Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Kercheville Advisors, LLC
|
SELL
|
- |
-700- 21.88% |
$120K - $170K
|
2.5K
$901K
|
|
|
Feb 02, 2023
Q4 2022
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-700- 3.53% |
$120K - $170K
|
19.1K
$6.89M
|
|
|
Feb 10, 2023
Q4 2022
|
Laffer Tengler Investments
Nashville, TN |
SELL
|
- |
-703- 13.85% |
$120K - $171K
|
4.37K
$1.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-711- 1.13% |
$122K - $173K
|
62.1K
$22.4M
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-731- 1.06% |
$125K - $178K
|
68.3K
$24.6M
|
|
|
Feb 09, 2023
Q4 2022
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-731- 6.53% |
$125K - $178K
|
10.5K
$3.77M
|
|
|
Feb 09, 2023
Q4 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-733- 5.06% |
$126K - $178K
|
13.8K
$4.96M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-738- 1.3% |
$126K - $179K
|
56.1K
$20.2M
|
|
|
Jan 26, 2023
Q4 2022
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-741- 32.22% |
$127K - $180K
|
1.56K
$562K
|
|
|
Feb 13, 2023
Q4 2022
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-741- 4.73% |
$127K - $180K
|
14.9K
$5.37M
|
|
|
Feb 07, 2023
Q4 2022
|
S&Co Inc
Boston, MA |
SELL
|
- |
-753- 0.63% |
$129K - $183K
|
120K
$43.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-756- 1.01% |
$129K - $184K
|
73.9K
$26.6M
|
|
|
Jan 12, 2023
Q4 2022
|
Evanson Asset Management, LLC
|
SELL
|
- |
-766- 34.37% |
$131K - $186K
|
1.46K
$527K
|
|
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-774- 7.94% |
$133K - $188K
|
8.98K
$3.24M
|
|
|
Sep 07, 2023
Q4 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-774- 7.94% |
$133K - $188K
|
8.98K
$3.24M
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-779- 13.82% |
$133K - $189K
|
4.86K
$1.75M
|
|
|
Feb 13, 2023
Q4 2022
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-779- 3.83% |
$133K - $189K
|
19.6K
$7.05M
|
|
|
Jan 20, 2023
Q4 2022
|
Hartford Investment Management CO
|
SELL
|
- |
-781- 1.46% |
$134K - $190K
|
52.8K
$19M
|
|
|
Jan 20, 2023
Q4 2022
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-800- 5.93% |
$137K - $195K
|
12.7K
$4.58M
|
|
|
Feb 16, 2023
Q4 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-800- 8.18% |
$137K - $195K
|
8.98K
$3.24M
|
|
|
Jan 27, 2023
Q4 2022
|
Flc Capital Advisors
|
SELL
|
- |
-801- 7.89% |
$137K - $195K
|
9.36K
$3.37M
|
|
|
Jan 24, 2023
Q4 2022
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-803- 6.81% |
$137K - $195K
|
11K
$3.96M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-813- 3.65% |
$139K - $198K
|
21.5K
$7.74M
|
|
|
Feb 14, 2023
Q4 2022
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-828- 0.99% |
$142K - $201K
|
83.2K
$30M
|
|
|
Feb 03, 2023
Q4 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-830- 9.83% |
$142K - $202K
|
7.61K
$2.74M
|
|
|
Jan 31, 2023
Q4 2022
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-833- 48.4% |
$143K - $203K
|
888
$320K
|
|
|
Feb 06, 2023
Q4 2022
|
Rollins Financial
|
SELL
|
- |
-843- 37.96% |
$144K - $205K
|
1.38K
$497K
|
|
|
Jan 11, 2023
Q4 2022
|
Moody National Bank Trust Division
|
SELL
|
- |
-855- 8.25% |
$146K - $208K
|
9.51K
$3.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Patriot Investment Management Inc.
|
SELL
|
- |
-861- 19.91% |
$147K - $209K
|
3.46K
$1.25M
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-864- 15.66% |
$148K - $210K
|
4.65K
$1.68M
|
|
|
Jan 19, 2023
Q4 2022
|
Reliant Investment Management, LLC
|
SELL
|
- |
-870- 4.41% |
$149K - $212K
|
18.9K
$6.79M
|
|
|
Feb 01, 2023
Q4 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-874- 44.75% |
$150K - $213K
|
1.08K
$389K
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Counselors Inc
|
SELL
|
- |
-876- 0.47% |
$150K - $213K
|
187K
$67.5M
|
|
|
Jan 27, 2023
Q4 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-881- 14.88% |
$151K - $214K
|
5.04K
$1.82M
|
|
|
Feb 10, 2023
Q4 2022
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-886- 28.98% |
$152K - $215K
|
2.17K
$782K
|
|
|
Feb 10, 2023
Q4 2022
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-886- 31.06% |
$152K - $215K
|
1.97K
$709K
|
|
|
Jan 03, 2023
Q4 2022
|
Lvm Capital Management LTD
|
SELL
|
- |
-890- 28.48% |
$152K - $216K
|
2.24K
$805K
|
|
|
Jan 23, 2023
Q4 2022
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-893- 34.55% |
$153K - $217K
|
1.69K
$610K
|
|
|
Jan 30, 2023
Q4 2022
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-893- 3.87% |
$153K - $217K
|
22.2K
$7.99M
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-895- 1.27% |
$153K - $218K
|
69.4K
$25M
|
|
|
Feb 10, 2023
Q4 2022
|
Sandy Spring Bank
|
SELL
|
- |
-917- 5.82% |
$157K - $223K
|
14.8K
$5.35M
|
|
|
Jan 30, 2023
Q4 2022
|
Stewart & Patten CO LLC
|
SELL
|
- |
-918- 51.26% |
$157K - $223K
|
873
$315K
|
|
|
Jan 24, 2023
Q4 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-923- 26.0% |
$158K - $224K
|
2.63K
$947K
|
|
|
Feb 01, 2023
Q4 2022
|
Hartford Financial Management Inc.
|
SELL
|
- |
-954- 3.96% |
$163K - $232K
|
23.1K
$8.33M
|
|
|
Feb 06, 2023
Q4 2022
|
Eagle Claw Capital Managment, LLC
Boston, MA |
SELL
|
- |
-962- 6.21% |
$165K - $234K
|
14.5K
$5.24M
|
|
|
Jan 27, 2023
Q4 2022
|
Sigma Investment Counselors Inc
|
SELL
|
- |
-974- 3.55% |
$167K - $237K
|
26.5K
$9.55M
|
|
|
Jan 20, 2023
Q4 2022
|
Wealth Management Partners, LLC
|
SELL
|
- |
-1K- 25.0% |
$171K - $243K
|
3K
$1.08M
|
|
|
Jan 20, 2023
Q4 2022
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-1K- 50.0% |
$171K - $243K
|
1K
$360K
|
|
|
Feb 09, 2023
Q4 2022
|
Buckley Wealth Management, LLC
|
SELL
|
- |
-1K- 9.55% |
$171K - $243K
|
9.47K
$3.41M
|
|
|
Jan 26, 2023
Q4 2022
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.01K- 2.13% |
$173K - $245K
|
46.5K
$16.7M
|