Latest Institutional Transactions on Apollo Endosurgery, Inc. (APEN)
This table provides information on the latest institutional transactions involving Apollo Endosurgery, Inc. (APEN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Gardner Lewis Asset Management L P
Chadds Ford, PA |
BUY
|
- |
1.43MNew |
$14M - $14.2M
|
1.43M
$0
|
|
|
May 12, 2023
Q1 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
197KNew |
$1.93M - $1.96M
|
197K
$0
|
|
|
May 12, 2023
Q1 2023
|
Awm Investment Company, Inc.
New York, NY |
SELL
|
- |
-300K- 38.13% |
$2.95M - $2.99M
|
487K
$0
|
|
|
May 12, 2023
Q1 2023
|
Bck Capital Management LP
Stamford, CT |
BUY
|
- |
2.22K+ 1.6% |
$21.8K - $22.1K
|
141K
$0
|
|
|
May 12, 2023
Q1 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
14.9KNew |
$146K - $148K
|
14.9K
$0
|
|
|
May 12, 2023
Q1 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
551KNew |
$5.41M - $5.48M
|
551K
$0
|
|
|
May 12, 2023
Q1 2023
|
Stonepine Capital Management, LLC
Bend, OR |
SELL
|
- |
-3.36M- 90.07% |
$33M - $33.4M
|
370K
$0
|
|
|
May 12, 2023
Q1 2023
|
Bardin Hill Management Partners LP
New York, NY |
BUY
|
- |
187K+ 72.49% |
$1.83M - $1.86M
|
444K
$0
|
|
|
May 12, 2023
Q1 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-86.5K- 41.27% |
$850K - $862K
|
123K
$0
|
|
|
May 12, 2023
Q1 2023
|
Gabelli Funds LLC
Rye, NY |
BUY
|
- |
945K+ 340.68% |
$9.29M - $9.41M
|
1.22M
$0
|
|
|
May 12, 2023
Q1 2023
|
Gabelli & CO Investment Advisers, Inc.
Rye, NY |
BUY
|
- |
600K+ 312.7% |
$5.9M - $5.98M
|
792K
$0
|
|
|
May 11, 2023
Q1 2023
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
BUY
|
- |
100KNew |
$983K - $996K
|
100K
$0
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
264K+ 24.55% |
$2.59M - $2.63M
|
1.34M
$0
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-387K- 16.2% |
$3.8M - $3.85M
|
2M
$0
|
|
|
May 11, 2023
Q1 2023
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
48.9KNew |
$481K - $487K
|
48.9K
$0
|
|
|
May 11, 2023
Q1 2023
|
Ramius Advisors LLC
New York, NY |
SELL
|
PUT |
-1.8K- 12.16% |
$17.7K - $17.9K
|
13K
$0
|
|
|
May 11, 2023
Q1 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-3.27K- 19.0% |
$32.1K - $32.5K
|
13.9K
$0
|
|
|
May 10, 2023
Q1 2023
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
- |
547KNew |
$5.38M - $5.45M
|
547K
$0
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
57KNew |
$561K - $568K
|
57K
$0
|
|
|
May 10, 2023
Q1 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
1.41MNew |
$13.9M - $14.1M
|
1.41M
$0
|
|
|
May 09, 2023
Q1 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-491K- 82.63% |
$4.82M - $4.89M
|
103K
$0
|
|
|
May 09, 2023
Q1 2023
|
Gam Holding Ag
|
BUY
|
- |
147KNew |
$1.45M - $1.47M
|
147K
$0
|
|
|
May 09, 2023
Q1 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-104K- 76.23% |
$1.02M - $1.04M
|
32.4K
$0
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
55.7KNew |
$548K - $555K
|
55.7K
$0
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.57K+ 73.65% |
$25.3K - $25.6K
|
6.07K
$0
|
|
|
May 09, 2023
Q1 2023
|
Crystalline Management Inc.
Montreal, Quebec, Z4 |
BUY
|
- |
271K+ 727.05% |
$2.67M - $2.7M
|
309K
$0
|
|
|
May 09, 2023
Q1 2023
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-2K- 7.41% |
$19.7K - $19.9K
|
25K
$0
|
|
|
May 08, 2023
Q1 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
413K+ 134.09% |
$4.06M - $4.11M
|
721K
$0
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
139K+ 2069.05% |
$1.37M - $1.39M
|
146K
$0
|
|
|
May 08, 2023
Q1 2023
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
430KNew |
$4.23M - $4.28M
|
430K
$0
|
|
|
May 04, 2023
Q1 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.7K- 60.33% |
$105K - $107K
|
7.05K
$0
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
68.5KNew |
$673K - $682K
|
68.5K
$0
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
BUY
|
- |
100+ 7.69% |
$983 - $996
|
1.4K
$0
|
|
|
Apr 12, 2023
Q1 2023
|
Syquant Capital Sas
|
BUY
|
- |
300KNew |
$2.95M - $2.99M
|
300K
$0
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
18KNew |
$177K - $180K
|
18K
$0
|
|
|
Apr 10, 2023
Q1 2023
|
Gagnon Securities LLC
|
SELL
|
- |
-1.64M- 96.07% |
$16.1M - $16.3M
|
67K
$0
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Aigh Capital Management LLC
Baltimore, MD |
SELL
|
- |
-192K- 37.78% |
$1.14M - $1.95M
|
316K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-5.2K- 47.72% |
$30.7K - $52.8K
|
5.7K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Utah Peaks Capital Inc
Park City, UT |
BUY
|
CALL |
10.6KNew |
$62.6K - $107K
|
10.6K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Boone Capital Management LLC
Atlanta, GA |
BUY
|
- |
718KNew |
$4.25M - $7.28M
|
718K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Worth Venture Partners, LLC
Fort Lee, NJ |
SELL
|
- |
-48.8K- 38.6% |
$289K - $495K
|
77.7K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
CALL |
218KNew |
$1.29M - $2.21M
|
218K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Cpmg Inc
Dallas, TX |
BUY
|
- |
2.22M+ 56.01% |
$13.1M - $22.5M
|
6.18M
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Glazer Capital, LLC
New York, NY |
BUY
|
- |
163KNew |
$963K - $1.65M
|
163K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
12.7KNew |
$74.8K - $128K
|
12.7K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Apis Capital Advisors, LLC
New York, NY |
BUY
|
- |
30K+ 21.43% |
$177K - $304K
|
170K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Lighthouse Investment Partners, LLC
Palm Beach Gardens, FL |
BUY
|
- |
16.1KNew |
$94.9K - $163K
|
16.1K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
BUY
|
PUT |
1.6KNew |
$9.46K - $16.2K
|
1.6K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
First Trust Capital Management L.P.
Chicago, IL |
BUY
|
- |
475KNew |
$2.81M - $4.81M
|
475K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
19.6KNew |
$116K - $199K
|
19.6K
$0
|
|