Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Baldwin Investment Management, LLC
|
BUY
|
- |
10+ 0.1% |
$2.26K - $2.98K
|
9.99K
$3.64M
|
|
|
May 17, 2024
Q4 2023
|
Baxter Bros Inc
|
BUY
|
- |
10+ 1.16% |
$2.26K - $2.98K
|
870
$317K
|
|
|
Jan 12, 2024
Q4 2023
|
Empirical Asset Management, LLC
|
BUY
|
- |
9+ 0.99% |
$2.03K - $2.68K
|
918
$334K
|
|
|
Jan 22, 2024
Q4 2023
|
Montz Harcus Wealth Management LLC
|
BUY
|
- |
9+ 0.49% |
$2.03K - $2.68K
|
1.86K
$677K
|
|
|
Jan 22, 2024
Q4 2023
|
Hudock, Inc.
|
BUY
|
- |
9+ 0.09% |
$2.03K - $2.68K
|
9.77K
$3.55M
|
|
|
Feb 05, 2024
Q4 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
9+ 0.2% |
$2.03K - $2.68K
|
4.42K
$1.61M
|
|
|
Feb 09, 2024
Q4 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
9+ 1.27% |
$2.03K - $2.68K
|
717
$261K
|
|
|
Feb 09, 2024
Q4 2023
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
9+ 0.52% |
$2.03K - $2.68K
|
1.73K
$630K
|
|
|
Feb 20, 2024
Q4 2023
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
9New |
$2.03K - $2.68K
|
9
$3.28K
|
|
|
Jan 10, 2024
Q4 2023
|
Lakewood Asset Management LLC
Naperville, IL |
BUY
|
- |
8+ 0.3% |
$1.81K - $2.38K
|
2.71K
$987K
|
|
|
Jan 16, 2024
Q4 2023
|
Sanchez Wealth Management Group
|
BUY
|
- |
8+ 0.52% |
$1.81K - $2.38K
|
1.54K
$561K
|
|
|
Jan 17, 2024
Q4 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
8+ 0.54% |
$1.81K - $2.38K
|
1.5K
$547K
|
|
|
Jan 18, 2024
Q4 2023
|
Well Done, LLC
|
BUY
|
- |
8+ 0.3% |
$1.81K - $2.38K
|
2.69K
$977K
|
|
|
Jan 25, 2024
Q4 2023
|
Optas, LLC
|
BUY
|
- |
8+ 0.86% |
$1.81K - $2.38K
|
939
$342K
|
|
|
Jan 26, 2024
Q4 2023
|
Aspiriant, LLC
|
BUY
|
- |
8+ 0.27% |
$1.81K - $2.38K
|
2.93K
$1.07M
|
|
|
Jan 31, 2024
Q4 2023
|
West Hill Financial Advisors, Inc.
|
BUY
|
- |
8+ 0.57% |
$1.81K - $2.38K
|
1.42K
$516K
|
|
|
Jan 31, 2024
Q4 2023
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
8New |
$1.81K - $2.38K
|
8
$2.91K
|
|
|
Jan 31, 2024
Q4 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
8+ 0.92% |
$1.81K - $2.38K
|
873
$318K
|
|
|
Feb 09, 2024
Q4 2023
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
8+ 0.08% |
$1.81K - $2.38K
|
9.61K
$3.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
8+ 0.91% |
$1.81K - $2.38K
|
884
$322K
|
|
|
Feb 27, 2024
Q4 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
8+ 1.44% |
$1.81K - $2.38K
|
562
$205K
|
|
|
Jan 05, 2024
Q4 2023
|
Montecito Bank & Trust
|
BUY
|
- |
7+ 0.22% |
$1.58K - $2.09K
|
3.15K
$1.15M
|
|
|
Jan 17, 2024
Q4 2023
|
Family Legacy, Inc.
|
BUY
|
- |
7+ 0.04% |
$1.58K - $2.09K
|
19.4K
$7.06M
|
|
|
Jan 19, 2024
Q4 2023
|
Cjm Wealth Advisers, Ltd.
