Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2023
Q4 2022
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-80- 1.66% |
$13.7K - $19.5K
|
4.74K
$1.78M
|
|
|
Feb 13, 2023
Q4 2022
|
Viewpoint Capital Management LLC
Seattle, WA |
SELL
|
- |
-80- 0.68% |
$13.7K - $19.5K
|
11.7K
$4.38M
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-81- 1.31% |
$13.9K - $19.7K
|
6.1K
$2.29M
|
|
|
Jan 27, 2023
Q4 2022
|
Advisory Resource Group
|
SELL
|
- |
-82- 4.53% |
$14K - $19.9K
|
1.73K
$650K
|
|
|
Jan 25, 2023
Q4 2022
|
Northstar Group, Inc.
|
SELL
|
- |
-85- 3.11% |
$14.6K - $20.7K
|
2.65K
$994K
|
|
|
Feb 06, 2023
Q4 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-87- 46.52% |
$14.9K - $21.2K
|
100
$37.6K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-88- 3.88% |
$15.1K - $21.4K
|
2.18K
$818K
|
|
|
Feb 09, 2023
Q4 2022
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-89- 2.69% |
$15.2K - $21.6K
|
3.21K
$1.21M
|
|
|
Jun 01, 2023
Q4 2022
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-90- 0.19% |
$15.4K - $21.9K
|
46.9K
$17.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-91- 0.2% |
$15.6K - $22.1K
|
44.7K
$16.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-91- 0.34% |
$15.6K - $22.1K
|
26.7K
$10M
|
|
|
Feb 01, 2023
Q4 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-92- 1.05% |
$15.8K - $22.4K
|
8.7K
$3.27M
|
|
|
Feb 09, 2023
Q4 2022
|
Community Bank & Trust, Waco, Texas
Waco, TX |
SELL
|
- |
-92- 0.4% |
$15.8K - $22.4K
|
22.8K
$8.55M
|
|
|
Sep 12, 2023
Q4 2022
|
New Republic Capital, LLC
Charlotte, NC |
SELL
|
- |
-93- 5.41% |
$15.9K - $22.6K
|
1.63K
$611K
|
|
|
Feb 14, 2023
Q4 2022
|
Rmb Capital Management, LLC
|
SELL
|
- |
-94- 2.21% |
$16.1K - $22.9K
|
4.16K
$1.56M
|
|
|
Jan 20, 2023
Q4 2022
|
Veriti Management LLC
|
SELL
|
- |
-95- 0.83% |
$16.3K - $23.1K
|
11.4K
$4.27M
|
|
|
Feb 10, 2023
Q4 2022
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-95- 3.45% |
$16.3K - $23.1K
|
2.66K
$1M
|
|
|
Jan 12, 2023
Q4 2022
|
Smith Chas P & Associates Pa Cpas
|
SELL
|
- |
-96- 6.0% |
$16.4K - $23.3K
|
1.51K
$566K
|
|
|
Feb 13, 2023
Q4 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-96- 0.64% |
$16.4K - $23.3K
|
15K
$5.63M
|
|
|
May 31, 2023
Q4 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-96- 6.35% |
$16.4K - $23.3K
|
1.42K
$532K
|
|
|
Jan 23, 2023
Q4 2022
|
Jackson Square Capital, LLC
|
SELL
|
- |
-97- 2.77% |
$16.6K - $23.6K
|
3.4K
$1.28M
|
|
|
Feb 10, 2023
Q4 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-97- 2.3% |
$16.6K - $23.6K
|
4.12K
$1.55M
|
|
|
Feb 14, 2023
Q4 2022
|
Hoyle Cohen, LLC
|
SELL
|
- |
-97- 0.97% |
$16.6K - $23.6K
|
9.92K
$3.73M
|
|
|
Feb 13, 2023
Q4 2022
|
Marco Investment Management LLC
|
SELL
|
- |
-100- 0.13% |
$17.1K - $24.3K
|
74.7K
$28.1M
|
|
|
Jan 05, 2023
Q4 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-100- 2.21% |
$17.1K - $24.3K
