Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-1.02K- 2.48% |
$174K - $248K
|
40K
$14.6M
|
|
|
Feb 15, 2023
Q4 2022
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.02K- 19.41% |
$175K - $248K
|
4.24K
$1.54M
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.03K- 10.94% |
$176K - $249K
|
8.35K
$3.04M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.03K- 2.02% |
$176K - $249K
|
49.7K
$18.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-1.04K- 1.58% |
$177K - $252K
|
64.5K
$23.5M
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-1.06K- 20.21% |
$181K - $257K
|
4.18K
$1.52M
|
|
|
Feb 13, 2023
Q4 2022
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-1.06K- 23.6% |
$182K - $258K
|
3.44K
$1.25M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-1.07K- 12.28% |
$184K - $261K
|
7.67K
$2.79M
|
|
|
Feb 02, 2023
Q4 2022
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.08K- 4.39% |
$184K - $261K
|
23.4K
$8.52M
|
|
|
Feb 10, 2023
Q4 2022
|
Qvr LLC
|
SELL
|
- |
-1.1K- 91.02% |
$187K - $266K
|
108
$39.3K
|
|
|
Feb 09, 2023
Q4 2022
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-1.11K- 45.61% |
$189K - $269K
|
1.32K
$480K
|
|
|
Jan 26, 2023
Q4 2022
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-1.11K- 12.41% |
$190K - $269K
|
7.81K
$2.84M
|
|
|
Feb 10, 2023
Q4 2022
|
Elgethun Capital Management
Sioux Falls, SD |
SELL
|
- |
-1.11K- 59.41% |
$190K - $270K
|
759
$276K
|
|
|
Feb 13, 2023
Q4 2022
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-1.12K- 4.8% |
$191K - $272K
|
22.2K
$8.06M
|
|
|
Feb 09, 2023
Q4 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.12K- 41.6% |
$192K - $272K
|
1.57K
$572K
|
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.12K- 28.95% |
$192K - $273K
|
2.75K
$1M
|
|
|
Feb 03, 2023
Q4 2022
|
Cannell & Co.
New York, NY |
SELL
|
- |
-1.12K- 3.66% |
$192K - $273K
|
29.6K
$10.8M
|
|
|
Feb 02, 2023
Q4 2022
|
Tobam
|
SELL
|
- |
-1.13K- 39.38% |
$193K - $274K
|
1.74K
$631K
|
|
|
Feb 13, 2023
Q4 2022
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-1.14K- 14.44% |
$194K - $276K
|
6.72K
$2.45M
|
|
|
Feb 07, 2023
Q4 2022
|
Arizona State Retirement System
|
SELL
|
- |
-1.14K- 0.79% |
$196K - $278K
|
144K
$52.3M
|
|
|
Jan 20, 2023
Q4 2022
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-1.16K- 2.78% |
$198K - $282K
|
40.5K
$14.7M
|
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.16K- 5.79% |
$199K - $282K
|
18.9K
$6.86M
|
|
|
Feb 14, 2023
Q4 2022
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-1.17K- 6.86% |
$200K - $284K
|
15.8K
$5.76M
|
|
|
Feb 14, 2023
Q4 2022
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-1.17K- 26.0% |
$201K - $285K
|
3.33K
$1.21M
|
|
|
Feb 13, 2023
Q4 2022
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-1.17K- 39.11% |
$201K - $285K
|
1.83K
$664K
|
|
|
Mar 15, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.18K- 4.67% |
$202K - $287K
|
24.1K
$8.76M
|
|
|
Jan 19, 2023
Q4 2022
|
Adviser Investments LLC
|
SELL
|
- |
-1.19K- 20.62% |
$204K - $290K
|
4.59K
$1.67M
|
|
|
Jan 30, 2023
Q4 2022
|
Narwhal Capital Management
|
SELL
|
- |
-1.24K- 5.55% |
$211K - $300K
|
21K
$7.65M
|
|
|
Feb 09, 2023
Q4 2022
|
Harvest Volatility Management LLC
|
SELL
|
- |
-1.24K- 18.49% |
$212K - $301K
|
5.47K
$1.99M
|
|
|
Jan 31, 2023
Q4 2022
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-1.24K- 2.02% |
$212K - $302K
|
60.1K
$21.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Banco Santander, S.A.
|
SELL
|
- |
-1.27K- 1.66% |
$218K - $309K
|
75.1K
$27.3M
|
|
|
Jan 24, 2023
Q4 2022
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-1.28K- 95.24% |
$219K - $311K
|
64
$23.3K
|
|
|
Feb 02, 2023
Q4 2022
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-1.29K- 37.34% |
$221K - $314K
|
2.17K
$788K
|
|
|
Feb 02, 2023
Q4 2022
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-1.3K- 3.23% |
$222K - $316K
|
38.9K
$14.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.3K- 3.79% |
$223K - $317K
|
33.1K
$12M
|
|
|
Feb 10, 2023
Q4 2022
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-1.32K- 1.48% |
$226K - $321K
|
87.7K
$31.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.33K- 45.88% |
$228K - $324K
|
1.57K
$572K
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO
|
SELL
|
- |
-1.34K- 2.48% |
$229K - $325K
|
52.6K
$19.1M
|
|
|
Jan 06, 2023
Q4 2022
|
Symmetry Partners, LLC
|
SELL
|
- |
-1.34K- 23.63% |
$230K - $327K
|
4.34K
$1.58M
|
|
|
Feb 10, 2023
Q4 2022
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-1.36K- 1.37% |
$233K - $330K
|
97.8K
$35.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-1.39K- 4.42% |
$238K - $337K
|
30K
$10.9M
|
|
|
Feb 09, 2023
Q4 2022
|
Jennison Associates LLC
|
SELL
|
- |
-1.39K- 1.63% |
$239K - $339K
|
84.1K
$30.6M
|
|
|
Jan 11, 2023
Q4 2022
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-1.4K- 1.34% |
$239K - $339K
|
102K
$37.3M
|
|
|
Jan 27, 2023
Q4 2022
|
State Of Michigan Retirement System
|
SELL
|
- |
-1.4K- 0.98% |
$240K - $340K
|
141K
$51.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.4K- 16.05% |
$240K - $341K
|
7.34K
$2.67M
|
|
|
Feb 14, 2023
Q4 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.41K- 12.49% |
$241K - $342K
|
9.84K
$3.58M
|
|
|
Feb 09, 2023
Q4 2022
|
Bowen Hanes & CO Inc
Atlanta, GA |
SELL
|
- |
-1.41K- 11.81% |
$241K - $343K
|
10.5K
$3.83M
|
|
|
Jan 24, 2023
Q4 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.42K- 21.52% |
$243K - $346K
|
5.18K
$1.89M
|
|
|
Feb 02, 2023
Q4 2022
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-1.43K- 18.16% |
$245K - $348K
|
6.46K
$2.35M
|
|
|
Feb 15, 2023
Q4 2022
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-1.44K- 0.45% |
$247K - $350K
|
316K
$115M
|