Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2023
Q4 2022
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-4.92K- 2.85% |
$842K - $1.2M
|
168K
$60.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-5.11K- 4.35% |
$875K - $1.24M
|
112K
$40.5M
|
|
|
Jan 19, 2023
Q4 2022
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-5.14K- 7.25% |
$879K - $1.25M
|
65.7K
$23.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-5.18K- 29.79% |
$887K - $1.26M
|
12.2K
$4.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-5.24K- 3.97% |
$897K - $1.27M
|
127K
$45.6M
|
|
|
Feb 15, 2023
Q4 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.25K- 3.3% |
$899K - $1.28M
|
154K
$55.5M
|
|
|
Mar 22, 2023
Q4 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.25K- 3.3% |
$899K - $1.28M
|
154K
$55.5M
|
|
|
May 10, 2024
Q4 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.25K- 3.3% |
$899K - $1.28M
|
154K
$55.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-5.47K- 78.13% |
$937K - $1.33M
|
1.53K
$552K
|
|
|
Feb 09, 2023
Q4 2022
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-5.51K- 3.58% |
$943K - $1.34M
|
148K
$53.5M
|
|
|
Feb 09, 2023
Q4 2022
|
Lgt Group Foundation
|
SELL
|
- |
-5.53K- 49.31% |
$946K - $1.34M
|
5.68K
$2.05M
|
|
|
Feb 06, 2023
Q4 2022
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-5.61K- 27.51% |
$961K - $1.36M
|
14.8K
$5.33M
|
|
|
Feb 13, 2023
Q4 2022
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-5.65K- 13.04% |
$967K - $1.37M
|
37.7K
$13.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.65K- 12.56% |
$968K - $1.37M
|
39.4K
$14.2M
|
|
|
Jan 31, 2023
Q4 2022
|
Fluent Financial, LLC
|
SELL
|
- |
-5.86K- 77.84% |
$1M - $1.43M
|
1.67K
$601K
|
|
|
Feb 10, 2023
Q4 2022
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-5.92K- 11.22% |
$1.01M - $1.44M
|
46.8K
$16.9M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.12K- 29.18% |
$1.05M - $1.49M
|
14.9K
$5.35M
|
|
|
Jan 19, 2023
Q4 2022
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-6.13K- 15.04% |
$1.05M - $1.49M
|
34.6K
$12.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Meeder Asset Management Inc
|
SELL
|
- |
-6.23K- 87.11% |
$1.07M - $1.51M
|
921
$332K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.3K- 0.19% |
$1.08M - $1.53M
|
3.25M
$1.17B
|
|
|
Feb 10, 2023
Q4 2022
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-6.59K- 20.32% |
$1.13M - $1.6M
|
25.8K
$9.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-6.68K- 11.22% |
$1.14M - $1.62M
|
52.8K
$19M
|
|
|
Feb 13, 2023
Q4 2022
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-6.7K- 21.14% |
$1.15M - $1.63M
|
25K
$9.01M
|
|
|
Feb 14, 2023
Q4 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-6.75K- 28.09% |
$1.16M - $1.64M
|
17.3K
$6.23M
|
|
|
Feb 13, 2023
Q4 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-6.97K- 49.18% |
$1.19M - $1.69M
|
7.2K
$2.59M
|
|
|
Feb 15, 2023
Q4 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-7.24K- 12.61% |
$1.24M - $1.76M
|
50.2K
$18.1M
|
|
|
Jan 24, 2023
Q4 2022
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-7.35K- 12.48% |
$1.26M - $1.79M
|
51.5K
$18.6M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-7.43K- 23.46% |
$1.27M - $1.81M
|
24.2K
$8.74M
|
|
|
Feb 10, 2023
Q4 2022
|
Bollard Group LLC
Boston, MA |
SELL
|
- |
-7.46K- 3.78% |
$1.28M - $1.81M
|
190K
$68.5M
|
|
|
Feb 15, 2023
Q4 2022
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-7.68K- 10.36% |
$1.31M - $1.87M
|
66.4K
$23.9M
|
|
|
Feb 10, 2023
Q4 2022
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-7.84K- 98.79% |
$1.34M - $1.91M
|
96
$34.6K
|
|
|
Jan 13, 2023
Q4 2022
|
Kempner Capital Management Inc.
|
SELL
|
- |
-7.95K- 50.34% |
$1.36M - $1.93M
|
7.84K
$2.83M
|
|
|
Feb 02, 2023
Q4 2022
|
Viking Fund Management LLC
|
SELL
|
- |
-8K- 27.12% |
$1.37M - $1.95M
|
21.5K
$7.75M
|
|
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-8.05K- 4.92% |
$1.38M - $1.96M
|
156K
$56.1M
|
|
|
Feb 06, 2023
Q4 2022
|
Burney CO
Reston, VA |
SELL
|
- |
-8.44K- 30.04% |
$1.44M - $2.05M
|
19.7K
$7.08M
|
|
|
Feb 06, 2023
Q4 2022
|
Retirement Systems Of Alabama
|
SELL
|
- |
-8.63K- 2.33% |
$1.48M - $2.1M
|
361K
$130M
|
|
|
Feb 13, 2023
Q4 2022
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-8.92K- 3.43% |
$1.53M - $2.17M
|
251K
$90.4M
|
|
|
Jan 24, 2023
Q4 2022
|
Oak Harvest Investment Services
|
SELL
|
- |
-9.12K- 25.31% |
$1.56M - $2.22M
|
26.9K
$9.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Rodgers Brothers Inc.
Harmony, PA |
SELL
|
- |
-9.39K- 73.13% |
$1.61M - $2.28M
|
3.45K
$1.24M
|
|
|
Feb 13, 2023
Q4 2022
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-9.78K- 16.24% |
$1.67M - $2.38M
|
50.5K
$18.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-10K- 49.94% |
$1.71M - $2.43M
|
10K
$3.61M
|
|
|
Jan 18, 2023
Q4 2022
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-10K- 67.18% |
$1.72M - $2.44M
|
4.91K
$1.77M
|
|
|
Feb 06, 2023
Q4 2022
|
Waycross Partners, LLC
Louisville, KY |
SELL
|
- |
-10.6K- 79.76% |
$1.82M - $2.59M
|
2.7K
$973K
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.8K- 10.65% |
$1.86M - $2.63M
|
90.9K
$32.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Mitchell Capital Management CO
|
SELL
|
- |
-11.1K- 74.71% |
$1.89M - $2.69M
|
3.75K
$1.35M
|
|
|
Feb 09, 2023
Q4 2022
|
Bank Of Nova Scotia
|
SELL
|
- |
-11.2K- 19.59% |
$1.92M - $2.73M
|
46.1K
$16.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11.3K- 92.02% |
$1.93M - $2.74M
|
979
$353K
|
|
|
Feb 08, 2023
Q4 2022
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-11.7K- 36.46% |
$2M - $2.84M
|
20.3K
$7.33M
|
|
|
Feb 10, 2023
Q4 2022
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-11.9K- 26.04% |
$2.04M - $2.9M
|
33.8K
$12.2M
|
|
|
Feb 07, 2023
Q4 2022
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-12.1K- 71.95% |
$2.08M - $2.95M
|
4.74K
$1.71M
|