Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
American Money Management, LLC
|
SELL
|
- |
-233- 12.55% |
$39.9K - $56.7K
|
1.62K
$585K
|
|
|
Jan 24, 2023
Q4 2022
|
Bridge Creek Capital Management LLC
|
SELL
|
- |
-237- 1.2% |
$40.6K - $57.6K
|
19.6K
$7.05M
|
|
|
Feb 15, 2023
Q4 2022
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-237- 16.54% |
$40.6K - $57.6K
|
1.2K
$431K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-243- 12.78% |
$41.6K - $59.1K
|
1.66K
$598K
|
|
|
Jan 30, 2023
Q4 2022
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-249- 2.94% |
$42.6K - $60.5K
|
8.22K
$2.96M
|
|
|
Feb 06, 2023
Q4 2022
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-250- 6.37% |
$42.8K - $60.8K
|
3.68K
$1.33M
|
|
|
Feb 09, 2023
Q4 2022
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-250- 4.15% |
$42.8K - $60.8K
|
5.78K
$2.08M
|
|
|
Jan 18, 2023
Q4 2022
|
Ritholtz Wealth Management
|
SELL
|
- |
-251- 3.76% |
$43K - $61K
|
6.42K
$2.31M
|
|
|
Feb 14, 2023
Q4 2022
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-251- 4.35% |
$43K - $61K
|
5.52K
$1.99M
|
|
|
Feb 13, 2023
Q4 2022
|
Gould Capital, LLC
|
SELL
|
- |
-253- 1.77% |
$43.3K - $61.5K
|
14K
$5.05M
|
|
|
Jan 24, 2023
Q4 2022
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-260- 3.58% |
$44.5K - $63.2K
|
7.01K
$2.53M
|
|
|
Oct 10, 2024
Q4 2022
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-260- 3.62% |
$44.5K - $63.2K
|
6.93K
$2.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-265- 0.86% |
$45.4K - $64.4K
|
30.6K
$11M
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-265- 4.11% |
$45.4K - $64.4K
|
6.19K
$2.23M
|
|
|
Feb 06, 2023
Q4 2022
|
W Advisors, LLC
Germantown, TN |
SELL
|
- |
-266- 10.44% |
$45.5K - $64.7K
|
2.28K
$822K
|
|
|
Feb 14, 2023
Q4 2022
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-269- 2.52% |
$46.1K - $65.4K
|
10.4K
$3.75M
|
|
|
Jan 31, 2023
Q4 2022
|
Sabal Trust CO
|
SELL
|
- |
-271- 10.97% |
$46.4K - $65.9K
|
2.2K
$793K
|
|
|
May 17, 2023
Q4 2022
|
Zhang Financial LLC
|
SELL
|
- |
-271- 5.52% |
$46.4K - $65.9K
|
4.64K
$1.67M
|
|
|
Jan 20, 2023
Q4 2022
|
Eclectic Associates Inc
|
SELL
|
- |
-273- 22.27% |
$46.7K - $66.4K
|
953
$343K
|
|
|
Jan 18, 2023
Q4 2022
|
Pflug Koory, LLC
|
SELL
|
- |
-273- 1.88% |
$46.7K - $66.4K
|
14.2K
$5.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-273- 10.11% |
$46.7K - $66.4K
|
2.43K
$874K
|
|
|
Feb 02, 2023
Q4 2022
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-274- 15.67% |
$46.9K - $66.6K
|
1.48K
$532K
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-276- 10.1% |
$47.3K - $67.1K
|
2.46K
$886K
|
|
|
Jan 23, 2023
Q4 2022
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-285- 8.76% |
$48.8K - $69.3K
|
2.97K
$1.07M
|
|
|
Feb 10, 2023
Q4 2022
|
Churchill Management Corp
|
SELL
|
- |
-286- 1.3% |
$49K - $69.5K
|
21.7K
$7.83M
|
|
|
Feb 14, 2023
Q4 2022
