Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
1.39K+ 2.64% |
$314K - $415K
|
54.1K
$20.3M
|
|
|
Feb 05, 2024
Q4 2023
|
Brighton Jones LLC
|
BUY
|
- |
1.39K+ 32.84% |
$314K - $413K
|
5.61K
$2.11M
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
1.37K+ 16.2% |
$310K - $408K
|
9.83K
$3.69M
|
|
|
Jan 29, 2024
Q4 2023
|
Crestwood Advisors Group LLC
|
BUY
|
- |
1.37K+ 7.48% |
$309K - $408K
|
19.6K
$7.38M
|
|
|
Jan 26, 2024
Q4 2023
|
Sandy Spring Bank
|
BUY
|
- |
1.36K+ 9.7% |
$307K - $405K
|
15.4K
$5.77M
|
|
|
Mar 05, 2024
Q4 2023
|
Greenwood Capital Associates LLC
Greenwood, SC |
BUY
|
- |
1.35KNew |
$306K - $403K
|
1.35K
$508K
|
|
|
Nov 13, 2024
Q4 2023
|
Onefund, LLC
Saint Petersburg, FL |
BUY
|
- |
1.35KNew |
$305K - $402K
|
1.35K
$507K
|
|
|
Jul 01, 2024
Q4 2023
|
Global X Japan Co., Ltd.
Chiyoda Ku, Tokyo, M0 |
BUY
|
- |
1.34KNew |
$304K - $401K
|
1.34K
$505K
|
|
|
Jan 08, 2024
Q4 2023
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
1.34KNew |
$302K - $398K
|
1.34K
$502K
|
|
|
Feb 09, 2024
Q4 2023
|
Mai Capital Management
|
BUY
|
- |
1.33K+ 9.11% |
$300K - $396K
|
15.9K
$5.97M
|
|
|
Jan 09, 2024
Q4 2023
|
Wedmont Private Capital
|
BUY
|
- |
1.32K+ 29.13% |
$297K - $392K
|
5.83K
$2.19M
|
|
|
Jan 25, 2024
Q4 2023
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
1.3K+ 4.93% |
$294K - $388K
|
27.7K
$10.4M
|
|
|
Jan 31, 2024
Q4 2023
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
1.29K+ 41.98% |
$292K - $385K
|
4.37K
$1.64M
|
|
|
Nov 06, 2024
Q4 2023
|
Concord Asset Management, Llc/Va
Abingdon, VA |
BUY
|
- |
1.29K+ 40.56% |
$291K - $384K
|
4.47K
$1.68M
|
|
|
Jan 29, 2024
Q4 2023
|
Mrp Capital Investments, LLC
Alpharetta, GA |
BUY
|
- |
1.29KNew |
$290K - $383K
|
1.29K
$483K
|
|
|
Feb 14, 2024
Q4 2023
|
Sherbrooke Park Advisers LLC
White Plains, NY |
BUY
|
- |
1.28K+ 68.65% |
$290K - $382K
|
3.15K
$1.18M
|
|
|
Feb 02, 2024
Q4 2023
|
Lyell Wealth Management, LP
|
BUY
|
- |
1.27K+ 3.83% |
$287K - $379K
|
34.5K
$13M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.27K+ 9.2% |
$286K - $377K
|
15K
$5.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Profund Advisors LLC
|
BUY
|
- |
1.26K+ 12.34% |
$284K - $375K
|
11.5K
$4.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
1.26KNew |
$284K - $374K
|
1.26K
$472K
|
|
|
Feb 13, 2024
Q4 2023
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
1.23KNew |
$279K - $368K
|
1.23K
$464K
|
|
|
Feb 13, 2024
Q4 2023
|
Smart Portfolios, LLC
Seattle, WA |
BUY
|
- |
1.22KNew |
$275K - $362K
|
1.22K
$457K
|
|
|
Jan 12, 2024
Q4 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
BUY
|
- |
1.21K+ 156.24% |
$274K - $362K
|
1.99K
$748K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
1.21KNew |
$274K - $362K
|
1.21K
$456K
|
|
|
Feb 14, 2024
Q4 2023
|
Silver Coast Investments LLC
San Diego, X1 |
BUY
|
- |
1.2KNew |
$272K - $359K
|
1.2K
$452K
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
1.2KNew |
$272K - $358K
|
1.2K
$452K
|
|
|
Feb 05, 2024
Q4 2023
|
Penobscot Investment Management Company, Inc.
