Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Acropolis Investment Management, LLC
|
BUY
|
- |
93+ 4.6% |
$21K - $27.7K
|
2.11K
$769K
|
|
|
Feb 06, 2024
Q4 2023
|
Gryphon Financial Partners LLC
|
BUY
|
- |
92+ 6.55% |
$20.8K - $27.4K
|
1.5K
$544K
|
|
|
Feb 09, 2024
Q4 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
92+ 2.57% |
$20.8K - $27.4K
|
3.68K
$1.34M
|
|
|
Mar 04, 2024
Q4 2023
|
Richardson Financial Services Inc.
Medway, MA |
BUY
|
- |
92New |
$20.8K - $27.4K
|
92
$33.5K
|
|
|
Feb 12, 2024
Q4 2023
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
91+ 2.81% |
$20.6K - $27.1K
|
3.33K
$1.21M
|
|
|
Feb 08, 2024
Q4 2023
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
89+ 9.34% |
$20.1K - $26.5K
|
1.04K
$379K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
89+ 3.49% |
$20.1K - $26.5K
|
2.64K
$960K
|
|
|
Feb 01, 2024
Q4 2023
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
88+ 9.03% |
$19.9K - $26.2K
|
1.06K
$387K
|
|
|
Feb 07, 2024
Q4 2023
|
Partnership Wealth Management, LLC
Towson, MD |
BUY
|
- |
88New |
$19.9K - $26.2K
|
88
$32K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
88New |
$19.9K - $26.2K
|
88
$32K
|
|
|
Jan 23, 2024
Q4 2023
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
86+ 0.5% |
$19.4K - $25.6K
|
17.3K
$6.29M
|
|
|
Feb 01, 2024
Q4 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
86+ 4.0% |
$19.4K - $25.6K
|
2.23K
$813K
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
86+ 1.05% |
$19.4K - $25.6K
|
8.27K
$3.01M
|
|
|
Feb 08, 2024
Q4 2023
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
86+ 7.54% |
$19.4K - $25.6K
|
1.23K
$446K
|
|
|
Feb 12, 2024
Q4 2023
|
Alaethes Wealth LLC
Glenbrook, NV |
BUY
|
- |
86+ 1.6% |
$19.4K - $25.6K
|
5.45K
$1.98M
|
|
|
Jan 31, 2024
Q4 2023
|
Kornitzer Capital Management Inc
|
BUY
|
- |
85+ 9.58% |
$19.2K - $25.3K
|
972
$354K
|
|
|
Feb 15, 2024
Q4 2023
|
Aspect Partners, LLC
Fairfax, VA |
BUY
|
- |
85New |
$19.2K - $25.3K
|
85
$30.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
84+ 8.35% |
$19K - $25K
|
1.09K
$397K
|
|
|
Feb 14, 2024
Q4 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
83+ 8.13% |
$18.8K - $24.7K
|
1.1K
$402K
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
BUY
|
- |
82+ 0.16% |
$18.5K - $24.4K
|
52.1K
$19M
|
|
|
Jan 31, 2024
Q4 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
82+ 1.99% |
$18.5K - $24.4K
|
4.21K
$1.53M
|
|
|
Feb 08, 2024
Q4 2023
|
Manchester Capital Management LLC
Manchester, VT |
BUY
|
- |
82+ 2.92% |
$18.5K - $24.4K
|
2.89K
$1.05M
|
|
|
Feb 06, 2024
Q4 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
81+ 2.78% |
$18.3K - $24.1K
|
3K
$1.09M
|
|
|
Feb 08, 2024
Q4 2023
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
80New |
$18.1K - $23.8K
|
80
$29.1K
|
|
|
Jan 29, 2024
Q4 2023
|
Mv Capital Management, Inc.
