Insider Transactions in Q4 2020 at Caterpillar Inc (CAT)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 30
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Direct |
59,000
-28.0%
|
-
|
|
Dec 16
2020
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Bona fide gift
|
Direct |
500
-0.78%
|
-
|
|
Dec 04
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
2,318
-100.0%
|
$414,922
$179.5 P/Share
|
|
Dec 04
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,318
+50.0%
|
$192,394
$83.0 P/Share
|
|
Dec 02
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
4,634
-100.0%
|
$801,682
$173.26 P/Share
|
|
Dec 02
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,634
+50.0%
|
$384,622
$83.0 P/Share
|
|
Nov 24
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
159,572
-43.39%
|
$28,084,672
$176.8 P/Share
|
|
Nov 24
2020
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
214,370
+36.82%
|
$20,365,150
$95.66 P/Share
|
|
Nov 09
2020
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
2,476
-8.23%
|
$428,348
$173.9 P/Share
|
|
Nov 09
2020
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
3,295
+9.87%
|
$316,320
$96.31 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
8,894
-43.83%
|
$1,556,450
$175.0 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
46,646
-69.69%
|
$8,163,050
$175.0 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
55,540
+32.31%
|
$7,997,760
$144.74 P/Share
|
|
Nov 05
2020
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
2,500
-8.53%
|
$410,000
$164.76 P/Share
|
|
Nov 05
2020
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
2,500
+7.86%
|
$240,000
$96.31 P/Share
|
|
Nov 03
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
268,849
-44.51%
|
$44,628,934
$166.65 P/Share
|
|
Nov 03
2020
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
372,276
+37.73%
|
$31,271,184
$84.69 P/Share
|
|
Nov 02
2020
|
Ramin Younessi Group President |
SELL
Open market or private sale
|
Direct |
13,135
-44.81%
|
$2,127,870
$162.49 P/Share
|
|
Nov 02
2020
|
Ramin Younessi Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
13,135
+30.94%
|
$1,983,385
$151.12 P/Share
|
|
Oct 30
2020
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
3,687
-25.9%
|
$571,485
$155.0 P/Share
|
|
Oct 30
2020
|
Ramin Younessi Group President |
SELL
Open market or private sale
|
Direct |
20,492
-32.1%
|
$3,155,768
$154.35 P/Share
|
|
Oct 30
2020
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Open market or private sale
|
Direct |
12,000
-15.69%
|
$1,848,000
$154.78 P/Share
|
|
Oct 29
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
6,498
-100.0%
|
$1,000,692
$154.39 P/Share
|
|
Oct 29
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
6,498
+50.0%
|
$604,314
$93.03 P/Share
|
|
Oct 29
2020
|
Ramin Younessi Group President |
SELL
Open market or private sale
|
Direct |
18,013
-32.94%
|
$2,719,963
$151.0 P/Share
|
|
Oct 29
2020
|
Ramin Younessi Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
18,013
+24.78%
|
$2,485,794
$138.35 P/Share
|
|
Oct 12
2020
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
29,728
-67.62%
|
$4,815,936
$162.74 P/Share
|
|
Oct 12
2020
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
30,960
+41.32%
|
$4,674,960
$151.12 P/Share
|