Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2023
Q4 2022
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
8+ 0.19% |
$1.37K - $1.95K
|
4.19K
$1.57M
|
|
|
Feb 09, 2023
Q4 2022
|
Summitry LLC
Foster City, CA |
BUY
|
- |
8+ 0.04% |
$1.37K - $1.95K
|
18.9K
$7.11M
|
|
|
Feb 10, 2023
Q4 2022
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
8+ 0.54% |
$1.37K - $1.95K
|
1.5K
$565K
|
|
|
Feb 13, 2023
Q4 2022
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
8+ 0.57% |
$1.37K - $1.95K
|
1.41K
$531K
|
|
|
Feb 13, 2023
Q4 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
8+ 0.64% |
$1.37K - $1.95K
|
1.27K
$476K
|
|
|
Feb 14, 2023
Q4 2022
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
8+ 0.19% |
$1.37K - $1.95K
|
4.31K
$1.62M
|
|
|
Apr 04, 2024
Q4 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
8New |
$1.37K - $1.95K
|
8
$3.01K
|
|
|
Feb 06, 2023
Q4 2022
|
Valmark Advisers, Inc.
|
BUY
|
- |
7+ 0.35% |
$1.2K - $1.7K
|
2.03K
$762K
|
|
|
Feb 09, 2023
Q4 2022
|
Strategic Equity Management
|
BUY
|
- |
7+ 0.48% |
$1.2K - $1.7K
|
1.47K
$552K
|
|
|
Jan 12, 2023
Q4 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
6+ 0.38% |
$1.03K - $1.46K
|
1.6K
$601K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
6+ 0.06% |
$1.03K - $1.46K
|
9.74K
$3.66M
|
|
|
Jan 20, 2023
Q4 2022
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
6+ 0.06% |
$1.03K - $1.46K
|
9.49K
$3.57M
|
|
|
Jan 24, 2023
Q4 2022
|
Asset Management Corp
|
BUY
|
- |
6+ 0.42% |
$1.03K - $1.46K
|
1.43K
$536K
|
|
|
Jan 25, 2023
Q4 2022
|
Sfmg, LLC
|
BUY
|
- |
6+ 0.44% |
$1.03K - $1.46K
|
1.37K
$514K
|
|
|
Jan 31, 2023
Q4 2022
|
Schubert & CO
|
BUY
|
- |
6+ 6.19% |
$1.03K - $1.46K
|
103
$38.7K
|
|
|
Feb 01, 2023
Q4 2022
|
Windsor Group LTD
|
BUY
|
- |
6+ 0.14% |
$1.03K - $1.46K
|
4.31K
$1.62M
|
|
|
Feb 08, 2023
Q4 2022
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
6+ 0.54% |
$1.03K - $1.46K
|
1.11K
$416K
|
|
|
Feb 10, 2023
Q4 2022
|
Patten Group, Inc.
|
BUY
|
- |
6+ 0.35% |
$1.03K - $1.46K
|
1.71K
$644K
|
|
|
Feb 13, 2023
Q4 2022
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
6+ 0.38% |
$1.03K - $1.46K
|
1.57K
$590K
|
|
|
Feb 14, 2023
Q4 2022
|
Garner Asset Management Corp
|
BUY
|
- |
6+ 0.25% |
$1.03K - $1.46K
|
2.37K
$889K
|
|
|
Sep 11, 2024
Q4 2022
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
6+ 0.36% |
$1.03K - $1.46K
|
1.69K
$635K
|
|
|
Jan 17, 2023
Q4 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
5+ 0.16% |
$856 - $1.22K
|
3.11K
$1.17M
|
|
|
Jan 19, 2023
Q4 2022
|
Lion Street Advisors, LLC
|
BUY
|
- |
5+ 0.17% |
$856 - $1.22K
|
2.93K
$1.1M
|
|
|
Jan 19, 2023
Q4 2022
|
Delta Investment Management, LLC
|
BUY
|
- |
5+ 0.14% |
$856 - $1.22K
|
3.64K
$1.37M
|
|
|
Jan 24, 2023
Q4 2022
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
5+ 0.09% |
$856 - $1.22K
|
5.88K
$2.21M
|
|
|
Jan 25, 2023
Q4 2022
|
Grimes & Company, Inc.
