Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-12.4K- 10.97% |
$2.12M - $3.02M
|
101K
$36.6M
|
|
|
Dec 09, 2024
Q4 2022
|
Swedbank Ab
Stockholm, V7 |
SELL
|
- |
-12.7K- 4.36% |
$2.17M - $3.08M
|
277K
$101M
|
|
|
Feb 14, 2023
Q4 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-12.7K- 21.07% |
$2.17M - $3.08M
|
47.4K
$17.3M
|
|
|
Jan 30, 2023
Q4 2022
|
Versor Investments LP
|
SELL
|
- |
-13.5K- 61.57% |
$2.31M - $3.28M
|
8.43K
$3.07M
|
|
|
Feb 10, 2023
Q4 2022
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-13.5K- 8.12% |
$2.32M - $3.29M
|
153K
$55.8M
|
|
|
Jan 24, 2023
Q4 2022
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-13.9K- 14.47% |
$2.38M - $3.38M
|
82.3K
$29.9M
|
|
|
Feb 13, 2023
Q4 2022
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
SELL
|
- |
-14.1K- 18.77% |
$2.41M - $3.42M
|
60.9K
$22.2M
|
|
|
Jan 30, 2023
Q4 2022
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-14.1K- 5.31% |
$2.41M - $3.42M
|
251K
$91.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Pro Share Advisors LLC
|
SELL
|
- |
-14.1K- 1.29% |
$2.42M - $3.43M
|
1.08M
$394M
|
|
|
Jan 17, 2023
Q4 2022
|
Beech Hill Advisors, Inc.
|
SELL
|
- |
-14.2K- 72.09% |
$2.43M - $3.45M
|
5.5K
$2M
|
|
|
Feb 07, 2023
Q4 2022
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-14.7K- 2.38% |
$2.52M - $3.58M
|
604K
$220M
|
|
|
Feb 13, 2023
Q4 2022
|
Becker Capital Management Inc
|
SELL
|
- |
-15.4K- 33.65% |
$2.64M - $3.75M
|
30.4K
$11.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
SELL
|
- |
-15.5K- 8.74% |
$2.65M - $3.76M
|
161K
$58.7M
|
|
|
Jan 10, 2023
Q4 2022
|
Churchill Management Corp
|
SELL
|
- |
-15.6K- 41.56% |
$2.68M - $3.8M
|
22K
$8.01M
|
|
|
Jan 10, 2023
Q4 2022
|
Coldstream Capital Management Inc
|
SELL
|
- |
-15.9K- 56.62% |
$2.72M - $3.86M
|
12.2K
$4.43M
|
|
|
Feb 01, 2023
Q4 2022
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-16.2K- 4.04% |
$2.78M - $3.94M
|
385K
$140M
|
|
|
Feb 08, 2023
Q4 2022
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-16.4K- 1.37% |
$2.81M - $3.99M
|
1.19M
$431M
|
|
|
Feb 01, 2023
Q4 2022
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-17.1K- 7.74% |
$2.93M - $4.16M
|
204K
$74.1M
|
|
|
Nov 26, 2024
Q4 2022
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-17.1K- 14.88% |
$2.93M - $4.16M
|
98K
$35.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-17.5KClosed |
$2.99M - $4.25M
|
0
$0
|
|
|
Jan 24, 2023
Q4 2022
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-17.6K- 87.97% |
$3.01M - $4.27M
|
2.4K
$874K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-18K- 6.62% |
$3.07M - $4.36M
|
253K
$92.1M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-20.4K- 5.91% |
$3.48M - $4.95M
|
324K
$118M
|
|
|
Feb 15, 2023
Q4 2022
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-20.5K- 30.12% |
$3.51M - $4.99M
|
47.6K
$17.3M
|
|
|
Jan 13, 2023
Q4 2022
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-20.6K- 10.01% |
$3.53M - $5.01M
|
185K
$67.3M
|
|
|
Dec 18, 2023
Q4 2022
|
Gladius Capital Management LP
Chicago, IL |
SELL
|
- |
-21.3K- 37.16% |
$3.65M - $5.18M
|
36K
$13.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
SELL
|
- |
-21.4K- 58.19% |
$3.67M - $5.21M
|
15.4K
$5.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-25.2K- 38.5% |
$4.31M - $6.12M
|
40.2K
$14.6M
|
|
|
Feb 09, 2023
Q4 2022
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-25.3K- 7.61% |
$4.33M - $6.14M
|
307K
$112M
|
|
|
Feb 07, 2023
Q4 2022
|
Boston Partners
Boston, MA |
SELL
|
- |
-25.6K- 2.3% |
$4.38M - $6.22M
|
1.09M
$396M
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-25.7K- 7.43% |
$4.39M - $6.24M
|
320K
$116M
|
|
|
Feb 07, 2023
Q4 2022
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-27.2K- 8.52% |
$4.66M - $6.62M
|
292K
$106M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-27.4K- 1.77% |
$4.69M - $6.66M
|
1.52M
$552M
|
|
|
Jan 18, 2023
Q4 2022
|
Country Trust Bank
|
SELL
|
- |
-28K- 13.07% |
$4.8M - $6.81M
|
186K
$67.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
SELL
|
- |
-28.1K- 73.91% |
$4.81M - $6.83M
|
9.91K
$3.61M
|
|
|
Jan 26, 2023
Q4 2022
|
Strs Ohio
|
SELL
|
- |
-29.9K- 7.36% |
$5.12M - $7.27M
|
376K
$137M
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-30.4K- 7.79% |
$5.2M - $7.39M
|
360K
$131M
|
|
|
Feb 09, 2023
Q4 2022
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-30.5K- 1.25% |
$5.21M - $7.4M
|
2.4M
$872M
|
|
|
Jan 25, 2023
Q4 2022
|
Calamos Advisors LLC
|
SELL
|
- |
-31.1K- 15.02% |
$5.32M - $7.55M
|
176K
$64M
|
|
|
Feb 02, 2023
Q4 2022
|
Factory Mutual Insurance CO
Waltham, MA |
SELL
|
- |
-31.1K- 15.99% |
$5.33M - $7.56M
|
163K
$59.5M
|
|
|
Feb 02, 2023
Q4 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-32.6K- 95.32% |
$5.59M - $7.93M
|
1.6K
$583K
|
|
|
Feb 07, 2023
Q4 2022
|
Handelsbanken Fonder Ab
|
SELL
|
- |
-34.5K- 48.37% |
$5.9M - $8.38M
|
36.8K
$13.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-35.6K- 5.08% |
$6.09M - $8.65M
|
665K
$242M
|
|
|
Feb 07, 2023
Q4 2022
|
Conning Inc.
|
SELL
|
- |
-35.8K- 17.86% |
$6.14M - $8.72M
|
165K
$60M
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-37.7K- 2.02% |
$6.46M - $9.17M
|
1.83M
$664M
|
|
|
Feb 03, 2023
Q4 2022
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-38.6K- 12.98% |
$6.61M - $9.39M
|
259K
$94.2M
|
|
|
Feb 09, 2023
Q4 2022
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-38.6K- 42.05% |
$6.61M - $9.39M
|
53.2K
$19.4M
|
|
|
Feb 09, 2023
Q4 2022
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-38.8K- 17.51% |
$6.65M - $9.44M
|
183K
$66.5M
|
|
|
Feb 14, 2023
Q4 2022
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-41.3K- 12.23% |
$7.07M - $10M
|
296K
$108M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-41.8K- 99.99% |
$7.15M - $10.2M
|
3
$1.09K
|