K
|
1.56K
$586K
|
|
|
Nov 14, 2022
Q3 2022
|
Guardian Wealth Management, Inc.
Peoria, IL |
BUY
|
- |
7+ 0.52% |
$1.14K - $1.39K
|
1.35K
$505K
|
|
|
Oct 17, 2022
Q3 2022
|
Roman Butler Fullerton & CO
|
BUY
|
- |
6+ 0.16% |
$975 - $1.19K
|
3.84K
$1.44M
|
|
|
Oct 20, 2022
Q3 2022
|
Sfmg, LLC
|
BUY
|
- |
6+ 0.44% |
$975 - $1.19K
|
1.36K
$511K
|
|
|
Oct 21, 2022
Q3 2022
|
Asset Management Corp
|
BUY
|
- |
6+ 0.42% |
$975 - $1.19K
|
1.42K
$533K
|
|
|
Oct 21, 2022
Q3 2022
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
6+ 0.28% |
$975 - $1.19K
|
2.18K
$817K
|
|
|
Oct 24, 2022
Q3 2022
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
BUY
|
- |
6+ 0.39% |
$975 - $1.19K
|
1.54K
$579K
|
|
|
Oct 28, 2022
Q3 2022
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
6+ 0.1% |
$975 - $1.19K
|
5.88K
$2.2M
|
|
|
Nov 07, 2022
Q3 2022
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
6+ 0.55% |
$975 - $1.19K
|
1.1K
$413K
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
6+ 0.09% |
$975 - $1.19K
|
6.62K
$2.48M
|
|
|
Oct 21, 2022
Q3 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
5+ 0.16% |
$812 - $991
|
3.11K
$1.17M
|
|
|
Oct 25, 2022
Q3 2022
|
Barber Financial Group, Inc.
|
BUY
|
- |
5+ 0.09% |
$812 - $991
|
5.54K
$2.08M
|
|
|
Oct 31, 2022
Q3 2022
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
5New |
$812 - $991
|
5
$1.87K
|
|
|
Nov 04, 2022
Q3 2022
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
5+ 0.31% |
$812 - $991
|
1.6K
$600K
|
|
|
Nov 14, 2022
Q3 2022
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
5+ 0.24% |
$812 - $991
|
2.07K
$775K
|
|
|
Oct 12, 2022
Q3 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
4+ 0.14% |
$650 - $793
|
2.79K
$1.04M
|
|
|
Oct 18, 2022
Q3 2022
|
Kaizen Financial Strategies
|
BUY
|
- |
4+ 0.11% |
$650 - $793
|
3.54K
$1.33M
|
|
|
Nov 03, 2022
Q3 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
4+ 0.02% |
$650 - $793
|
17.8K
$6.68M
|
|
|
Nov 08, 2022
Q3 2022
|
Riverwater Partners LLC
|
BUY
|
- |
4+ 0.18% |
$650 - $793
|
2.21K
$830K
|
|
|
Nov 14, 2022
Q3 2022
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
4+ 0.09% |
$650 - $793
|
4.41K
$1.65M
|
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
4+ 0.11% |
$650 - $793
|
3.52K
$1.32M
|