|
BUY
|
- |
5+ 0.39% |
$856 - $1.22K
|
1.28K
$481K
|
|
|
Feb 02, 2023
Q4 2022
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
5+ 0.24% |
$856 - $1.22K
|
2.07K
$779K
|
|
|
Feb 03, 2023
Q4 2022
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
5+ 0.23% |
$856 - $1.22K
|
2.18K
$821K
|
|
|
Feb 06, 2023
Q4 2022
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
5+ 0.1% |
$856 - $1.22K
|
5.18K
$1.95M
|
|
|
Feb 14, 2023
Q4 2022
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
5+ 0.11% |
$856 - $1.22K
|
4.42K
$1.66M
|
|
|
Feb 15, 2023
Q4 2022
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
5+ 0.19% |
$856 - $1.22K
|
2.7K
$1.01M
|
|
|
Jan 03, 2023
Q4 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
4+ 0.14% |
$685 - $973
|
2.79K
$1.05M
|
|
|
Jan 12, 2023
Q4 2022
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
4+ 0.27% |
$685 - $973
|
1.5K
$565K
|
|
|
Jan 18, 2023
Q4 2022
|
Affinity Capital Advisors, LLC
|
BUY
|
- |
4+ 0.25% |
$685 - $973
|
1.59K
$596K
|
|
|
Feb 01, 2023
Q4 2022
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
4+ 0.61% |
$685 - $973
|
664
$250K
|
|
|
Jan 18, 2023
Q4 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
3+ 0.02% |
$514 - $729
|
17.8K
$6.69M
|
|
|
Jan 23, 2023
Q4 2022
|
Mps Loria Financial Planners, LLC
|
BUY
|
- |
3+ 0.11% |
$514 - $729
|
2.85K
$1.07M
|
|
|
Jan 27, 2023
Q4 2022
|
Clarus Group, Inc.
|
BUY
|
- |
3+ 0.12% |
$514 - $729
|
2.41K
$906K
|
|
|
Jan 30, 2023
Q4 2022
|
Nadler Financial Group, Inc.
|
BUY
|
- |
3+ 0.22% |
$514 - $729
|
1.37K
$514K
|
|
|
Feb 07, 2023
Q4 2022
|
New Millennium Group LLC
Sandy, UT |
BUY
|
- |
3+ 15.79% |
$514 - $729
|
22
$8.27K
|
|
|
Feb 09, 2023
Q4 2022
|
Financial Management Network Inc
|
BUY
|
- |
3+ 0.1% |
$514 - $729
|
2.96K
$1.11M
|
|
|
Feb 09, 2023
Q4 2022
|
Jgp Wealth Management, LLC
|
BUY
|
- |
3+ 0.24% |
$514 - $729
|
1.27K
$477K
|
|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.6% |
$342 - $486
|
336
$126K
|
|
|
Jan 20, 2023
Q4 2022
|
Diligent Investors, LLC
|
BUY
|
- |
2+ 0.04% |
$342 - $486
|
4.94K
$1.86M
|
|
|
Jan 26, 2023
Q4 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
2+ 0.41% |
$342 - $486
|
484
$182K
|
|
|
Jan 26, 2023
Q4 2022
|
Signal Point Asset Management, LLC
|
BUY
|
- |
2+ 0.06% |
$342 - $486
|
3.56K
$1.34M
|
|
|
Jan 27, 2023
Q4 2022
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
2+ 0.08% |
$342 - $486
|
2.42K
$911K
|
|
|
Jan 27, 2023
Q4 2022
|
Arcus Capital Partners, LLC
|
BUY
|
- |
2+ 0.1% |
$342 - $486
|
2.09K
$784K
|
|
|
Jan 30, 2023
Q4 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
2+ 0.66% |
$342 - $486
|
303
$114K
|
|
|
Feb 01, 2023
Q4 2022
|
High Mark Wealth Management LLC
|
BUY
|
- |
2+ 0.53% |
$342 - $486
|
380
$143K
|