Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2024
Q4 2023
|
Indie Asset Partners, LLC
Carmel, IN |
SELL
|
- |
-5- 0.41% |
$1.13K - $1.49K
|
1.22K
$445K
|
|
|
Jan 29, 2024
Q4 2023
|
Birch Hill Investment Advisors LLC
|
SELL
|
- |
-5- 0.12% |
$1.13K - $1.49K
|
4.21K
$1.53M
|
|
|
Jan 30, 2024
Q4 2023
|
Mathes Company, Inc.
|
SELL
|
- |
-5- 0.03% |
$1.13K - $1.49K
|
16.8K
$6.13M
|
|
|
Jan 30, 2024
Q4 2023
|
Slow Capital, Inc.
|
SELL
|
- |
-5- 0.04% |
$1.13K - $1.49K
|
12.2K
$4.43M
|
|
|
Feb 02, 2024
Q4 2023
|
Boyd Watterson Asset Management LLC
|
SELL
|
- |
-5- 0.05% |
$1.13K - $1.49K
|
10.8K
$3.93M
|
|
|
Feb 08, 2024
Q4 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-5- 0.49% |
$1.13K - $1.49K
|
1.01K
$366K
|
|
|
Jan 08, 2024
Q4 2023
|
Baldwin Brothers LLC
|
SELL
|
- |
-6- 0.54% |
$1.36K - $1.79K
|
1.1K
$400K
|
|
|
Jan 26, 2024
Q4 2023
|
Aaron Wealth Advisors LLC
|
SELL
|
- |
-6- 0.13% |
$1.36K - $1.79K
|
4.45K
$1.62M
|
|
|
Jan 30, 2024
Q4 2023
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-6- 0.72% |
$1.36K - $1.79K
|
829
$302K
|
|
|
Feb 12, 2024
Q4 2023
|
Mcdonald Partners LLC
|
SELL
|
- |
-6- 0.76% |
$1.36K - $1.79K
|
785
$286K
|
|
|
Jan 24, 2024
Q4 2023
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-7- 0.46% |
$1.58K - $2.09K
|
1.51K
$550K
|
|
|
Feb 02, 2024
Q4 2023
|
Investment Partners, Ltd.
|
SELL
|
- |
-7- 0.19% |
$1.58K - $2.09K
|
3.64K
$1.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-7- 1.96% |
$1.58K - $2.09K
|
350
$127K
|
|
|
Jan 30, 2024
Q4 2023
|
Ccg Wealth Management, LLC
|
SELL
|
- |
-8- 0.26% |
$1.81K - $2.38K
|
3.11K
$1.13M
|
|
|
Jan 31, 2024
Q4 2023
|
Bender Robert & Associates
|
SELL
|
- |
-8- 0.56% |
$1.81K - $2.38K
|
1.41K
$515K
|
|
|
Feb 07, 2024
Q4 2023
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-8- 0.59% |
$1.81K - $2.38K
|
1.34K
$487K
|
|
|
Feb 15, 2024
Q4 2023
|
Westshore Wealth, LLC
|
SELL
|
- |
-8- 0.58% |
$1.81K - $2.38K
|
1.36K
$496K
|
|
|
Jan 16, 2024
Q4 2023
|
Steigerwald, Gordon & Koch Inc.