|
4.42K
$1.66M
|
|
|
Jan 18, 2023
Q4 2022
|
Essex Savings Bank
|
SELL
|
- |
-100- 1.6% |
$17.1K - $24.3K
|
6.16K
$2.32M
|
|
|
Jan 19, 2023
Q4 2022
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-100- 5.83% |
$17.1K - $24.3K
|
1.62K
$607K
|
|
|
Jan 31, 2023
Q4 2022
|
Woodmont Investment Counsel LLC
Nashville, TN |
SELL
|
- |
-100- 2.02% |
$17.1K - $24.3K
|
4.85K
$1.82M
|
|
|
Feb 06, 2023
Q4 2022
|
Compass Financial Advisors LLC
|
SELL
|
- |
-100- 7.15% |
$17.1K - $24.3K
|
1.3K
$488K
|
|
|
Feb 07, 2023
Q4 2022
|
Fernwood Investment Management, LLC
Quincy, MA |
SELL
|
- |
-100- 3.58% |
$17.1K - $24.3K
|
2.7K
$1.01M
|
|
|
Feb 09, 2023
Q4 2022
|
Waters Parkerson & Co., LLC
|
SELL
|
- |
-100- 5.84% |
$17.1K - $24.3K
|
1.61K
$606K
|
|
|
Jan 12, 2023
Q4 2022
|
Corundum Group, Inc.
|
SELL
|
- |
-101- 3.32% |
$17.3K - $24.6K
|
2.94K
$1.11M
|
|
|
Feb 09, 2023
Q4 2022
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-101- 10.33% |
$17.3K - $24.6K
|
877
$330K
|
|
|
Feb 02, 2023
Q4 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-104- 1.97% |
$17.8K - $25.3K
|
5.17K
$1.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-104- 2.62% |
$17.8K - $25.3K
|
3.87K
$1.46M
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-105- 0.33% |
$18K - $25.5K
|
31.5K
$11.8M
|
|
|
Jan 31, 2023
Q4 2022
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-105- 2.85% |
$18K - $25.5K
|
3.58K
$1.34M
|
|
|
Jan 18, 2023
Q4 2022
|
Webster Bank, N. A.
|
SELL
|
- |
-106- 0.72% |
$18.2K - $25.8K
|
14.7K
$5.51M
|
|
|
Jan 20, 2023
Q4 2022
|
Summit Financial Strategies, Inc.
|
SELL
|
- |
-107- 4.68% |
$18.3K - $26K
|
2.18K
$818K
|
|
|
Feb 02, 2023
Q4 2022
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-107- 0.12% |
$18.3K - $26K
|
91.8K
$34.5M
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-107- 6.42% |
$18.3K - $26K
|
1.56K
$586K
|
|
|
Feb 13, 2023
Q4 2022
|
Providence Wealth Advisors, LLC
Frankfort, IL |
SELL
|
- |
-109- 0.91% |
$18.7K - $26.5K
|
11.8K
$4.44M
|
|
|
Jan 31, 2023
Q4 2022
|
Community Bank, N.A.
|
SELL
|
- |
-110- 0.53% |
$18.8K - $26.7K
|
20.8K
$7.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-110- 1.81% |
$18.8K - $26.7K
|
5.97K
$2.24M
|
|
|
Jan 03, 2023
Q4 2022
|
Marotta Asset Management
|
SELL
|
- |
-111- 8.52% |
$19K - $27K
|
1.19K
$448K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
SELL
|
- |
-111- 2.84% |
$19K - $27K
|
3.8K
$1.43M
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-112- 2.46% |
$19.2K - $27.2K
|
4.44K
$1.67M
|
|
|
Feb 06, 2023
Q4 2022
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-113- 1.74% |
$19.3K - $27.5K
|
6.37K
$2.39M
|
|
|
Jan 26, 2023
Q4 2022
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-120- 1.64% |
$20.5K - $29.2K
|
7.19K
$2.7M
|
|
|
Feb 02, 2023
Q4 2022
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-120- 5.0% |
$20.5K - $29.2K
|
2.28K
$857K
|