Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2023
Q4 2022
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
551New |
$94.3K - $134K
|
551
$207K
|
|
|
Feb 01, 2023
Q4 2022
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
549+ 32.33% |
$94K - $133K
|
2.25K
$844K
|
|
|
Feb 07, 2023
Q4 2022
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
546+ 9.59% |
$93.5K - $133K
|
6.24K
$2.34M
|
|
|
Feb 15, 2023
Q4 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
546+ 1.58% |
$93.5K - $133K
|
35.2K
$13.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
545+ 3.8% |
$93.3K - $133K
|
14.9K
$5.59M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
533+ 0.88% |
$91.3K - $130K
|
61.2K
$23M
|
|
|
Feb 13, 2023
Q4 2022
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
526+ 10.97% |
$90.1K - $128K
|
5.32K
$2M
|
|
|
Feb 13, 2023
Q4 2022
|
Dana Investment Advisors, Inc.
Brookfield, WI |
BUY
|
- |
518+ 12.76% |
$88.7K - $126K
|
4.58K
$1.72M
|
|
|
Feb 09, 2023
Q4 2022
|
Vise Technologies, Inc.
New York, NY |
BUY
|
- |
513+ 17.28% |
$87.8K - $125K
|
3.48K
$1.31M
|
|
|
Feb 14, 2023
Q4 2022
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
511+ 1.02% |
$87.5K - $124K
|
50.6K
$19M
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
506+ 9.48% |
$86.6K - $123K
|
5.85K
$2.2M
|
|
|
Jan 09, 2023
Q4 2022
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
505+ 6.71% |
$86.5K - $123K
|
8.03K
$3.02M
|
|
|
Feb 03, 2023
Q4 2022
|
First Dallas Securities Inc.
|
BUY
|
- |
501+ 6.46% |
$85.8K - $122K
|
8.26K
$3.1M
|
|
|
Jan 05, 2023
Q4 2022
|
West Oak Capital, LLC
|
BUY
|
- |
500+ 11.86% |
$85.6K - $122K
|
4.72K
$1.77M
|
|
|
Feb 13, 2023
Q4 2022
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
500+ 1.41% |
$85.6K - $122K
|
36K
$13.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Mrp Capital Investments, LLC
Alpharetta, GA |
BUY
|
- |
500New |
$85.6K - $122K
|
500
$188K
|
|
|
Jan 23, 2023
Q4 2022
|
Caprock Group, Inc.
|
BUY
|
- |
489+ 6.88% |
$83.7K - $119K
|
7.6K
$2.86M
|
|
|
Feb 02, 2023
Q4 2022
|
Securian Asset Management, Inc
|
BUY
|
- |
482+ 1.12% |
$82.5K - $117K
|
43.5K
$16.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital International Investors
Los Angeles, CA |
BUY
|
- |
481+ 0.03% |
$82.4K - $117K
|
1.69M
$634M
|
|
|
Feb 02, 2023
Q4 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
468New |
$80.1K - $114K
|
468
$176K
|
|
|
Feb 14, 2023
Q4 2022
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
466+ 12.4% |
$79.8K - $113K
|
4.22K
$1.59M
|
|
|
Jan 11, 2023
Q4 2022
|
My Personal Cfo, LLC
|
BUY
|
- |
465New |
$79.6K - $113K
|
465
$175K
|
|
|
Jan 19, 2023
Q4 2022
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
465+ 1.84% |
$79.6K - $113K
|
25.7K
$9.67M
|
|
|
Jan 30, 2023
Q4 2022
|
Curated Wealth Partners LLC
|
BUY
|
- |
465+ 12.5% |
$79.6K - $113K
|
4.19K
$1.57M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
465+ 2.13% |
$79.6K - $113K
|
22.3K
$8.38M
|
|
|
Feb 10, 2023
Q4 2022
|
Fusion Capital, LLC
|
BUY
|
- |
463+ 1.96% |
$79.3K - $113K
|
24.1K
$9.04M
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
459+ 4.45% |
$78.6K - $112K
|
10.8K
$4.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Freedom, LLC
Cincinnati, OH |
BUY
|
- |
459New |
$78.6K - $112K
|
459
$172K
|
|
|
Feb 09, 2023
Q4 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
458+ 0.15% |
$78.4K - $111K
|
314K
$118M
|
|
|
Feb 10, 2023
Q4 2022
|
Richard C. Young & Co., Ltd.
