Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Credit Agricole S A
|
BUY
|
- |
2.48K+ 16.35% |
$561K - $740K
|
17.7K
$6.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.47K+ 85.99% |
$558K - $735K
|
5.34K
$2.01M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.46K+ 8.08% |
$556K - $733K
|
32.9K
$12.4M
|
|
|
Jan 26, 2024
Q4 2023
|
Jmac Enterprises LLC
|
BUY
|
- |
2.45KNew |
$553K - $729K
|
2.45K
$919K
|
|
|
Feb 05, 2024
Q4 2023
|
Fiducient Advisors LLC
|
BUY
|
- |
2.42KNew |
$547K - $721K
|
2.42K
$909K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
2.41K+ 6.93% |
$545K - $719K
|
37.2K
$14M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
2.39K+ 2.75% |
$539K - $711K
|
89.3K
$33.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.38K+ 3.17% |
$537K - $708K
|
77.4K
$29.1M
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
2.34KNew |
$528K - $697K
|
2.34K
$878K
|
|
|
Feb 01, 2024
Q4 2023
|
Arbor Wealth Advisors LLC
Troy, MI |
BUY
|
- |
2.34KNew |
$528K - $697K
|
2.34K
$878K
|
|
|
Feb 14, 2024
Q4 2023
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
BUY
|
- |
2.32K+ 12.05% |
$524K - $691K
|
21.6K
$8.11M
|
|
|
Feb 06, 2024
Q4 2023
|
Everpar Advisors LLC
Tulsa, OK |
BUY
|
- |
2.3KNew |
$521K - $687K
|
2.3K
$866K
|
|
|
Feb 07, 2024
Q4 2023
|
Wharton Business Group, LLC
Malvern, PA |
BUY
|
- |
2.29K+ 4.25% |
$519K - $684K
|
56.3K
$21.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
2.29K+ 26.37% |
$517K - $682K
|
11K
$4.12M
|
|
|
Feb 12, 2024
Q4 2023
|
Financial Partners Group, LLC
Gallatin, TN |
BUY
|
- |
2.29K+ 9.14% |
$517K - $681K
|
27.3K
$10.3M
|
|
|
Feb 21, 2024
Q4 2023
|
V Square Quantitative Management LLC
Chicago, IL |
BUY
|
- |
2.28K+ 56.39% |
$515K - $680K
|
6.32K
$2.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
2.27K+ 35.03% |
$513K - $676K
|
8.75K
$3.29M
|
|
|
Jan 26, 2024
Q4 2023
|
Harbour Trust & Investment Management CO
Michigan City, IN |
BUY
|
- |
2.24KNew |
$506K - $668K
|
2.24K
$842K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.22K+ 7.65% |
$501K - $661K
|
31.2K
$11.7M
|
|
|
Feb 05, 2024
Q4 2023
|
Camden Capital, LLC
|
BUY
|
- |
2.21K+ 105.84% |
$500K - $659K
|
4.3K
$1.62M
|
|
|
Feb 13, 2024
Q4 2023
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
2.21K+ 5.43% |
$498K - $657K
|
42.8K
$16.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Ethic Inc.
New York, NY |
BUY
|
- |
2.2K+ 5.34% |
$498K - $657K
|
43.5K
$16.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
BUY
|
- |
2.2K+ 3.77% |
$496K - $655K
|
60.5K
$22.7M
|
|
|
Jan 22, 2024
Q4 2023
|
Covenant Asset Management, LLC
|
BUY
|
- |
2.19K+ 167.99% |
$496K - $654K
|
3.5K
$1.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Blueshift Asset Management, LLC
Red Bank, NJ |
BUY
|
- |
2.19KNew |
$496K - $654K
|
2.19K
$824K
|
|
|
Feb 07, 2024
Q4 2023
|
Qrg Capital Management, Inc.
