Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
691+ 1.99% |
$112K - $137K
|
35.5K
$13M
|
|
|
Nov 09, 2022
Q3 2022
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
663+ 20.63% |
$108K - $131K
|
3.88K
$1.42M
|
|
|
Nov 10, 2022
Q3 2022
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
652+ 39.85% |
$106K - $129K
|
2.29K
$836K
|
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
BUY
|
- |
635+ 0.39% |
$103K - $126K
|
164K
$59.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
632+ 7.44% |
$103K - $125K
|
9.13K
$3.34M
|
|
|
Nov 09, 2022
Q3 2022
|
Ccm Investment Advisers LLC
|
BUY
|
- |
623+ 0.85% |
$101K - $124K
|
74.1K
$27.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
623+ 3.97% |
$101K - $124K
|
16.3K
$5.97M
|
|
|
Oct 26, 2022
Q3 2022
|
Sargent Investment Group, LLC
|
BUY
|
- |
620+ 11.09% |
$101K - $123K
|
6.21K
$2.27M
|
|
|
Oct 04, 2022
Q3 2022
|
Fulton Bank, N.A.
|
BUY
|
- |
616+ 22.49% |
$100K - $122K
|
3.36K
$1.23M
|
|
|
Nov 08, 2022
Q3 2022
|
Stone X Group Inc.
|
BUY
|
- |
615+ 10.76% |
$99.9K - $122K
|
6.33K
$2.31M
|
|
|
Jan 25, 2023
Q3 2022
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
615New |
$99.9K - $122K
|
615
$225K
|
|
|
Oct 27, 2022
Q3 2022
|
Founders Financial Securities LLC
|
BUY
|
- |
611+ 19.8% |
$99.3K - $121K
|
3.7K
$1.35M
|
|
|
Oct 20, 2022
Q3 2022
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
605+ 6.81% |
$98.3K - $120K
|
9.49K
$3.47M
|
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
BUY
|
- |
602+ 3.08% |
$97.8K - $119K
|
20.1K
$7.36M
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
602+ 1.36% |
$97.8K - $119K
|
44.8K
$16.4M
|
|
|
Nov 07, 2022
Q3 2022
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
600+ 4.03% |
$97.5K - $119K
|
15.5K
$5.66M
|
|
|
Nov 10, 2022
Q3 2022
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
600+ 15.4% |
$97.5K - $119K
|
4.5K
$1.64M
|
|
|
Oct 18, 2022
Q3 2022
|
Plimoth Trust CO LLC
|
BUY
|
- |
594+ 4.3% |
$96.5K - $118K
|
14.4K
$5.26M
|
|
|
Oct 24, 2022
Q3 2022
|
Monte Financial Group, LLC
|
BUY
|
- |
593+ 2.35% |
$96.3K - $118K
|
25.8K
$9.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
579+ 15.96% |
$94.1K - $115K
|
4.21K
$1.54M
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
573+ 12.49% |
$93.1K - $114K
|
5.16K
$1.89M
|
|
|
Oct 18, 2022
Q3 2022
|
Core Alternative Capital
|
BUY
|
- |
572+ 240.34% |
$92.9K - $113K
|
810
$296K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
570+ 3.14% |
$92.6K - $113K
|
18.7K
$6.85M
|
|
|
Nov 03, 2022
Q3 2022
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
568+ 40.98% |
$92.3K - $113K
|
1.95K
$714K
|
|
|
Nov 14, 2022
Q3 2022
|
Dakota Community Bank & Trust Na
Hebron, ND |
BUY
|
- |
565New |
$91.8K - $112K
|
565
$206K
|
|
|
Oct 27, 2022
Q3 2022
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
561+ 3.99% |
$91.1K - $111K
|
14.6K
$5.34M
|
|
|
Nov 13, 2023
Q3 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
561+ 0.94% |
$91.1K - $111K
|
60.3K
$22M
|
|
|
Oct 13, 2022
Q3 2022
|
Adirondack Trust CO
|
BUY
|
- |
552+ 5.8% |
$89.7K - $109K
|
10.1K
$3.68M
|
|
|
Oct 13, 2022
Q3 2022
|
Gofen & Glossberg LLC
|
BUY
|
- |
549+ 0.93% |
$89.2K - $109K
|
59.9K
$21.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
BUY
|
- |
542+ 1.9% |
$88K - $107K
|
29.1K
$10.6M
|
|
|
Nov 09, 2022
Q3 2022
|
Alera Investment Advisors, LLC
|
BUY
|
- |
540+ 40.39% |
$87.7K - $107K
|
1.88K
$686K
|
|
|
Nov 14, 2022
Q3 2022
|
Horizon Kinetics Asset Management LLC
|
BUY
|
- |
540+ 7.86% |
$87.7K - $107K
|
7.41K
$2.71M
|
|
|
Oct 28, 2022
Q3 2022
|
Northeast Investment Management
|
BUY
|
- |
532+ 2.63% |
$86.4K - $105K
|
20.8K
$7.59M
|
|
|
Nov 14, 2022
Q3 2022
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
532+ 139.27% |
$86.4K - $105K
|
914
$334K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
524+ 18.84% |
$85.1K - $104K
|
3.31K
$1.21M
|
|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
517+ 1.94% |
$84K - $102K
|
27.2K
$9.92M
|
|
|
Nov 03, 2022
Q3 2022
|
Blue Sky Wealth Advisors, LLC
|
BUY
|
- |
516+ 25.93% |
$83.8K - $102K
|
2.51K
$916K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
516+ 1.79% |
$83.8K - $102K
|
29.3K
$10.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Fusion Capital, LLC
|
BUY
|
- |
514+ 2.23% |
$83.5K - $102K
|
23.6K
$8.62M
|
|
|
Nov 08, 2022
Q3 2022
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
511+ 32.97% |
$83K - $101K
|
2.06K
$753K
|
|
|
Oct 13, 2022
Q3 2022
|
Financial Sense Advisors, Inc.
|
BUY
|
- |
510+ 3.57% |
$82.8K - $101K
|
14.8K
$5.41M
|
|
|
Nov 08, 2022
Q3 2022
|
Rmr Wealth Builders
|
BUY
|
- |
502+ 29.77% |
$81.5K - $99.5K
|
2.19K
$800K
|
|
|
Oct 28, 2022
Q3 2022
|
Welch & Forbes LLC
|
BUY
|
- |
501+ 1.82% |
$81.4K - $99.3K
|
28K
$10.3M
|
|
|
Oct 24, 2022
Q3 2022
|
Godsey & Gibb Associates
|
BUY
|
- |
500New |
$81.2K - $99.1K
|
500
$183K
|
|
|
Nov 14, 2022
Q3 2022
|
Baldwin Investment Management, LLC
|
BUY
|
- |
500+ 5.65% |
$81.2K - $99.1K
|
9.34K
$3.41M
|
|
|
Nov 14, 2022
Q3 2022
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
487+ 5.28% |
$79.1K - $96.5K
|
9.71K
$3.55M
|
|
|
Nov 07, 2022
Q3 2022
|
Personal Capital Advisors Corp
|
BUY
|
- |
476+ 7.96% |
$77.3K - $94.4K
|
6.46K
$2.36M
|
|
|
Nov 10, 2022
Q3 2022
|
Biechele Royce Advisors
|
BUY
|
- |
473+ 1.95% |
$76.8K - $93.8K
|
24.7K
$9.04M
|
|
|
Nov 07, 2022
Q3 2022
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
470+ 3.08% |
$76.3K - $93.2K
|
15.7K
$5.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
458+ 0.21% |
$74.4K - $90.8K
|
220K
$80.3M
|