Boston, MA |
BUY
|
- |
1.2K+ 18.88% |
$271K - $358K
|
7.56K
$2.84M
|
|
|
Jan 23, 2024
Q4 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
1.2K+ 57.72% |
$270K - $357K
|
3.27K
$1.23M
|
|
|
Feb 06, 2024
Q4 2023
|
Simmons Bank
|
BUY
|
- |
1.2K+ 3.28% |
$270K - $357K
|
37.7K
$14.2M
|
|
|
Jan 17, 2024
Q4 2023
|
Waterway Wealth Management, LLC
The Woodlands, TX |
BUY
|
- |
1.19KNew |
$269K - $355K
|
1.19K
$447K
|
|
|
Jan 18, 2024
Q4 2023
|
Occidental Asset Management, LLC
|
BUY
|
- |
1.18K+ 15.26% |
$266K - $350K
|
8.87K
$3.33M
|
|
|
Feb 06, 2024
Q4 2023
|
Noesis Capital Mangement Corp
|
BUY
|
- |
1.17K+ 3.02% |
$265K - $349K
|
39.9K
$15M
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
1.17K+ 1.7% |
$264K - $349K
|
69.9K
$26.3M
|
|
|
Feb 05, 2024
Q4 2023
|
Eagle Wealth Strategies LLC
West Deptford, NJ |
BUY
|
- |
1.17KNew |
$263K - $347K
|
1.17K
$438K
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
1.16KNew |
$263K - $347K
|
1.16K
$437K
|
|
|
May 22, 2024
Q4 2023
|
Fsa Advisors, Inc.
Troy, MI |
BUY
|
- |
1.16KNew |
$262K - $345K
|
1.16K
$435K
|
|
|
Feb 13, 2024
Q4 2023
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
1.15K+ 26.79% |
$261K - $344K
|
5.46K
$2.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
1.13K+ 39.85% |
$256K - $338K
|
3.98K
$1.49M
|
|
|
Feb 05, 2024
Q4 2023
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
1.12K+ 13.71% |
$253K - $334K
|
9.29K
$3.49M
|
|
|
Feb 13, 2024
Q4 2023
|
Annex Advisory Services, LLC
|
BUY
|
- |
1.12KNew |
$253K - $334K
|
1.12K
$421K
|
|
|
Feb 13, 2024
Q4 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
1.1K+ 83.12% |
$249K - $329K
|
2.43K
$913K
|
|
|
Feb 12, 2024
Q4 2023
|
Catalytic Wealth Ria, LLC
Cambridge, MA |
BUY
|
- |
1.09KNew |
$246K - $324K
|
1.09K
$409K
|
|
|
Jan 12, 2024
Q4 2023
|
Hixon Zuercher, LLC
|
BUY
|
- |
1.09K+ 4.51% |
$245K - $323K
|
25.1K
$9.45M
|
|
|
Feb 09, 2024
Q4 2023
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
1.08K+ 29.46% |
$245K - $323K
|
4.76K
$1.79M
|
|
|
Jan 22, 2024
Q4 2023
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.08K+ 6.57% |
$243K - $321K
|
17.5K
$6.56M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
1.07K+ 8.44% |
$241K - $318K
|
13.7K
$5.16M
|
|
|
Feb 07, 2024
Q4 2023
|
Center Star Asset Management, LLC
|
BUY
|
- |
1.05KNew |
$237K - $313K
|
1.05K
$395K
|
|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
1.05K+ 163.95% |
$236K - $312K
|
1.68K
$633K
|
|
|
Jan 24, 2024
Q4 2023
|
Traveka Wealth, LLC
San Jose, CA |
BUY
|
- |
1.04KNew |
$236K - $311K
|
1.04K
$392K
|
|
|
Feb 06, 2024
Q4 2023
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
1.04K+ 95.32% |
$235K - $309K
|
2.13K
$799K
|