|
BUY
|
- |
79+ 0.68% |
$17.9K - $23.6K
|
11.7K
$4.25M
|
|
|
Jan 09, 2024
Q4 2023
|
Central Bank & Trust CO
|
BUY
|
- |
78+ 0.27% |
$17.6K - $23.3K
|
29K
$10.6M
|
|
|
Jan 10, 2024
Q4 2023
|
Rise Advisors, LLC
|
BUY
|
- |
78+ 7.83% |
$17.6K - $23.3K
|
1.07K
$391K
|
|
|
Feb 15, 2024
Q4 2023
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
78+ 1.77% |
$17.6K - $23.3K
|
4.48K
$1.63M
|
|
|
Jan 31, 2024
Q4 2023
|
Ipswich Investment Management Co., Inc.
|
BUY
|
- |
77+ 0.43% |
$17.4K - $23K
|
18K
$6.55M
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
76+ 0.86% |
$17.2K - $22.7K
|
8.88K
$3.23M
|
|
|
Jan 30, 2024
Q4 2023
|
Eads & Heald Wealth Management
|
BUY
|
- |
76+ 1.21% |
$17.2K - $22.7K
|
6.37K
$2.32M
|
|
|
Feb 06, 2024
Q4 2023
|
Mechanics Financial Corp
|
BUY
|
- |
76+ 2.59% |
$17.2K - $22.7K
|
3.02K
$1.1M
|
|
|
Jan 23, 2024
Q4 2023
|
Washburn Capital Management, Inc.
|
BUY
|
- |
75+ 2.79% |
$17K - $22.4K
|
2.77K
$1.01M
|
|
|
Jan 23, 2024
Q4 2023
|
Breakwater Capital Group
Paramus, NJ |
BUY
|
- |
75+ 4.5% |
$17K - $22.4K
|
1.74K
$634K
|
|
|
Feb 01, 2024
Q4 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
75+ 2.66% |
$17K - $22.4K
|
2.89K
$1.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Long Island Wealth Management, Inc.
Melville, NY |
BUY
|
- |
74New |
$16.7K - $22.1K
|
74
$26.9K
|
|
|
Feb 13, 2024
Q4 2023
|
American Money Management, LLC
|
BUY
|
- |
73+ 4.64% |
$16.5K - $21.8K
|
1.65K
$599K
|
|
|
Feb 14, 2024
Q4 2023
|
Garner Asset Management Corp
|
BUY
|
- |
73+ 3.35% |
$16.5K - $21.8K
|
2.25K
$818K
|
|
|
Jan 18, 2024
Q4 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
72+ 5.6% |
$16.3K - $21.5K
|
1.36K
$494K
|
|
|
Feb 09, 2024
Q4 2023
|
Girard Partners Ltd.
|
BUY
|
- |
72+ 2.54% |
$16.3K - $21.5K
|
2.91K
$1.06M
|
|
|
Oct 31, 2024
Q4 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
72+ 5.6% |
$16.3K - $21.5K
|
1.36K
$494K
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
71+ 2.86% |
$16K - $21.2K
|
2.55K
$928K
|
|
|
Jan 24, 2024
Q4 2023
|
Peoples Financial Services Corp.
|
BUY
|
- |
71+ 2.19% |
$16K - $21.2K
|
3.31K
$1.2M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
71+ 0.37% |
$16K - $21.2K
|
19.5K
$7.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Gould Capital, LLC
|
BUY
|
- |
71+ 0.65% |
$16K - $21.2K
|
11K
$4.01M
|
|
|
Jan 23, 2024
Q4 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
70+ 1.83% |
$15.8K - $20.9K
|
3.89K
$1.41M
|
|
|
Feb 12, 2024
Q4 2023
|
Olistico Wealth, LLC
Tulsa, OK |
BUY
|
- |
70+ 3.4% |
$15.8K - $20.9K
|
2.13K
$775K
|
|
|
Feb 13, 2024
Q4 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
70+ 0.49% |
$15.8K - $20.9K
|
14.3K
$5.19M
|
|
|
Jan 22, 2024
Q4 2023
|
Holland Advisory Services, Inc.
|
BUY
|
- |
69+ 8.77% |
$15.6K - $20.6K
|
856
$311K
|
|
|
Jan 30, 2024
Q4 2023
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
67+ 2.72% |
$15.1K - $20K
|
2.53K
$919K
|