Berwyn, PA |
BUY
|
- |
2.18K+ 2.46% |
$493K - $650K
|
91K
$34.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
2.17K+ 105.7% |
$491K - $647K
|
4.23K
$1.59M
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
2.15KNew |
$486K - $642K
|
2.15K
$809K
|
|
|
Feb 13, 2024
Q4 2023
|
Scholtz & Company, LLC
Stamford, CT |
BUY
|
- |
2.15KNew |
$486K - $641K
|
2.15K
$808K
|
|
|
Feb 14, 2024
Q4 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
2.15K+ 50.49% |
$486K - $640K
|
6.4K
$2.41M
|
|
|
Jan 22, 2024
Q4 2023
|
Parsons Capital Management Inc
|
BUY
|
- |
2.14K+ 5.78% |
$484K - $639K
|
39.2K
$14.7M
|
|
|
Feb 07, 2024
Q4 2023
|
Wrapmanager Inc
|
BUY
|
- |
2.14KNew |
$483K - $637K
|
2.14K
$803K
|
|
|
Jan 17, 2024
Q4 2023
|
Highland Capital Management, LLC
|
BUY
|
- |
2.13K+ 11.05% |
$481K - $635K
|
21.4K
$8.04M
|
|
|
Jan 24, 2024
Q4 2023
|
Capital Management Associates, Inc
Minneapolis, MN |
BUY
|
- |
2.12KNew |
$480K - $633K
|
2.12K
$798K
|
|
|
Feb 06, 2024
Q4 2023
|
Rollins Financial
|
BUY
|
- |
2.11K+ 49.14% |
$476K - $628K
|
6.4K
$2.4M
|
|
|
Feb 02, 2024
Q4 2023
|
Intact Investment Management Inc.
Montreal, A8 |
BUY
|
- |
2.1K+ 19.37% |
$475K - $626K
|
12.9K
$4.86M
|
|
|
Feb 14, 2024
Q4 2023
|
First Financial Bankshares Inc
Abilene, TX |
BUY
|
- |
2.1KNew |
$474K - $625K
|
2.1K
$787K
|
|
|
Feb 14, 2024
Q4 2023
|
Canopy Partners, LLC
Terrace Park, OH |
BUY
|
- |
2.09KNew |
$472K - $622K
|
2.09K
$785K
|
|
|
Jan 12, 2024
Q4 2023
|
Premier Path Wealth Partners, LLC
Madison, NJ |
BUY
|
- |
2.07KNew |
$468K - $617K
|
2.07K
$778K
|
|
|
Feb 14, 2024
Q4 2023
|
Lakeridge Wealth Management LLC
Mentor, OH |
BUY
|
- |
2.04KNew |
$461K - $608K
|
2.04K
$766K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Investment Solutions L.P.
Naples, FL |
BUY
|
- |
2.03KNew |
$458K - $604K
|
2.03K
$762K
|
|
|
Feb 14, 2024
Q4 2023
|
Srb Corp
Boston, MA |
BUY
|
- |
2.02KNew |
$455K - $601K
|
2.02K
$757K
|
|
|
Feb 06, 2024
Q4 2023
|
Machina Capital S.A.S.
Paris, I0 |
BUY
|
- |
2.01KNew |
$454K - $599K
|
2.01K
$755K
|
|
|
Jan 23, 2024
Q4 2023
|
Bridges Investment Management Inc
|
BUY
|
- |
2K+ 78.9% |
$452K - $596K
|
4.54K
$1.7M
|
|
|
Jan 24, 2024
Q4 2023
|
Boit C F David
Boston, MA |
BUY
|
- |
2K+ 9.8% |
$452K - $596K
|
22.4K
$8.42M
|
|
|
Feb 07, 2024
Q4 2023
|
Vise Technologies, Inc.
New York, NY |
BUY
|
- |
1.99K+ 32.04% |
$450K - $594K
|
8.21K
$3.08M
|
|
|
Feb 09, 2024
Q4 2023
|
Winthrop Capital Management, LLC
Carmel, IN |
BUY
|
- |
1.99KNew |
$450K - $593K
|
1.99K
$747K
|
|
|
Apr 17, 2024
Q4 2023
|
Fox Hill Wealth Management
Dedham, MA |
BUY
|
- |
1.98KNew |
$447K - $590K
|
1.98K
$743K
|
|
|
Feb 14, 2024
Q4 2023
|
Sterling Wealth Management, Inc.
Champaign, IL |
BUY
|
- |
1.97KNew |
$445K - $587K
|
1.97K
$740K
|
|
|
Feb 09, 2024
Q4 2023
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
1.96K+ 1.85% |
$443K - $584K
|
108K
$40.4M
|