Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
66+ 0.19% |
$14.9K - $19.7K
|
35.7K
$13M
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
66+ 1.08% |
$14.9K - $19.7K
|
6.16K
$2.24M
|
|
|
Jan 31, 2024
Q4 2023
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
65+ 2.12% |
$14.7K - $19.4K
|
3.14K
$1.14M
|
|
|
Feb 06, 2024
Q4 2023
|
Sym Financial Corp
|
BUY
|
- |
65+ 6.55% |
$14.7K - $19.4K
|
1.06K
$385K
|
|
|
Feb 01, 2024
Q4 2023
|
Klingenstein Fields & CO LP
|
BUY
|
- |
64+ 2.43% |
$14.5K - $19.1K
|
2.7K
$984K
|
|
|
Jan 23, 2024
Q4 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
BUY
|
- |
63+ 5.41% |
$14.2K - $18.8K
|
1.23K
$447K
|
|
|
Feb 06, 2024
Q4 2023
|
Catalyst Financial Partners LLC
Boston, MA |
BUY
|
- |
63+ 1.49% |
$14.2K - $18.8K
|
4.3K
$1.56M
|
|
|
Feb 09, 2024
Q4 2023
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
BUY
|
- |
63+ 2.01% |
$14.2K - $18.8K
|
3.2K
$1.16M
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
BUY
|
- |
62+ 4.85% |
$14K - $18.5K
|
1.34K
$488K
|
|
|
Jan 25, 2024
Q4 2023
|
Valley National Advisers Inc
|
BUY
|
- |
61+ 4.42% |
$13.8K - $18.2K
|
1.44K
$524K
|
|
|
Jan 31, 2024
Q4 2023
|
Davidson Trust CO
|
BUY
|
- |
60+ 5.37% |
$13.6K - $17.9K
|
1.18K
$428K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
60+ 1.81% |
$13.6K - $17.9K
|
3.37K
$1.23M
|
|
|
Feb 08, 2024
Q4 2023
|
Exchange Capital Management, Inc.
|
BUY
|
- |
60+ 6.49% |
$13.6K - $17.9K
|
984
$358K
|
|
|
Feb 01, 2024
Q4 2023
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
59+ 3.54% |
$13.3K - $17.6K
|
1.72K
$627K
|
|
|
Feb 07, 2024
Q4 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
57+ 1.7% |
$12.9K - $17K
|
3.41K
$1.24M
|
|
|
Jan 10, 2024
Q4 2023
|
Mechanics Bank Trust Department
|
BUY
|
- |
56+ 2.39% |
$12.7K - $16.7K
|
2.4K
$874K
|
|
|
Jan 31, 2024
Q4 2023
|
Resonant Capital Advisors, LLC
|
BUY
|
- |
56+ 4.42% |
$12.7K - $16.7K
|
1.32K
$481K
|
|
|
Mar 11, 2024
Q4 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
56+ 0.0% |
$12.7K - $16.7K
|
48.4M
$17.6B
|
|
|
Jan 17, 2024
Q4 2023
|
West Oak Capital, LLC
|
BUY
|
- |
55+ 1.23% |
$12.4K - $16.4K
|
4.52K
$1.65M
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
55+ 1.45% |
$12.4K - $16.4K
|
3.84K
$1.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
55+ 423.08% |
$12.4K - $16.4K
|
68
$24.7K
|
|
|
Jan 02, 2024
Q4 2023
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
54+ 0.81% |
$12.2K - $16.1K
|
6.68K
$2.43M
|
|
|
Jan 31, 2024
Q4 2023
|
Kathleen S. Wright Associates Inc.
