Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2+ 0.09% |
$342 - $486
|
2.15K
$809K
|
|
|
Feb 14, 2023
Q4 2022
|
Benedict Financial Advisors Inc
|
BUY
|
- |
2+ 0.16% |
$342 - $486
|
1.29K
$484K
|
|
|
Feb 14, 2023
Q4 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
2+ 0.2% |
$342 - $486
|
978
$368K
|
|
|
Feb 24, 2023
Q4 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2+ 0.47% |
$342 - $486
|
424
$159K
|
|
|
Jan 09, 2023
Q4 2022
|
Dentgroup LLC
|
BUY
|
- |
1+ 0.09% |
$171 - $243
|
1.16K
$435K
|
|
|
Jan 18, 2023
Q4 2022
|
Atlas Private Wealth Management
|
BUY
|
- |
1+ 0.06% |
$171 - $243
|
1.66K
$623K
|
|
|
Jan 20, 2023
Q4 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
1+ 0.08% |
$171 - $243
|
1.24K
$465K
|
|
|
Jan 20, 2023
Q4 2022
|
Mountain Pacific Investment Advisers Inc
|
BUY
|
- |
1+ 0.05% |
$171 - $243
|
2.05K
$771K
|
|
|
Jan 20, 2023
Q4 2022
|
Bray Capital Advisors
|
BUY
|
- |
1+ 0.46% |
$171 - $243
|
220
$82.7K
|
|
|
Jan 23, 2023
Q4 2022
|
Center For Asset Management LLC
|
BUY
|
- |
1+ 0.07% |
$171 - $243
|
1.49K
$560K
|
|
|
Jan 23, 2023
Q4 2022
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1+ 0.82% |
$171 - $243
|
123
$46.2K
|
|
|
Jan 24, 2023
Q4 2022
|
Bill Few Associates, Inc.
|
BUY
|
- |
1+ 0.04% |
$171 - $243
|
2.56K
$960K
|
|
|
Jan 24, 2023
Q4 2022
|
626 Financial, LLC
|
BUY
|
- |
1+ 0.04% |
$171 - $243
|
2.78K
$1.04M
|
|
|
Jan 25, 2023
Q4 2022
|
Evanson Asset Management, LLC
|
BUY
|
- |
1+ 0.07% |
$171 - $243
|
1.46K
$550K
|
|
|
Jan 26, 2023
Q4 2022
|
Archford Capital Strategies, LLC
|
BUY
|
- |
1+ 0.05% |
$171 - $243
|
1.85K
$695K
|
|
|
Jan 27, 2023
Q4 2022
|
Eukles Asset Management
|
BUY
|
- |
1+ 0.01% |
$171 - $243
|
15.1K
$5.69M
|
|
|
Feb 01, 2023
Q4 2022
|
Hunter Associates Investment Management LLC
Pittsburgh, PA |
BUY
|
- |
1+ 0.04% |
$171 - $243
|
2.4K
$902K
|
|
|
Feb 08, 2023
Q4 2022
|
Lakeside Advisors, Inc.
Seattle, WA |
BUY
|
- |
1+ 0.06% |
$171 - $243
|
1.78K
$668K
|
|
|
Feb 10, 2023
Q4 2022
|
Klcm Advisors, Inc.
|
BUY
|
- |
1+ 0.05% |
$171 - $243
|
2.08K
$782K
|
|
|
Feb 14, 2023
Q4 2022
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1+ 0.08% |
$171 - $243
|
1.27K
$477K
|
|
|
Jan 31, 2023
Q4 2022
|
Bank Of The West
|
SELL
|
- |
-1- 0.01% |
$171 - $243
|
18.5K
$6.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-1- 0.46% |
$171 - $243
|
215
$80.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Aspire Private Capital, LLC
|
SELL
|
- |
-1- 0.34% |
$171 - $243
|
290
$109K
|
|
|
Feb 15, 2023
Q4 2022
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-1- 0.22% |
$171 - $243
|
447
$168K
|
|
|
Feb 10, 2023
Q4 2022
|
First Western Trust Bank
Denver, CO |
SELL
|
- |
-2- 0.11% |
$342 - $486
|
1.88K
$706K
|
|
|
Feb 13, 2023
Q4 2022
|
Jacobi Capital Management LLC
|
SELL
|
- |
-3- 0.03% |
$514 - $729
|
11.3K
$4.23M
|
|
|
Jan 25, 2023
Q4 2022
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-3- 0.13% |
$514 - $729
|
2.38K
$895K
|
|
|
Feb 10, 2023
Q4 2022
|
Tilia Fiduciary Partners, Inc.
