Put Options Transactions Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold put options of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
1.21M+ 78.5% |
$208M - $295M
|
2.76M
$1.07B
|
|
|
Feb 14, 2023
Q4 2022
|
Maple Rock Capital Partners Inc.
Toronto, A6 |
BUY
|
PUT |
1MNew |
$171M - $243M
|
1M
$386M
|
|
|
Feb 14, 2023
Q4 2022
|
Ws Management Lllp
Jacksonville, FL |
BUY
|
PUT |
637K+ 4714.81% |
$109M - $155M
|
650K
$251M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
PUT |
469K+ 652.43% |
$80.3M - $114M
|
541K
$209M
|
|
|
Feb 14, 2023
Q4 2022
|
Squarepoint Ops LLC
New York, NY |
BUY
|
PUT |
405K+ 20255.0% |
$69.4M - $98.5M
|
407K
$157M
|
|
|
Feb 14, 2023
Q4 2022
|
Whitebox Advisors LLC
Minneapolis, MN |
BUY
|
PUT |
400KNew |
$68.5M - $97.3M
|
400K
$154M
|
|
|
Feb 14, 2023
Q4 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
360KNew |
$61.6M - $87.5M
|
360K
$139M
|
|
|
Feb 14, 2023
Q4 2022
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
PUT |
360KNew |
$61.6M - $87.4M
|
360K
$139M
|
|
|
Feb 14, 2023
Q4 2022
|
Deer Park Road Corp
Steamboat Springs, CO |
BUY
|
PUT |
350KNew |
$59.9M - $85.1M
|
350K
$135M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurion Capital Management LP
New York, NY |
BUY
|
PUT |
285K+ 189.54% |
$48.7M - $69.2M
|
435K
$168M
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
PUT |
260KNew |
$44.5M - $63.2M
|
260K
$100M
|
|
|
Feb 14, 2023
Q4 2022
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
PUT |
250K+ 569.48% |
$42.8M - $60.8M
|
294K
$113M
|
|
|
Feb 13, 2023
Q4 2022
|
Barclays PLC
London, X0 |
BUY
|
PUT |
238KNew |
$40.8M - $58M
|
238K
$92M
|
|
|
Feb 14, 2023
Q4 2022
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
PUT |
204K+ 311.6% |
$34.9M - $49.6M
|
270K
$104M
|
|
|
Feb 14, 2023
Q4 2022
|
Masters Capital Management LLC
Atlanta, GA |
BUY
|
PUT |
200KNew |
$34.2M - $48.6M
|
200K
$77.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
PUT |
174K+ 38.87% |
$29.8M - $42.4M
|
622K
$240M
|
|
|
Feb 14, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
PUT |
90KNew |
$15.4M - $21.9M
|
90K
$34.7M
|
|
|
Sep 21, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
PUT |
77.6K+ 625.81% |
$13.3M - $18.9M
|
90K
$34.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
77.4K+ 4.7% |
$13.3M - $18.8M
|
1.73M
$666M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
PUT |
56.3K+ 21.9% |
$9.64M - $13.7M
|
313K
$121M
|
|
|
Feb 14, 2023
Q4 2022
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
BUY
|
PUT |
50KNew |
$8.56M - $12.2M
|
50K
$19.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
PUT |
40KNew |
$6.85M - $9.73M
|
40K
$15.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
PUT |
25.2KNew |
$4.31M - $6.13M
|
25.2K
$9.73M
|
|
|
Feb 14, 2023
Q4 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
PUT |
21.8K+ 46.38% |
$3.73M - $5.3M
|
68.8K
$26.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Cutler Group LP
|
BUY
|
PUT |
21.6K+ 55.67% |
$3.7M - $5.25M
|
60.4K
$23.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Caas Capital Management LP
New York, NY |
BUY
|
PUT |
17.3KNew |
$2.96M - $4.21M
|
17.3K
$6.68M
|
|
|
Dec 14, 2023
Q4 2022
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
PUT |
15.8KNew |
$2.71M - $3.84M
|
15.8K
$6.1M
|
|
|
Jan 13, 2023
Q4 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
PUT |
12KNew |
$2.05M - $2.92M
|
12K
$4.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
PUT |
10.8KNew |
$1.85M - $2.63M
|
10.8K
$4.17M
|
|
|
Jan 23, 2023
Q4 2022
|
Xr Securities LLC
|
BUY
|
PUT |
8.5KNew |
$1.46M - $2.07M
|
8.5K
$3.28M
|
|
|
Jan 12, 2023
Q4 2022
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
7.4KNew |
$1.27M - $1.8M
|
7.4K
$2.86M
|
|
|
Feb 14, 2023
Q4 2022
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
PUT |
7.1K+ 355.0% |
$1.22M - $1.73M
|
9.1K
$3.51M
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
PUT |
6.6K+ 45.52% |
$1.13M - $1.6M
|
21.1K
$8.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Advent Capital Management
New York, NY |
BUY
|
PUT |
4KNew |
$685K - $973K
|
4K
$1.54M
|
|
|
Feb 10, 2023
Q4 2022
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
PUT |
3.1K+ 11.36% |
$531K - $754K
|
30.4K
$11.7M
|
|
|
Feb 01, 2023
Q4 2022
|
Deka Bank Deutsche Girozentrale
|
BUY
|
PUT |
3KNew |
$514K - $729K
|
3K
$1.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
PUT |
2.7K+ 192.86% |
$462K - $656K
|
4.1K
$1.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
1.8KNew |
$308K - $438K
|
1.8K
$695K
|
|
|
Feb 14, 2023
Q4 2022
|
Centiva Capital, LP
New York, NY |
BUY
|
PUT |
1.6K+ 32.0% |
$274K - $389K
|
6.6K
$2.55M
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
BUY
|
PUT |
1KNew |
$171K - $243K
|
1K
$386K
|
|
|
Feb 14, 2023
Q4 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
PUT |
500New |
$85.6K - $122K
|
500
$193K
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
PUT |
400New |
$68.5K - $97.3K
|
400
$154K
|
|
|
Feb 07, 2023
Q4 2022
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
BUY
|
PUT |
100New |
$17.1K - $24.3K
|
100
$38.6K
|
|
|
Jan 10, 2023
Q4 2022
|
Fny Investment Advisers, LLC
|
BUY
|
PUT |
5New |
$856 - $1.22K
|
5
$1.93K
|
|
|
Feb 14, 2023
Q4 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
PUT |
-2K- 15.87% |
$342K - $486K
|
10.6K
$4.09M
|
|
|
Feb 10, 2023
Q4 2022
|
Qvr LLC
|
SELL
|
PUT |
-4.8K- 76.19% |
$822K - $1.17M
|
1.5K
$579K
|
|
|
Feb 14, 2023
Q4 2022
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
PUT |
-5K- 9.52% |
$856K - $1.22M
|
47.5K
$18.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-6.1K- 16.22% |
$1.04M - $1.48M
|
31.5K
$12.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
PUT |
-7.4K- 11.04% |
$1.27M - $1.8M
|
59.6K
$23M
|
|
|
Feb 13, 2023
Q4 2022
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
PUT |
-13.2K- 5.22% |
$2.26M - $3.21M
|
240K
$92.5M
|