|
BUY
|
- |
54New |
$12.2K - $16.1K
|
54
$19.7K
|
|
|
Jan 23, 2024
Q4 2023
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
53+ 5.53% |
$12K - $15.8K
|
1.01K
$368K
|
|
|
Jan 24, 2024
Q4 2023
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
53New |
$12K - $15.8K
|
53
$19.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Plancorp, LLC
|
BUY
|
- |
53+ 2.99% |
$12K - $15.8K
|
1.83K
$664K
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
BUY
|
- |
53+ 0.78% |
$12K - $15.8K
|
6.86K
$2.5M
|
|
|
Mar 19, 2024
Q4 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
53+ 3.58% |
$12K - $15.8K
|
1.54K
$559K
|
|
|
Jan 16, 2024
Q4 2023
|
Global Trust Asset Management, LLC
|
BUY
|
- |
52+ 0.62% |
$11.8K - $15.5K
|
8.41K
$3.06M
|
|
|
Jan 18, 2024
Q4 2023
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
52+ 1.61% |
$11.8K - $15.5K
|
3.28K
$1.2M
|
|
|
Jan 29, 2024
Q4 2023
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
52+ 1.75% |
$11.8K - $15.5K
|
3.02K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
52+ 14.53% |
$11.8K - $15.5K
|
410
$149K
|
|
|
Jan 22, 2024
Q4 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
51+ 1.22% |
$11.5K - $15.2K
|
4.24K
$1.54M
|
|
|
Feb 02, 2024
Q4 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
51+ 2.4% |
$11.5K - $15.2K
|
2.18K
$791K
|
|
|
Feb 14, 2024
Q4 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
51+ 4.8% |
$11.5K - $15.2K
|
1.11K
$405K
|
|
|
Feb 14, 2024
Q4 2023
|
Retirement Group, LLC
|
BUY
|
- |
51+ 0.27% |
$11.5K - $15.2K
|
19K
$6.92M
|
|
|
Jan 25, 2024
Q4 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
50+ 1.69% |
$11.3K - $14.9K
|
3K
$1.09M
|
|
|
Feb 01, 2024
Q4 2023
|
Foster & Motley Inc
Cincinnati, OH |
BUY
|
- |
50+ 0.3% |
$11.3K - $14.9K
|
16.9K
$6.17M
|
|
|
Feb 06, 2024
Q4 2023
|
Cherry Tree Wealth Management, LLC
Minnetonka, MN |
BUY
|
- |
50+ 12.66% |
$11.3K - $14.9K
|
445
$162K
|
|
|
Feb 12, 2024
Q4 2023
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
50+ 3.73% |
$11.3K - $14.9K
|
1.39K
$506K
|
|
|
Jan 10, 2024
Q4 2023
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
49+ 1.24% |
$11.1K - $14.6K
|
4K
$1.46M
|
|
|
Feb 13, 2024
Q4 2023
|
Angeles Investment Advisors, LLC
|
BUY
|
- |
49+ 5.52% |
$11.1K - $14.6K
|
937
$341K
|
|
|
Feb 14, 2024
Q4 2023
|
Asset Management Group, Inc.
Stamford, CT |
BUY
|
- |
49+ 0.45% |
$11.1K - $14.6K
|
11K
$3.99M
|
|
|
Jan 10, 2024
Q4 2023
|
Jgp Wealth Management, LLC
|
BUY
|
- |
48+ 2.02% |
$10.9K - $14.3K
|
2.42K
$880K
|
|
|
Feb 06, 2024
Q4 2023
|
W Advisors, LLC
Germantown, TN |
BUY
|
- |
47+ 2.05% |
$10.6K - $14K
|
2.34K
$853K
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
46+ 1.45% |
$10.4K - $13.7K
|
3.23K
$1.17M
|
|
|
Jan 19, 2024
Q4 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
46+ 0.38% |
$10.4K - $13.7K
|
12.1K
$4.41M
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
46+ 4.52% |
$10.4K - $13.7K
|
1.06K
$387K
|
|
|
Feb 05, 2024
Q4 2023
|
Orion Capital Management LLC
|
BUY
|
- |
46+ 5.26% |
$10.4K - $13.7K
|
920
$335K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Investment Management Company, LLC
|
BUY
|
- |
46+ 0.29% |
$10.4K - $13.7K
|
16.1K
$5.88M
|