|
BUY
|
- |
457+ 0.86% |
$78.3K - $111K
|
53.5K
$20.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Clear Street Markets LLC
|
BUY
|
- |
457+ 22.85% |
$78.3K - $111K
|
2.46K
$923K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
452New |
$77.4K - $110K
|
452
$170K
|
|
|
Feb 14, 2023
Q4 2022
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
445+ 3.04% |
$76.2K - $108K
|
15.1K
$5.66M
|
|
|
Feb 07, 2023
Q4 2022
|
Biltmore Family Office, LLC
|
BUY
|
- |
442+ 10.02% |
$75.7K - $107K
|
4.85K
$1.82M
|
|
|
Jan 26, 2023
Q4 2022
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
438+ 10.55% |
$75K - $106K
|
4.59K
$1.72M
|
|
|
Feb 10, 2023
Q4 2022
|
South State Corp
|
BUY
|
- |
437+ 9.23% |
$74.8K - $106K
|
5.17K
$1.94M
|
|
|
Jan 26, 2023
Q4 2022
|
Girard Partners Ltd.
|
BUY
|
- |
436+ 15.77% |
$74.7K - $106K
|
3.2K
$1.2M
|
|
|
Jan 04, 2023
Q4 2022
|
Rowland & CO Investment Counsel
Atlanta, GA |
BUY
|
- |
431New |
$73.8K - $105K
|
431
$162K
|
|
|
Jan 31, 2023
Q4 2022
|
Clearstead Trust, LLC
Portland, ME |
BUY
|
- |
428+ 6.39% |
$73.3K - $104K
|
7.13K
$2.68M
|
|
|
Jan 27, 2023
Q4 2022
|
Planning Center, Inc.
|
BUY
|
- |
425+ 24.24% |
$72.8K - $103K
|
2.18K
$818K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
424+ 6.48% |
$72.6K - $103K
|
6.97K
$2.62M
|
|
|
Mar 08, 2023
Q4 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
421+ 4.86% |
$72.1K - $102K
|
9.09K
$3.41M
|
|
|
Jan 31, 2023
Q4 2022
|
Graypoint LLC
|
BUY
|
- |
416+ 7.07% |
$71.2K - $101K
|
6.3K
$2.37M
|
|
|
Jan 25, 2023
Q4 2022
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
412+ 12.16% |
$70.5K - $100K
|
3.8K
$1.43M
|
|
|
Feb 13, 2023
Q4 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
410+ 112.02% |
$70.2K - $99.7K
|
776
$292K
|
|
|
Jan 06, 2023
Q4 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
408+ 1.74% |
$69.9K - $99.2K
|
23.8K
$8.95M
|
|
|
Feb 14, 2023
Q4 2022
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
405+ 5.26% |
$69.3K - $98.5K
|
8.1K
$3.04M
|
|
|
Feb 15, 2023
Q4 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
403+ 5.9% |
$69K - $98K
|
7.23K
$2.72M
|
|
|
Jan 05, 2023
Q4 2022
|
Modus Advisors, LLC
|
BUY
|
- |
402+ 3.89% |
$68.8K - $97.7K
|
10.7K
$4.04M
|
|
|
Jan 18, 2023
Q4 2022
|
Spirit Of America Management Corp
|
BUY
|
- |
400+ 3.44% |
$68.5K - $97.3K
|
12K
$4.52M
|