|
SELL
|
- |
-9- 0.26% |
$2.03K - $2.68K
|
3.5K
$1.27M
|
|
|
Jan 26, 2024
Q4 2023
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-9- 3.2% |
$2.03K - $2.68K
|
272
$99K
|
|
|
Jan 31, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-9- 5.23% |
$2.03K - $2.68K
|
163
$59.3K
|
|
|
Feb 06, 2024
Q4 2023
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-9- 0.9% |
$2.03K - $2.68K
|
992
$361K
|
|
|
Feb 09, 2024
Q4 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-9- 8.11% |
$2.03K - $2.68K
|
102
$37.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-9- 0.17% |
$2.03K - $2.68K
|
5.38K
$1.96M
|
|
|
May 24, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-9- 5.23% |
$2.03K - $2.68K
|
163
$59.3K
|
|
|
Jan 05, 2024
Q4 2023
|
Greenfield Savings Bank
|
SELL
|
- |
-10- 0.15% |
$2.26K - $2.98K
|
6.67K
$2.43M
|
|
|
Jan 22, 2024
Q4 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
SELL
|
- |
-10- 0.38% |
$2.26K - $2.98K
|
2.63K
$957K
|
|
|
Jan 25, 2024
Q4 2023
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-10- 0.23% |
$2.26K - $2.98K
|
4.3K
$1.56M
|
|
|
Jan 25, 2024
Q4 2023
|
Trust CO Of Virginia
|
SELL
|
- |
-10- 0.64% |
$2.26K - $2.98K
|
1.56K
$569K
|
|
|
Jan 25, 2024
Q4 2023
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-10- 0.69% |
$2.26K - $2.98K
|
1.43K
$520K
|
|
|
Jan 31, 2024
Q4 2023
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-10- 0.12% |
$2.26K - $2.98K
|
8.34K
$3.03M
|
|
|
Feb 06, 2024
Q4 2023
|
Leuthold Group, LLC
|
SELL
|
- |
-10- 0.07% |
$2.26K - $2.98K
|
13.9K
$5.05M
|
|
|
Feb 08, 2024
Q4 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
SELL
|
- |
-10- 0.27% |
$2.26K - $2.98K
|
3.67K
$1.33M
|
|
|
Feb 08, 2024
Q4 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-10- 1.18% |
$2.26K - $2.98K
|
834
$303K
|
|
|
Feb 14, 2024
Q4 2023
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-10- 0.25% |
$2.26K - $2.98K
|
3.93K
$1.43M
|
|
|
Feb 14, 2024
Q4 2023
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-10- 0.27% |
$2.26K - $2.98K
|
3.74K
$1.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-10- 0.09% |
$2.26K - $2.98K
|
10.7K
$3.9M
|
|
|
Jan 11, 2024
Q4 2023
|
Bkm Wealth Management, LLC
Brookfield, WI |
SELL
|
- |
-11- 2.17% |
$2.49K - $3.28K
|
495
$180K
|
|
|
Feb 12, 2024
Q4 2023
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-11- 0.76% |
$2.49K - $3.28K
|
1.44K
$525K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-11- 0.04% |
$2.49K - $3.28K
|
25.5K
$9.26M
|
|
|
Jan 08, 2024
Q4 2023
|
Sunburst Financial Group, LLC
|
SELL
|
- |
-12- 0.74% |
$2.71K - $3.58K
|
1.6K
$583K
|
|
|
Jan 10, 2024
Q4 2023
|
Legacy Wealth Asset Management, LLC
|
SELL
|
- |
-12- 0.39% |
$2.71K - $3.58K
|
3.09K
$1.12M
|
|
|
Jan 16, 2024
Q4 2023
|
Carlson Capital Management
|
SELL
|
- |
-12- 1.47% |
$2.71K - $3.58K
|
804
$293K
|
|
|
Feb 12, 2024
Q4 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-12- 1.33% |
$2.71K - $3.58K
|
888
$323K
|
|
|
Mar 04, 2024
Q4 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-12- 70.59% |
$2.71K - $3.58K
|
5
$1.82K
|
|
|
Jan 02, 2024
Q4 2023
|
Goal Vest Advisory LLC
|
SELL
|
- |
-13- 4.94% |
$2.94K - $3.88K
|
250
$91K
|
|
|
Jan 08, 2024
Q4 2023
|
Founders Capital Management
|
SELL
|
- |
-13- 4.96% |
$2.94K - $3.88K
|
249
$90.6K
|
|
|
Jan 23, 2024
Q4 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-13- 1.88% |
$2.94K - $3.88K
|
679
$247K
|
|
|
Feb 07, 2024
Q4 2023
|
Stoneridge Investment Partners LLC
|
SELL
|
- |
-13- 0.17% |
$2.94K - $3.88K
|
7.48K
$2.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-13- 0.4% |
$2.94K - $3.88K
|
3.26K
$1.19M
|
|
|
Jan 09, 2024
Q4 2023
|
Werlinich Asset Management, LLC
Stamford, CT |
SELL
|
- |
-14- 0.33% |
$3.16K - $4.17K
|
4.22K
$1.53M
|