Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 21, 2023
Q4 2022
|
Equitable Trust CO
|
SELL
|
- |
-2.86K- 14.78% |
$489K - $694K
|
16.5K
$5.99M
|
|
|
Jan 31, 2023
Q4 2022
|
Keybank National Association
|
SELL
|
- |
-2.92K- 1.93% |
$500K - $710K
|
148K
$53.9M
|
|
|
Jan 23, 2023
Q4 2022
|
Monte Financial Group, LLC
|
SELL
|
- |
-2.93K- 11.36% |
$502K - $713K
|
22.9K
$8.33M
|
|
|
Jan 18, 2023
Q4 2022
|
Congress Asset Management CO
|
SELL
|
- |
-2.97K- 0.55% |
$508K - $721K
|
535K
$194M
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-3.01K- 51.24% |
$515K - $731K
|
2.86K
$1.04M
|
|
|
Feb 13, 2023
Q4 2022
|
Cboe Vest Financial, LLC
Mclean, VA |
SELL
|
- |
-3.06K- 6.01% |
$523K - $743K
|
47.8K
$17.4M
|
|
|
Feb 09, 2023
Q4 2022
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-3.07K- 17.93% |
$526K - $746K
|
14K
$5.11M
|
|
|
Feb 07, 2023
Q4 2022
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-3.13K- 8.11% |
$536K - $762K
|
35.5K
$12.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Richelieu Gestion PLC
|
SELL
|
- |
-3.16K- 24.58% |
$540K - $767K
|
9.69K
$3.52M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-3.19K- 10.89% |
$546K - $775K
|
26.1K
$9.49M
|
|
|
Feb 14, 2023
Q4 2022
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-3.21K- 75.44% |
$549K - $780K
|
1.04K
$380K
|
|
|
Feb 06, 2023
Q4 2022
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-3.21K- 21.7% |
$549K - $780K
|
11.6K
$4.21M
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-3.27K- 13.05% |
$560K - $796K
|
21.8K
$7.93M
|
|
|
Feb 01, 2023
Q4 2022
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-3.28K- 1.04% |
$562K - $798K
|
311K
$113M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-3.3K- 16.81% |
$565K - $802K
|
16.3K
$5.94M
|
|
|
Jan 03, 2023
Q4 2022
|
First Financial Bank Trust Division
Hamilton, OH |
SELL
|
- |
-3.32K- 11.29% |
$568K - $807K
|
26.1K
$9.49M
|
|
|
Feb 03, 2023
Q4 2022
|
Old National Bancorp
|
SELL
|
- |
-3.33K- 3.64% |
$571K - $810K
|
88.1K
$32.1M
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.33K- 35.43% |
$571K - $811K
|
6.08K
$2.21M
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.34K- 4.8% |
$572K - $812K
|
66.2K
$24.1M
|
|
|
Feb 02, 2023
Q4 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-3.35K- 16.61% |
$573K - $814K
|
16.8K
$6.12M
|
|
|
Jan 27, 2023
Q4 2022
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.47K- 5.85% |
$594K - $844K
|
55.8K
$20.3M
|
|
|
Feb 10, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-3.49K- 41.52% |
$597K - $848K
|
4.91K
$1.79M
|
|
|
Dec 13, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-3.49K- 41.52% |
$597K - $848K
|
4.91K
$1.79M
|
|
|
Feb 06, 2023
Q4 2022
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-3.56K- 1.2% |
$609K - $864K
|
293K
$107M
|
|
|
Feb 14, 2023
Q4 2022
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-3.57K- 6.39% |
$611K - $867K
|
52.2K
$19M
|
|
|
Feb 14, 2023
Q4 2022
|
United Bank
Vienna, VA |
SELL
|
- |
-3.6K- 59.75% |
$616K - $875K
|
2.43K
$882K
|
|
|
Jan 30, 2023
Q4 2022
|
James Investment Research Inc
|
SELL
|
- |
-3.72K- 9.21% |
$636K - $904K
|
36.6K
$13.3M
|
|
|
Feb 06, 2023
Q4 2022
|
Stoneridge Investment Partners LLC
|
SELL
|
- |
-3.74K- 22.71% |
$641K - $910K
|
12.7K
$4.64M
|
|
|
Feb 02, 2023
Q4 2022
|
Costello Asset Management, Inc
|
SELL
|
- |
-3.76K- 35.0% |
$644K - $914K
|
6.98K
$2.54M
|
|
|
Feb 10, 2023
Q4 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-3.78K- 21.63% |
$648K - $920K
|
13.7K
$4.99M
|
|
|
Jan 27, 2023
Q4 2022
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-3.81K- 22.63% |
$652K - $926K
|
13K
$4.74M
|
|
|
Jan 02, 2024
Q4 2022
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-3.86K- 27.83% |
$661K - $939K
|
10K
$3.64M
|
|
|
Jan 23, 2023
Q4 2022
|
Busey Wealth Management
|
SELL
|
- |
-3.94K- 4.31% |
$674K - $957K
|
87.4K
$31.8M
|
|
|
Jan 31, 2023
Q4 2022
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-4.07K- 13.87% |
$697K - $990K
|
25.3K
$9.2M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.18K- 10.81% |
$716K - $1.02M
|
34.5K
$12.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Fjarde Ap Fonden
|
SELL
|
- |
-4.2K- 3.96% |
$719K - $1.02M
|
102K
$37M
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-4.24K- 28.56% |
$727K - $1.03M
|
10.6K
$3.86M
|
|
|
Feb 03, 2023
Q4 2022
|
Regions Financial Corp
|
SELL
|
- |
-4.29K- 4.48% |
$735K - $1.04M
|
91.5K
$33.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Intact Investment Management Inc.
Montreal, A8 |
SELL
|
- |
-4.3K- 27.22% |
$736K - $1.05M
|
11.5K
$4.18M
|
|
|
Feb 10, 2023
Q4 2022
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-4.35K- 28.57% |
$745K - $1.06M
|
10.9K
$3.96M
|
|
|
Jan 17, 2023
Q4 2022
|
Investment Partners, Ltd.
|
SELL
|
- |
-4.47K- 48.29% |
$765K - $1.09M
|
4.79K
$1.74M
|
|
|
Feb 13, 2023
Q4 2022
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-4.53K- 25.4% |
$775K - $1.1M
|
13.3K
$4.84M
|
|
|
Feb 13, 2023
Q4 2022
|
Candriam S.C.A.
|
SELL
|
- |
-4.57K- 9.15% |
$783K - $1.11M
|
45.4K
$16.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Credit Agricole S A
|
SELL
|
- |
-4.58K- 62.0% |
$783K - $1.11M
|
2.8K
$1.02M
|
|
|
Feb 06, 2023
Q4 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-4.61K- 9.24% |
$789K - $1.12M
|
45.3K
$16.5M
|
|
|
Jan 26, 2023
Q4 2022
|
Manning & Napier Group, LLC
|
SELL
|
- |
-4.62K- 3.2% |
$791K - $1.12M
|
140K
$50.9M
|
|
|
Feb 06, 2023
Q4 2022
|
Heritage Investors Management Corp
|
SELL
|
- |
-4.7K- 2.83% |
$804K - $1.14M
|
161K
$58.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-4.72K- 12.95% |
$808K - $1.15M
|
31.7K
$11.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Westchester Capital Management, Inc.
Omaha, NE |
SELL
|
- |
-4.81K- 6.15% |
$823K - $1.17M
|
73.4K
$26.7M
|
|
|
Feb 02, 2023
Q4 2022
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-4.92K- 2.85% |
$842K - $1.2M
|
168K
$61M
|