Latest Institutional Transactions on Apollo Endosurgery, Inc. (APEN)
This table provides information on the latest institutional transactions involving Apollo Endosurgery, Inc. (APEN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-140KClosed |
$699K - $1.22M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Boulder Hill Capital Management LP
New York, NY |
SELL
|
- |
-11.4KClosed |
$57.1K - $100K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-219KClosed |
$1.1M - $1.92M
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Dorsey Wright & Associates
|
SELL
|
- |
-9.63KClosed |
$48.2K - $84.4K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Deerfield Management Company, L.P. (Series C)
New York, NY |
BUY
|
- |
1.75MNew |
$13.4M - $17.7M
|
1.75M
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-12Closed |
$91.7 - $121
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rtw Investments, LP
New York, NY |
BUY
|
- |
258KNew |
$1.97M - $2.61M
|
258K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-2Closed |
$15.3 - $20.2
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.4KClosed |
$217K - $287K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Kercheville Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$81.6K - $108K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14KClosed |
$103K - $139K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 10, 2021
Q2 2021
|
Sg Capital Management LLC
Chicago, IL |
SELL
|
- |
-149KClosed |
$802K - $1.34M
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Gagnon Advisors, LLC
|
BUY
|
- |
129K+ 10.71% |
$691K - $1.15M
|
1.33M
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-276Closed |
$1.48K - $2.47K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-2Closed |
$10.7 - $17.9
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 13, 2021
Q1 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
50KNew |
$177K - $323K
|
50K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-840Closed |
$2.97K - $5.43K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-45.2KClosed |
$75K - $217K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-5.55KClosed |
$9.21K - $26.7K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-2.4KClosed |
$3.93K - $5.99K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
18New |
$47.7 - $61.2
|
18
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
65New |
$172 - $221
|
65
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-19KClosed |
$47.8K - $72K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-13.6KClosed |
$44.2K - $53.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Woodmont Investment Counsel LLC
Nashville, TN |
SELL
|
- |
-20KClosed |
$61.4K - $80K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
10K+ 8.33% |
$30.7K - $40K
|
130K
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-50Closed |
$154 - $200
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-9Closed |
$27.6 - $36
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Millrace Asset Group, Inc.
|
SELL
|
- |
-99KClosed |
$316K - $716K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Athyrium Capital Management, LP
New York, NY |
SELL
|
- |
-252KClosed |
$804K - $1.82M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3Closed |
$20.6 - $27.3
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.6KNew |
$11K - $14.6K
|
1.6K
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-400KClosed |
$2.75M - $3.64M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Wexford Capital LP
Greenwich, CT |
SELL
|
- |
-205KClosed |
$1.41M - $1.87M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Granite Point Capital Management, L.P.
|
SELL
|
- |
-50KClosed |
$344K - $456K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-12Closed |
$67.2 - $83.3
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Novo Holdings
Hellerup, G7 |
SELL
|
- |
-274KClosed |
$1.09M - $1.56M
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2023
Q3 2017
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
1New |
$3.77 - $6.04
|
1
$0
|
|