Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q4 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
579+ 9.77% |
$131K - $173K
|
6.51K
$2.44M
|
|
|
Jan 29, 2024
Q4 2023
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
574+ 2.91% |
$130K - $171K
|
20.3K
$7.64M
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
574+ 2.59% |
$130K - $171K
|
22.7K
$8.54M
|
|
|
Feb 15, 2024
Q4 2023
|
Main Street Group, LTD
Glen Allen, VA |
BUY
|
- |
573New |
$130K - $171K
|
573
$215K
|
|
|
Jan 17, 2024
Q4 2023
|
Planned Solutions, Inc.
|
BUY
|
- |
571New |
$129K - $170K
|
571
$215K
|
|
|
Feb 02, 2024
Q4 2023
|
Abbrea Capital, LLC
|
BUY
|
- |
565+ 3.29% |
$128K - $168K
|
17.7K
$6.66M
|
|
|
Feb 02, 2024
Q4 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
561+ 171.56% |
$127K - $167K
|
888
$334K
|
|
|
Jan 10, 2024
Q4 2023
|
Wealth Management Partners, LLC
|
BUY
|
- |
560+ 18.56% |
$127K - $167K
|
3.58K
$1.34M
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential PLC
London, England, X0 |
BUY
|
- |
552+ 2.72% |
$125K - $165K
|
20.9K
$7.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
552+ 5.9% |
$125K - $165K
|
9.91K
$3.72M
|
|
|
Feb 13, 2024
Q4 2023
|
Capital Research Global Investors
Los Angeles, CA |
BUY
|
- |
537+ 0.03% |
$121K - $160K
|
1.9M
$714M
|
|
|
Jan 11, 2024
Q4 2023
|
Cic Wealth, LLC
Rockville, MD |
BUY
|
- |
535+ 18.69% |
$121K - $159K
|
3.4K
$1.28M
|
|
|
Jan 16, 2024
Q4 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
532+ 1.54% |
$120K - $159K
|
35.1K
$13.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Management, Inc.
Peoria, IL |
BUY
|
- |
528+ 31.73% |
$119K - $157K
|
2.19K
$824K
|
|
|
Jan 22, 2024
Q4 2023
|
Retirement Guys Formula LLC
|
BUY
|
- |
521+ 15.77% |
$118K - $155K
|
3.83K
$1.44M
|
|
|
Feb 07, 2024
Q4 2023
|
Accredited Investors Inc.
|
BUY
|
- |
520+ 21.94% |
$118K - $155K
|
2.89K
$1.09M
|
|
|
Jan 26, 2024
Q4 2023
|
Liberty One Investment Management, LLC
|
BUY
|
- |
519+ 4.25% |
$117K - $155K
|
12.7K
$4.79M
|
|
|
Feb 07, 2024
Q4 2023
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
519+ 1.3% |
$117K - $155K
|
40.5K
$15.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Affinity Investment Advisors, LLC
|
BUY
|
- |
519+ 8.66% |
$117K - $155K
|
6.51K
$2.45M
|
|
|
Feb 14, 2024
Q4 2023
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
BUY
|
- |
517New |
$117K - $154K
|
517
$194K
|
|
|
Mar 28, 2024
Q4 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
513+ 35.9% |
$116K - $153K
|
1.94K
$730K
|
|
|
Feb 01, 2024
Q4 2023
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
507+ 38.35% |
$115K - $151K
|
1.83K
$687K
|
|
|
Jan 10, 2024
Q4 2023
|
Bkm Wealth Management, LLC
Brookfield, WI |
BUY
|
- |
506New |
$114K - $151K
|
506
$190K
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
501+ 0.48% |
$113K - $149K
|
104K
$39.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
500+ 4.18% |
$113K - $149K
|
12.5K
$4.68M
|
|
|
Feb 07, 2024
Q4 2023
|
Goelzer Investment Management, Inc.
|
BUY
|
- |
492+ 3.26% |
$111K - $147K
|
15.6K
$5.86M
|
|
|
Jan 08, 2024
Q4 2023
|
Fifth Third Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
486+ 8.67% |
$110K - $145K
|
6.09K
$2.29M
|
|
|
Feb 09, 2024
Q4 2023
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
482+ 1.03% |
$109K - $144K
|
47.4K
$17.8M
|
|
|
Jan 18, 2024
Q4 2023
|
Traynor Capital Management, Inc.
|
BUY
|
- |
479+ 4.75% |
$108K - $143K
|
10.6K
$3.97M
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
479+ 25.75% |
$108K - $143K
|
2.34K
$879K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
477New |
$108K - $142K
|
477
$179K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
469+ 7.96% |
$106K - $140K
|
6.36K
$2.39M
|
|
|
Feb 07, 2024
Q4 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
465+ 45.77% |
$105K - $139K
|
1.48K
$557K
|
|
|
Feb 13, 2024
Q4 2023
|
United Community Bank
Greenville, SC |
BUY
|
- |
464+ 6.01% |
$105K - $138K
|
8.18K
$3.08M
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
461+ 9.64% |
$104K - $137K
|
5.24K
$1.97M
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
461New |
$104K - $137K
|
461
$173K
|
|
|
Feb 02, 2024
Q4 2023
|
Delta Investment Management, LLC
|
BUY
|
- |
459+ 12.05% |
$104K - $137K
|
4.27K
$1.6M
|
|
|
Feb 02, 2024
Q4 2023
|
Addison Advisors LLC
|
BUY
|
- |
457+ 28.65% |
$103K - $136K
|
2.05K
$771K
|
|
|
Jan 31, 2024
Q4 2023
|
Zhang Financial LLC
|
BUY
|
- |
456+ 7.43% |
$103K - $136K
|
6.59K
$2.48M
|
|
|
Mar 26, 2024
Q4 2023
|
High Point Advisor Group LLC
Downers Grove, IL |
BUY
|
- |
453+ 1.28% |
$102K - $135K
|
35.9K
$13.5M
|
|
|
Jan 11, 2024
Q4 2023
|
Atwater Malick LLC
|
BUY
|
- |
451+ 1.07% |
$102K - $134K
|
42.5K
$16M
|
|
|
Feb 14, 2024
Q4 2023
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
450+ 6.79% |
$102K - $134K
|
7.08K
$2.66M
|
|
|
Feb 16, 2024
Q4 2023
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
447+ 25.96% |
$101K - $133K
|
2.17K
$815K
|
|
|
Jan 18, 2024
Q4 2023
|
Procyon Advisors, LLC
|
BUY
|
- |
444+ 3.87% |
$100K - $132K
|
11.9K
$4.48M
|
|
|
Jan 11, 2024
Q4 2023
|
Ferguson Wellman Capital Management, Inc
|
BUY
|
- |
443+ 1.57% |
$100K - $132K
|
28.7K
$10.8M
|
|
|
Jan 26, 2024
Q4 2023
|
Advisors Management Group Inc
|
BUY
|
- |
442+ 8.55% |
$99.9K - $132K
|
5.61K
$2.11M
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
442+ 14.44% |
$99.9K - $132K
|
3.5K
$1.32M
|
|
|
Jan 22, 2024
Q4 2023
|
Fusion Capital, LLC
|
BUY
|
- |
440+ 1.78% |
$99.5K - $131K
|
25.2K
$9.46M
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
438+ 8.94% |
$99K - $131K
|
5.34K
$2.01M
|
|
|
Feb 13, 2024
Q4 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
434+ 47.64% |
$98.1K - $129K
|
1.35K
$505K
|