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-286- 2.67% |
$49K - $69.5K
|
10.4K
$3.75M
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-287- 3.13% |
$49.1K - $69.8K
|
8.87K
$3.2M
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-287- 5.74% |
$49.1K - $69.8K
|
4.71K
$1.7M
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-288- 5.3% |
$49.3K - $70K
|
5.14K
$1.85M
|
|
|
Jan 13, 2023
Q4 2022
|
Adirondack Trust CO
|
SELL
|
- |
-292- 2.9% |
$50K - $71K
|
9.78K
$3.52M
|
|
|
Jan 31, 2023
Q4 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-293- 2.13% |
$50.2K - $71.2K
|
13.5K
$4.85M
|
|
|
Feb 10, 2023
Q4 2022
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-293- 1.23% |
$50.2K - $71.2K
|
23.6K
$8.5M
|
|
|
Jan 23, 2023
Q4 2022
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-294- 2.03% |
$50.3K - $71.5K
|
14.2K
$5.11M
|
|
|
Jan 23, 2023
Q4 2022
|
Jmac Enterprises LLC
|
SELL
|
- |
-294- 18.62% |
$50.3K - $71.5K
|
1.29K
$463K
|
|
|
Feb 14, 2023
Q4 2022
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-297- 4.02% |
$50.9K - $72.2K
|
7.09K
$2.56M
|
|
|
Feb 13, 2023
Q4 2022
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-299- 2.47% |
$51.2K - $72.7K
|
11.8K
$4.25M
|
|
|
Feb 10, 2023
Q4 2022
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-300- 8.11% |
$51.4K - $72.9K
|
3.4K
$1.23M
|
|
|
Feb 13, 2023
Q4 2022
|
Northwest Bancshares, Inc.
Warren, PA |
SELL
|
- |
-300- 23.08% |
$51.4K - $72.9K
|
1K
$360K
|
|
|
Feb 15, 2023
Q4 2022
|
Fort Sheridan Advisors LLC
Highland Park, IL |
SELL
|
- |
-300- 12.79% |
$51.4K - $72.9K
|
2.05K
$737K
|
|
|
Jan 27, 2023
Q4 2022
|
Wright Investors Service Inc
|
SELL
|
- |
-301- 6.24% |
$51.5K - $73.2K
|
4.52K
$1.63M
|
|
|
Feb 01, 2023
Q4 2022
|
Arrow Financial Corp
|
SELL
|
- |
-301- 2.09% |
$51.5K - $73.2K
|
14.1K
$5.09M
|
|
|
Jan 27, 2023
Q4 2022
|
Annex Advisory Services, LLC
|
SELL
|
- |
-304- 18.3% |
$52.1K - $73.9K
|
1.36K
$489K
|
|
|
Feb 10, 2023
Q4 2022
|
Pittenger & Anderson Inc
|
SELL
|
- |
-308- 0.76% |
$52.7K - $74.9K
|
40.4K
$14.6M
|
|
|
Jan 09, 2023
Q4 2022
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-309- 3.42% |
$52.9K - $75.1K
|
8.73K
$3.14M
|
|
|
Feb 02, 2023
Q4 2022
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-309- 8.43% |
$52.9K - $75.1K
|
3.36K
$1.21M
|
|
|
Jan 27, 2023
Q4 2022
|
Stiles Financial Services Inc
|
SELL
|
- |
-312- 8.51% |
$53.4K - $75.9K
|
3.35K
$1.21M
|
|
|
Feb 13, 2024
Q4 2022
|
United Community Bank
Greenville, SC |
SELL
|
- |
-313- 3.91% |
$53.6K - $76.1K
|
7.69K
$2.77M
|
|
|
Feb 02, 2023
Q4 2022
|
Dearborn Partners LLC
|
SELL
|
- |
-314- 0.61% |
$53.8K - $76.3K
|
50.9K
$18.4M
|
|
|
Jan 17, 2023
Q4 2022
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-315- 5.13% |
$53.9K - $76.6K
|
5.83K
$2.1M
|
|
|
Mar 06, 2023
Q4 2022
|
Great Lakes Retirement, Inc.
Sandusky, OH |
SELL
|
- |
-317- 8.14% |
$54.3K - $77.1K
|
3.58K
$1.29M
|