Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
2.36M+ 34.84% |
$188M - $208M
|
9.14M
$949M
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
1.79M+ 6907.72% |
$143M - $158M
|
1.82M
$189M
|
|
|
Feb 09, 2022
Q4 2021
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
1M+ 34.99% |
$80M - $88.4M
|
3.87M
$402M
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
773K+ 36.86% |
$61.6M - $68.1M
|
2.87M
$298M
|
|
|
Feb 14, 2022
Q4 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
701K+ 1122.88% |
$55.9M - $61.8M
|
764K
$79.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
420K+ 12.71% |
$33.5M - $37M
|
3.73M
$387M
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
BUY
|
- |
304K+ 44.94% |
$24.3M - $26.8M
|
982K
$102M
|
|
|
Feb 04, 2022
Q4 2021
|
Boston Partners
Boston, MA |
BUY
|
- |
293K+ 6.68% |
$23.3M - $25.8M
|
4.68M
$486M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
268K+ 8.32% |
$21.3M - $23.6M
|
3.48M
$362M
|
|
|
Feb 09, 2022
Q4 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
210K+ 10.13% |
$16.7M - $18.5M
|
2.28M
$236M
|
|
|
Feb 09, 2022
Q4 2021
|
Tobias Financial Advisors, Inc.
Plantation, FL |
BUY
|
- |
185KNew |
$14.7M - $16.3M
|
185K
$19.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
179K+ 119.29% |
$14.3M - $15.8M
|
329K
$34.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Mondrian Investment Partners LTD
London, X0 |
BUY
|
- |
173K+ 27.34% |
$13.8M - $15.3M
|
807K
$83.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
156KNew |
$12.4M - $13.7M
|
156K
$16.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
153KNew |
$12.2M - $13.5M
|
153K
$15.9M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
148KNew |
$11.8M - $13M
|
148K
$15.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
135K+ 3717.55% |
$10.8M - $11.9M
|
139K
$14.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
130K+ 1322.0% |
$10.4M - $11.5M
|
140K
$14.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
129KNew |
$10.3M - $11.4M
|
129K
$13.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
120K+ 69.47% |
$9.55M - $10.6M
|
292K
$30.3M
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
113K+ 2533.72% |
$9.04M - $9.99M
|
118K
$12.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
109K+ 5.24% |
$8.68M - $9.6M
|
2.19M
$227M
|
|
|
Feb 11, 2022
Q4 2021
|
Parnassus Investments, LLC
|
BUY
|
- |
90.1K+ 7.82% |
$7.18M - $7.94M
|
1.24M
$129M
|
|
|
Feb 11, 2022
Q4 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
89.2K+ 2.17% |
$7.11M - $7.86M
|
4.21M
$437M
|
|
|
Feb 02, 2022
Q4 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
79.6K+ 0.77% |
$6.35M - $7.02M
|
10.4M
$1.08B
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
67.7K+ 34.88% |
$5.39M - $5.96M
|
262K
$27.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
56.8K+ 7.23% |
$4.53M - $5.01M
|
843K
$87.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
55.1K+ 19.36% |
$4.39M - $4.85M
|
339K
$35.2M
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
54.8KNew |
$4.37M - $4.83M
|
54.8K
$5.69M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
54.7K+ 16.39% |
$4.36M - $4.82M
|
388K
$40.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
53K+ 126.21% |
$4.22M - $4.67M
|
95K
$9.86M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
51.4K+ 7.45% |
$4.09M - $4.53M
|
740K
$76.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
45.6KNew |
$3.63M - $4.02M
|
45.6K
$4.73M
|
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
43KNew |
$3.43M - $3.79M
|
43K
$4.47M
|
|
|
Jan 24, 2022
Q4 2021
|
Smithbridge Asset Management Inc
|
BUY
|
- |
42KNew |
$3.34M - $3.7M
|
42K
$4.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
41.5KNew |
$3.31M - $3.66M
|
41.5K
$4.31M
|
|
|
Jan 12, 2022
Q4 2021
|
First Hawaiian Bank
|
BUY
|
- |
38.7K+ 417.39% |
$3.08M - $3.41M
|
47.9K
$4.97M
|
|
|
Jan 31, 2022
Q4 2021
|
Yousif Capital Management, LLC
|
BUY
|
- |
37.9KNew |
$3.02M - $3.34M
|
37.9K
$3.94M
|
|
|
Feb 09, 2022
Q4 2021
|
Banco Santander, S.A.
|
BUY
|
- |
37.8K+ 23.91% |
$3.01M - $3.33M
|
196K
$20.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
36.8K+ 2.09% |
$2.94M - $3.25M
|
1.8M
$187M
|
|
|
Mar 09, 2022
Q4 2021
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
35KNew |
$2.79M - $3.09M
|
35K
$3.64M
|
|
|
Feb 15, 2022
Q4 2021
|
Employees Retirement System Of Texas
|
BUY
|
- |
33.8KNew |
$2.69M - $2.98M
|
33.8K
$3.51M
|
|
|
Feb 11, 2022
Q4 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
BUY
|
- |
32.8K+ 20.14% |
$2.61M - $2.89M
|
196K
$20.3M
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
27.9K+ 14.69% |
$2.22M - $2.46M
|
218K
$22.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
27.8K+ 150.86% |
$2.21M - $2.45M
|
46.2K
$4.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
27.5K+ 3.53% |
$2.19M - $2.43M
|
806K
$83.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Martin Investment Management, LLC
Palm Beach Gardens, FL |
BUY
|
- |
26.1K+ 8.99% |
$2.08M - $2.3M
|
316K
$32.8M
|
|
|
Mar 01, 2022
Q4 2021
|
Siena Capital LLC
Cincinnati, OH |
BUY
|
- |
25.1KNew |
$2M - $2.22M
|
25.1K
$2.61M
|
|
|
Feb 18, 2022
Q4 2021
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
24.9KNew |
$1.99M - $2.2M
|
24.9K
$2.59M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
24.8K+ 19.51% |
$1.97M - $2.18M
|
152K
$15.7M
|