Falls Church, VA |
BUY
|
- |
7+ 0.59% |
$1.58K - $2.09K
|
1.2K
$438K
|
|
|
Jan 23, 2024
Q4 2023
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
BUY
|
- |
7+ 0.45% |
$1.58K - $2.09K
|
1.57K
$571K
|
|
|
Jan 24, 2024
Q4 2023
|
Canal Capital Management, LLC
|
BUY
|
- |
7+ 0.58% |
$1.58K - $2.09K
|
1.22K
$445K
|
|
|
Jan 26, 2024
Q4 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
7+ 0.51% |
$1.58K - $2.09K
|
1.38K
$503K
|
|
|
Jan 30, 2024
Q4 2023
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
7+ 2.72% |
$1.58K - $2.09K
|
264
$96.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Strategic Equity Management
|
BUY
|
- |
7+ 0.47% |
$1.58K - $2.09K
|
1.5K
$545K
|
|
|
Feb 12, 2024
Q4 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
BUY
|
- |
7+ 0.59% |
$1.58K - $2.09K
|
1.19K
$432K
|
|
|
Feb 15, 2024
Q4 2023
|
Coyle Financial Counsel LLC
Glenview, IL |
BUY
|
- |
7+ 0.52% |
$1.58K - $2.09K
|
1.35K
$490K
|
|
|
Jan 08, 2024
Q4 2023
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
6+ 0.29% |
$1.36K - $1.79K
|
2.1K
$763K
|
|
|
Jan 17, 2024
Q4 2023
|
Smith Anglin Financial, LLC
|
BUY
|
- |
6+ 0.33% |
$1.36K - $1.79K
|
1.82K
$663K
|
|
|
Jan 19, 2024
Q4 2023
|
Foster Victor Wealth Advisors, LLC
|
BUY
|
- |
6+ 0.75% |
$1.36K - $1.79K
|
804
$293K
|
|
|
Jan 23, 2024
Q4 2023
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
6+ 0.1% |
$1.36K - $1.79K
|
5.99K
$2.18M
|
|
|
Jan 29, 2024
Q4 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
6+ 0.37% |
$1.36K - $1.79K
|
1.65K
$599K
|
|
|
Jan 29, 2024
Q4 2023
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
6+ 0.32% |
$1.36K - $1.79K
|
1.86K
$678K
|
|
|
Jan 30, 2024
Q4 2023
|
Latitude Advisors, LLC
|
BUY
|
- |
6+ 0.31% |
$1.36K - $1.79K
|
1.92K
$700K
|
|
|
Jan 31, 2024
Q4 2023
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
6+ 54.55% |
$1.36K - $1.79K
|
17
$6.19K
|
|
|
Jan 31, 2024
Q4 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
6+ 0.05% |
$1.36K - $1.79K
|
11.5K
$4.18M
|
|
|
Feb 01, 2024
Q4 2023
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
6+ 0.49% |
$1.36K - $1.79K
|
1.24K
$449K
|
|
|
Feb 02, 2024
Q4 2023
|
Penobscot Wealth Management
|
BUY
|
- |
6+ 0.16% |
$1.36K - $1.79K
|
3.67K
$1.34M
|
|
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
6+ 0.53% |
$1.36K - $1.79K
|
1.13K
$411K
|
|
|
Feb 07, 2024
Q4 2023
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
6+ 0.75% |
$1.36K - $1.79K
|
803
$292K
|
|
|
Feb 08, 2024
Q4 2023
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
6+ 0.21% |
$1.36K - $1.79K
|
2.86K
$1.04M
|
|
|
Feb 09, 2024
Q4 2023
|
Brogan Financial, Inc.
Knoxville, TN |
BUY
|
- |
6+ 0.54% |
$1.36K - $1.79K
|
1.12K
$409K
|
|
|
Apr 09, 2024
Q4 2023
|
American Capital Advisory, LLC
Ketchum, ID |
BUY
|
- |
6New |
$1.36K - $1.79K
|
6
$2.18K
|
|
|
Jan 16, 2024
Q4 2023
|
Wolff Wiese Magana LLC
|
BUY
|
- |
5+ 2.75% |
$1.13K - $1.49K
|
187
$68K
|
|
|
Jan 23, 2024
Q4 2023
|
Requisite Capital Management, LLC
|
BUY
|
- |
5+ 0.58% |
$1.13K - $1.49K
|
860
$313K
|
|
|
Jan 25, 2024
Q4 2023
|
Sol Capital Management CO
|
BUY
|
- |
5+ 0.1% |
$1.13K - $1.49K
|
5.18K
$1.89M
|