|
SELL
|
- |
-3- 0.36% |
$514 - $729
|
825
$310K
|
|
|
Feb 14, 2023
Q4 2022
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-3- 0.05% |
$514 - $729
|
5.48K
$2.06M
|
|
|
Jan 10, 2023
Q4 2022
|
Carret Asset Management, LLC
|
SELL
|
- |
-4- 0.15% |
$685 - $973
|
2.66K
$1M
|
|
|
Jan 19, 2023
Q4 2022
|
Rothschild Investment Corp
|
SELL
|
- |
-4- 0.06% |
$685 - $973
|
6.42K
$2.41M
|
|
|
Jan 31, 2023
Q4 2022
|
Source Financial Advisors LLC
New York, NY |
SELL
|
- |
-4- 0.11% |
$685 - $973
|
3.63K
$1.36M
|
|
|
Jan 24, 2023
Q4 2022
|
Forum Financial Management, LP
Lombard, IL |
SELL
|
- |
-5- 0.11% |
$856 - $1.22K
|
4.44K
$1.67M
|
|
|
Jan 26, 2023
Q4 2022
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-5- 0.14% |
$856 - $1.22K
|
3.62K
$1.36M
|
|
|
Feb 08, 2023
Q4 2022
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-5- 2.58% |
$856 - $1.22K
|
189
$71K
|
|
|
Feb 09, 2023
Q4 2022
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-5- 0.28% |
$856 - $1.22K
|
1.79K
$671K
|
|
|
Jan 09, 2023
Q4 2022
|
Addison Capital CO
|
SELL
|
- |
-6- 0.39% |
$1.03K - $1.46K
|
1.54K
$579K
|
|
|
Feb 08, 2023
Q4 2022
|
Washington Trust CO
|
SELL
|
- |
-6- 0.15% |
$1.03K - $1.46K
|
4.04K
$1.52M
|
|
|
Feb 10, 2023
Q4 2022
|
Guardian Wealth Management, Inc.
Peoria, IL |
SELL
|
- |
-6- 0.45% |
$1.03K - $1.46K
|
1.34K
$504K
|
|
|
Jan 12, 2023
Q4 2022
|
Riverwater Partners LLC
|
SELL
|
- |
-7- 0.32% |
$1.2K - $1.7K
|
2.21K
$829K
|
|
|
Jan 20, 2023
Q4 2022
|
Charter Oak Capital Management, LLC
|
SELL
|
- |
-7- 0.45% |
$1.2K - $1.7K
|
1.54K
$577K
|
|
|
Feb 03, 2023
Q4 2022
|
Am Investment Strategies LLC
|
SELL
|
- |
-7- 0.16% |
$1.2K - $1.7K
|
4.48K
$1.68M
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
SELL
|
- |
-7- 0.13% |
$1.2K - $1.7K
|
5.45K
$2.05M
|
|
|
Jan 11, 2023
Q4 2022
|
Burke & Herbert Bank & Trust CO
|
SELL
|
- |
-8- 0.18% |
$1.37K - $1.95K
|
4.34K
$1.63M
|
|
|
Jan 27, 2023
Q4 2022
|
Traverso Chambers Private Wealth Management, LLC
|
SELL
|
- |
-8- 0.39% |
$1.37K - $1.95K
|
2.06K
$775K
|
|
|
Jan 13, 2023
Q4 2022
|
Norwood Financial Corp
|
SELL
|
- |
-10- 0.25% |
$1.71K - $2.43K
|
3.92K
$1.47M
|
|
|
Jan 09, 2023
Q4 2022
|
Summit Financial Group, Inc.
|
SELL
|
- |
-10- 0.23% |
$1.71K - $2.43K
|
4.26K
$1.6M
|
|
|
Jan 19, 2023
Q4 2022
|
Appleton Partners Inc
|
SELL
|
- |
-10- 0.53% |
$1.71K - $2.43K
|
1.89K
$708K
|
|
|
Jan 20, 2023
Q4 2022
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-10- 0.68% |
$1.71K - $2.43K
|
1.46K
$547K
|
|
|
Jan 20, 2023
Q4 2022
|
Le Jeune Puetz Investment Counsel LLC
|
SELL
|
- |
-10- 0.06% |
$1.71K - $2.43K
|
17.3K
$6.49M
|